ABAXIS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-04: Reporting owner OSTOICH VLADIMIR; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-02-27: Reporting owner INES ALBERTO SANTA; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-02-07: Reporting owner INES ALBERTO SANTA; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-02-22: Reporting owner EVENHUIS HENK; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-04 | OSTOICH VLADIMIR Officer (VP of Govt Affairs & Pac Rim) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,000 0 owned after | $21.65 exercise price | 2014-03-06 | |
| 2014-02-27 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $21.65 exercise price | 2014-02-27 | |
| 2014-02-07 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $21.65 exercise price | 2014-02-11 |