ABAXIS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-07: Reporting owner SEVERSON CLINTON; Form 4/A; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-07: Reporting owner SEVERSON CLINTON; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-06: Reporting owner SEVERSON CLINTON; Form 4/A; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-06: Reporting owner SEVERSON CLINTON; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-07 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4/A | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83,971 0 owned after | $4.87 exercise price | 2010-12-08 | |
| 2010-12-07 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83,971 0 owned after | $4.87 exercise price | 2010-12-07 | |
| 2010-12-06 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4/A | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,344 83,971 owned after | $4.87 exercise price | 2010-12-08 | |
| 2010-12-06 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,344 83,971 owned after | $4.87 exercise price | 2010-12-07 | |
| 2010-12-03 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4/A | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,685 105,315 owned after | $4.87 exercise price | 2010-12-08 | |
| 2010-12-03 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,685 105,315 owned after | $4.87 exercise price | 2010-12-07 | |
| 2010-11-18 | Henkel Achim Officer (Managing Director-Europe) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $4.87 exercise price | 2010-11-22 | |
| 2010-11-03 | Mulroy Martin Officer (VP-Sales&Marketing, Veterinary) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −437 0 owned after | $6.06 exercise price | 2010-11-04 | |
| 2010-11-03 | Mulroy Martin Officer (VP-Sales&Marketing, Veterinary) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,812 0 owned after | $4.87 exercise price | 2010-11-04 | |
| 2010-09-03 | BASTIANI RICHARD Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $5.72 exercise price | 2010-09-07 | |
| 2010-06-08 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.31 exercise price | 2010-06-09 | |
| 2010-05-28 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 10,000 owned after | $6.31 exercise price | 2010-05-28 | |
| 2010-05-27 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 11,250 owned after | $6.31 exercise price | 2010-05-28 | |
| 2010-05-26 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 18,250 owned after | $6.31 exercise price | 2010-05-27 | |
| 2010-05-25 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 23,250 owned after | $6.31 exercise price | 2010-05-27 | |
| 2010-05-20 | SINGH PRITHIPAL Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $5.27 exercise price | 2010-05-20 | |
| 2010-05-20 | SINGH PRITHIPAL Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $4.36 exercise price | 2010-05-20 | |
| 2010-05-12 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 31,250 owned after | $6.31 exercise price | 2010-05-13 | |
| 2010-04-26 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 34,375 owned after | $6.31 exercise price | 2010-04-28 | |
| 2010-04-05 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 37,500 owned after | $6.31 exercise price | 2010-04-06 | |
| 2010-03-22 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 40,625 owned after | $6.31 exercise price | 2010-03-23 | |
| 2010-03-15 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 43,750 owned after | $6.31 exercise price | 2010-03-16 | |
| 2010-03-01 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 46,875 owned after | $6.31 exercise price | 2010-03-02 | |
| 2010-02-04 | Henkel Achim Officer (Managing Director-Europe) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $7.88 exercise price | 2010-02-08 | |
| 2010-02-01 | SINGH PRITHIPAL Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $6.69 exercise price | 2010-02-02 | |
| 2010-02-01 | SINGH PRITHIPAL Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $6.00 exercise price | 2010-02-02 | |
| 2010-02-01 | TUCKER ERNEST Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $5.72 exercise price | 2010-02-02 | |
| 2010-01-11 | OSTOICH VLADIMIR Officer (VP of Govt Affairs & Pac Rim) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 0 owned after | $8.13 exercise price | 2010-01-12 |