ABAXIS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-29: Reporting owner Mulroy Martin; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-11-21: Reporting owner HANLON BRENTON; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-10-13: Reporting owner OSTOICH VLADIMIR; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-10-10: Reporting owner SEVERSON CLINTON; Form 4; Security Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-29 | Mulroy Martin Officer (VP-Sales&Marketing,Veterinary) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 0 owned after | $1.94 exercise price | 2008-12-30 | |
| 2008-11-21 | HANLON BRENTON Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $2.00 exercise price | 2008-11-21 | |
| 2008-10-13 | OSTOICH VLADIMIR Officer (VP of Govt Affairs & Pac Rim) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $1.88 exercise price | 2008-10-15 | |
| 2008-10-10 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −69,900 0 owned after | $1.56 exercise price | 2008-10-14 | |
| 2008-08-01 | BASTIANI RICHARD Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $1.72 exercise price | 2008-08-04 | |
| 2008-05-23 | SINGH PRITHIPAL Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $2.97 exercise price | 2008-05-27 | |
| 2008-05-05 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 69,900 owned after | $1.56 exercise price | 2008-05-07 | |
| 2008-03-03 | OSTOICH VLADIMIR Officer (VP of Govt Affairs & Pac Rim) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 22,000 owned after | $21.65 exercise price | 2008-03-04 | |
| 2008-02-22 | Mulroy Martin Officer (VP-Sales&Marketing,Veterinary) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,708 0 owned after | $14.05 exercise price | 2008-02-25 | |
| 2008-02-19 | Mulroy Martin Officer (VP-Sales&Marketing,Veterinary) | 4 | Exercise Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $5.87 exercise price | 2008-02-21 | |
| 2008-02-06 | TUCKER ERNEST Director | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 4,000 owned after | $5.72 exercise price | 2008-02-07 | |
| 2008-02-01 | OSTOICH VLADIMIR Officer (VP of Govt Affairs & Pac Rim) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 28,000 owned after | $21.65 exercise price | 2008-02-05 | |
| 2008-02-01 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 37,432 owned after | $3.00 exercise price | 2008-02-05 | |
| 2008-01-02 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4/A | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 39,432 owned after | $3.00 exercise price | 2008-01-03 | |
| 2008-01-02 | OSTOICH VLADIMIR Officer (VP of Govt Affairs & Pac Rim) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 34,000 owned after | $21.65 exercise price | 2008-01-03 | |
| 2008-01-02 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 39,342 owned after | $3.00 exercise price | 2008-01-03 |