ROCKEFELLER FINANCIAL SERVICES INC Historic Quarter Change: USA ETF, Added

ROCKEFELLER FINANCIAL SERVICES INC historic quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, ROCKEFELLER FINANCIAL SERVICES INC opened 53 positions, added to 103, reduced 107 and sold out of 53.

Q3 2016: Stock VMBS; Country of operation —; Class Exchange Traded Fund; Shares before 803,120.
Q3 2016: Stock VOO; Country of operation —; Class Exchange Traded Fund; Shares before 66,682.
Q3 2016: Stock TIP; Country of operation —; Class Exchange Traded Fund; Shares before 92,717.
Q3 2016: Stock FEZ; Country of operation —; Class Exchange Traded Fund; Shares before 26,612.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 869878), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-28); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-20); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-28); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-03); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-23); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-05); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-28); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-05); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-25); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-05); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-03); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-25). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 1999-03-31.

Quarter	Stock	Class	Shares before	Shares after	Share change	Value before	Value after	Value change	Filed
Q3 2016	VMBS Vanguard Mortgage Backed Securities ETF	Exchange Traded Fund	803,120	1,083,231	+280,111	$43,247,000	$58,452,000	+$15,205,000	2016-10-28
Q3 2016	VOO Vanguard S&P 500 ETF	Exchange Traded Fund	66,682	94,024	+27,342	$12,816,000	$18,682,000	+$5,866,000	2016-10-28
Q3 2016	TIP iShares TIPS Bond ETF	Exchange Traded Fund	92,717	106,701	+13,984	$10,818,000	$12,430,000	+$1,612,000	2016-10-28
Q3 2016	FEZ SPDR Euro Stoxx 50 Fund	Exchange Traded Fund	26,612	31,206	+4,594	$829,000	$1,022,000	+$193,000	2016-10-28
Q3 2016	iShares MSCI Japan ETF CUSIP 464286848	Exchange Traded Fund	38,726	47,094	+8,368	$445,000	$591,000	+$146,000	2016-10-28
Q3 2016	VEA Vanguard FTSE Developed Markets ETF	Exchange Traded Fund	2,975	4,305	+1,330	$105,000	$161,000	+$56,000	2016-10-28
Q3 2016	BSV Vanguard Short-Term Bond ETF	Exchange Traded Fund	13,507	13,510	+3	$1,096,000	$1,093,000	-$3,000	2016-10-28
Q3 2016	BOND PIMCO Total Return - ETF	Exchange Traded Fund	2,241	2,257	+16	$241,000	$244,000	+$3,000	2016-10-28

Similar Firms

Firm Name	Country	13F Value	Holdings
Not available yet