ABAXIS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-06: Reporting owner SEVERSON CLINTON; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-08-11: Reporting owner BASTIANI RICHARD; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-08-02: Reporting owner INES ALBERTO SANTA; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-08-02: Reporting owner OSTOICH VLADIMIR; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-06 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,417 0 owned after | $3.85 exercise price | 2011-12-07 | |
| 2011-08-11 | BASTIANI RICHARD Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $4.18 | 2011-08-12 | |
| 2011-08-02 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,432 0 owned after | $3.00 exercise price | 2011-08-04 | |
| 2011-08-02 | OSTOICH VLADIMIR Officer (VP of Govt Affairs & Pac Rim) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $3.85 exercise price | 2011-08-03 | |
| 2011-06-06 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,000 10,432 owned after | $3.00 exercise price | 2011-06-06 | |
| 2011-03-08 | OSTOICH VLADIMIR Officer (VP of Govt Affairs & Pac Rim) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,500 0 owned after | $5.47 exercise price | 2011-03-08 | |
| 2011-03-03 | EVENHUIS HENK Director | 4/A | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 1,000 owned after | $4.25 exercise price | 2011-03-04 | |
| 2011-03-03 | EVENHUIS HENK Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 1,000 owned after | $4.25 exercise price | 2011-03-04 | |
| 2011-03-02 | EVENHUIS HENK Director | 4/A | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,100 1,900 owned after | $4.25 exercise price | 2011-03-04 | |
| 2011-03-02 | EVENHUIS HENK Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,100 1,900 owned after | $4.25 exercise price | 2011-03-04 | |
| 2011-03-01 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $5.47 exercise price | 2011-03-02 | |
| 2011-02-10 | SINGH PRITHIPAL Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $6.46 exercise price | 2011-02-11 |