ABAXIS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 134 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-07-31: Reporting owner ARON KENNETH; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-07-31: Reporting owner ARON KENNETH; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-07-31: Reporting owner ARON KENNETH; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-07-31: Reporting owner ARON KENNETH; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-07-31 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,300 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,550 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | ALTMAN VERNON E Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,500 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | BASTIANI RICHARD Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,500 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | CASEY MICHAEL D Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,500 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | EVENHUIS HENK Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,500 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | Henkel Achim Officer (Managing Director-Europe) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,300 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | Henkel Achim Officer (Managing Director-Europe) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | Henkel Achim Officer (Managing Director-Europe) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,550 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | Henkel Achim Officer (Managing Director-Europe) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | Henkel Achim Officer (Managing Director-Europe) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | Henkel Achim Officer (Managing Director-Europe) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | Henkel Achim Officer (Managing Director-Europe) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | Henkel Achim Officer (Managing Director-Europe) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | Henkel Achim Officer (Managing Director-Europe) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | Henkel Achim Officer (Managing Director-Europe) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,300 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,150 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,050 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | SINGH PRITHIPAL Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,500 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | SINGH PRITHIPAL Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,500 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,300 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,550 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Performance Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Performance Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Performance Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Performance Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Performance Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Performance Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,300 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,550 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | WOOD DONALD PETER Officer (President and COO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,300 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | WOOD DONALD PETER Officer (President and COO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | WOOD DONALD PETER Officer (President and COO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,550 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | WOOD DONALD PETER Officer (President and COO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | WOOD DONALD PETER Officer (President and COO) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | WOOD DONALD PETER Officer (President and COO) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | WOOD DONALD PETER Officer (President and COO) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | WOOD DONALD PETER Officer (President and COO) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | WOOD DONALD PETER Officer (President and COO) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-07-31 | WOOD DONALD PETER Officer (President and COO) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | no price filed | 2018-08-02 | |
| 2018-05-04 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,350 6,300 owned after | $0.00 | 2018-05-08 | |
| 2018-05-04 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 6,000 owned after | $0.00 | 2018-05-08 | |
| 2018-05-04 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 6,000 owned after | $0.00 | 2018-05-08 | |
| 2018-05-04 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,350 6,300 owned after | $0.00 | 2018-05-08 | |
| 2018-05-04 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 4,000 owned after | $0.00 | 2018-05-08 | |
| 2018-05-04 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 4,000 owned after | $0.00 | 2018-05-08 | |
| 2018-05-04 | WOOD DONALD PETER Officer (President and COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,350 6,300 owned after | $0.00 | 2018-05-08 | |
| 2018-05-04 | WOOD DONALD PETER Officer (President and COO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 6,000 owned after | $0.00 | 2018-05-08 | |
| 2018-05-04 | WOOD DONALD PETER Officer (President and COO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 6,000 owned after | $0.00 | 2018-05-08 | |
| 2018-05-04 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,350 6,300 owned after | $0.00 | 2018-05-08 | |
| 2018-05-04 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 6,000 owned after | $0.00 | 2018-05-08 | |
| 2018-05-04 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 6,000 owned after | $0.00 | 2018-05-08 | |
| 2018-05-04 | Henkel Achim Officer (Managing Director-Europe) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,350 6,300 owned after | $0.00 | 2018-05-08 | |
| 2018-05-04 | Henkel Achim Officer (Managing Director-Europe) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 6,000 owned after | $0.00 | 2018-05-08 | |
| 2018-05-04 | Henkel Achim Officer (Managing Director-Europe) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 6,000 owned after | $0.00 | 2018-05-08 | |
| 2018-05-04 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,850 13,300 owned after | $0.00 | 2018-05-08 | |
| 2018-05-04 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 9,000 owned after | $0.00 | 2018-05-08 | |
| 2018-05-04 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 9,000 owned after | $0.00 | 2018-05-08 | |
| 2018-05-02 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 16,150 owned after | $0.00 | 2018-05-03 | |
| 2018-05-02 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 7,650 owned after | $0.00 | 2018-05-03 | |
| 2018-05-02 | Henkel Achim Officer (Managing Director-Europe) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 7,650 owned after | $0.00 | 2018-05-03 | |
| 2018-05-02 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 7,650 owned after | $0.00 | 2018-05-03 | |
| 2018-05-02 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 7,650 owned after | $0.00 | 2018-05-03 | |
| 2018-05-02 | WOOD DONALD PETER Officer (President and COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 7,650 owned after | $0.00 | 2018-05-03 | |
| 2018-05-01 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −950 18,050 owned after | $0.00 | 2018-05-03 | |
| 2018-05-01 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 8,550 owned after | $0.00 | 2018-05-03 | |
| 2018-05-01 | Henkel Achim Officer (Managing Director-Europe) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 8,550 owned after | $0.00 | 2018-05-03 | |
| 2018-05-01 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 8,550 owned after | $0.00 | 2018-05-03 | |
| 2018-05-01 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 8,550 owned after | $0.00 | 2018-05-03 | |
| 2018-05-01 | WOOD DONALD PETER Officer (President and COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 8,550 owned after | $0.00 | 2018-05-03 | |
| 2018-05-01 | ALTMAN VERNON E Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 0 owned after | $0.00 | 2018-05-02 | |
| 2018-05-01 | SINGH PRITHIPAL Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 0 owned after | $0.00 | 2018-05-02 | |
| 2018-05-01 | CASEY MICHAEL D Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 0 owned after | $0.00 | 2018-05-02 |