ABAXIS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-22: Reporting owner OSTOICH VLADIMIR; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-10-05: Reporting owner ARON KENNETH; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-10-05: Reporting owner ARON KENNETH; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-10-02: Reporting owner OSTOICH VLADIMIR; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-22 | OSTOICH VLADIMIR Officer (VP of Govt Affairs & Pac Rim) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 472,636 owned after | $8.13 | 2006-11-22 | |
| 2006-10-05 | ARON KENNETH Officer (VP of Research & Development) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 168,015 owned after | $4.87 | 2006-10-06 | |
| 2006-10-05 | ARON KENNETH Officer (VP of Research & Development) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 168,015 owned after | $3.85 | 2006-10-06 | |
| 2006-10-02 | OSTOICH VLADIMIR Officer (VP of Govt Affairs & Pac Rim) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 481,803 owned after | $8.13 | 2006-10-03 | |
| 2006-09-08 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4/A | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 760,774 owned after | $1.56 | 2007-03-09 | |
| 2006-09-08 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 760,774 owned after | $1.56 | 2006-09-11 | |
| 2006-09-05 | SEVERSON CLINTON Director, Officer (President,CEO & Board Director) | 4/A | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 790,774 owned after | $1.56 | 2007-03-09 | |
| 2006-09-05 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 790,774 owned after | $1.56 | 2006-09-06 | |
| 2006-09-01 | OSTOICH VLADIMIR Officer (VP of Govt Affairs & Pac Rim) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 488,969 owned after | $8.13 | 2006-09-05 | |
| 2006-08-03 | OSTOICH VLADIMIR Officer (VP of Govt Affairs & Pac Rim) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 516,078 owned after | $8.13 | 2006-08-04 | |
| 2006-06-29 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 908,582 owned after | $5.47 | 2006-06-30 | |
| 2006-06-29 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,583 908,582 owned after | $3.85 | 2006-06-30 | |
| 2006-06-12 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,952 907,541 owned after | $5.13 | 2006-06-13 | |
| 2006-06-08 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 929,395 owned after | $5.13 | 2006-06-09 | |
| 2006-06-07 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,146 979,395 owned after | $5.13 | 2006-06-08 | |
| 2006-05-30 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,048 1,012,541 owned after | $5.13 | 2006-05-30 | |
| 2006-05-04 | TUCKER ERNEST Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 28,500 owned after | $4.13 | 2006-05-08 | |
| 2006-05-03 | ARON KENNETH Officer (VP of Research & Development) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,230 223,750 owned after | $4.87 | 2006-05-03 | |
| 2006-05-02 | ARON KENNETH Officer (VP of Research & Development) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,376 230,980 owned after | $4.87 | 2006-05-03 | |
| 2006-05-01 | ARON KENNETH Officer (VP of R&D) | 4/A | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,394 257,356 owned after | $4.87 | 2006-05-08 | |
| 2006-05-01 | ARON KENNETH Officer (VP of R&D) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,394 257,356 owned after | $4.87 | 2006-05-02 | |
| 2006-03-10 | OSTOICH VLADIMIR Officer (VP-Govt Affairs & Mktg Pac Rim) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 499,922 owned after | $5.63 | 2006-03-14 |