ABAXIS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-11: Reporting owner BASTIANI RICHARD; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-11: Reporting owner BASTIANI RICHARD; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-07: Reporting owner EVENHUIS HENK; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-07: Reporting owner SEVERSON CLINTON; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-11 | BASTIANI RICHARD Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $13.55 exercise price | 2012-12-12 | |
| 2012-12-11 | BASTIANI RICHARD Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $13.00 exercise price | 2012-12-12 | |
| 2012-12-07 | EVENHUIS HENK Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $12.90 exercise price | 2012-12-11 | |
| 2012-12-07 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,100 0 owned after | $21.65 exercise price | 2012-12-11 | |
| 2012-12-03 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −231 33,100 owned after | $21.65 exercise price | 2012-12-05 | |
| 2012-11-30 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,136 0 owned after | $21.65 exercise price | 2012-12-04 | |
| 2012-11-30 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,833 33,331 owned after | $21.65 exercise price | 2012-12-04 | |
| 2012-11-29 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,700 10,136 owned after | $21.65 exercise price | 2012-12-03 | |
| 2012-11-06 | Mulroy Martin Officer (Chief Commercial Officer) | 4/A | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $3.85 exercise price | 2012-11-07 | |
| 2012-11-06 | Mulroy Martin Officer (Chief Commercial Officer) | 4/A | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,292 0 owned after | $14.05 exercise price | 2012-11-07 | |
| 2012-05-08 | Henkel Achim Officer (Managing Director-Europe) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $3.85 exercise price | 2012-05-09 | |
| 2012-05-07 | BASTIANI RICHARD Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $3.20 exercise price | 2012-05-09 | |
| 2012-02-07 | EVENHUIS HENK Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $4.25 exercise price | 2012-02-09 | |
| 2012-02-07 | EVENHUIS HENK Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $4.25 exercise price | 2012-02-09 |