Venus Concept Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2024. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-09-26: Reporting owner Madryn Health Partners, LP | Madryn Health Advisors, LP | Madryn Health Partners (Cayman Master), LP | Madryn Asset Management, LP; Form 4; Security Series Y Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2024-06-11: Reporting owner Masters Michael Willingham | MSS VC SPV LP | Marlin Fund III, Limited Partnership | Marlin Fund, Limited Partnership | Marlin Master Fund Offshore II, LP | Masters Special Situations, LLC | MASTERS CAPITAL MANAGEMENT LLC | Marlin Fund II, Limited Partnership; Form 4; Security Voting Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2024-06-10: Reporting owner Masters Michael Willingham | MSS VC SPV LP | Marlin Fund III, Limited Partnership | Marlin Fund, Limited Partnership | Marlin Master Fund Offshore II, LP | Masters Special Situations, LLC | MASTERS CAPITAL MANAGEMENT LLC | Marlin Fund II, Limited Partnership; Form 4; Security Voting Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2024-06-10: Reporting owner Masters Michael Willingham | MSS VC SPV LP | Marlin Fund III, Limited Partnership | Marlin Fund, Limited Partnership | Marlin Master Fund Offshore II, LP | Masters Special Situations, LLC | MASTERS CAPITAL MANAGEMENT LLC | Marlin Fund II, Limited Partnership; Form 4; Security Voting Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-09-26 | Madryn Health Partners, LP | Madryn Health Advisors, LP | Madryn Health Partners (Cayman Master), LP | Madryn Asset Management, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series Y Convertible Preferred Stock Derivative · Indirect · See footnotes | P Open market or private purchase of non-derivative or derivative security | +203,583 780,569 owned after | no price filed | 2024-09-30 | |
| 2024-06-11 | Masters Michael Willingham | MSS VC SPV LP | Marlin Fund III, Limited Partnership | Marlin Fund, Limited Partnership | Marlin Master Fund Offshore II, LP | Masters Special Situations, LLC | MASTERS CAPITAL MANAGEMENT LLC | Marlin Fund II, Limited Partnership 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Voting Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −350,000 0 owned after | no price filed | 2024-06-12 | |
| 2024-06-10 | Masters Michael Willingham | MSS VC SPV LP | Marlin Fund III, Limited Partnership | Marlin Fund, Limited Partnership | Marlin Master Fund Offshore II, LP | Masters Special Situations, LLC | MASTERS CAPITAL MANAGEMENT LLC | Marlin Fund II, Limited Partnership 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Voting Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −496,000 0 owned after | no price filed | 2024-06-12 | |
| 2024-06-10 | Masters Michael Willingham | MSS VC SPV LP | Marlin Fund III, Limited Partnership | Marlin Fund, Limited Partnership | Marlin Master Fund Offshore II, LP | Masters Special Situations, LLC | MASTERS CAPITAL MANAGEMENT LLC | Marlin Fund II, Limited Partnership 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Voting Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −394,000 0 owned after | no price filed | 2024-06-12 | |
| 2024-06-10 | Masters Michael Willingham | MSS VC SPV LP | Marlin Fund III, Limited Partnership | Marlin Fund, Limited Partnership | Marlin Master Fund Offshore II, LP | Masters Special Situations, LLC | MASTERS CAPITAL MANAGEMENT LLC | Marlin Fund II, Limited Partnership 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Voting Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −36,000 0 owned after | no price filed | 2024-06-12 | |
| 2024-06-10 | Masters Michael Willingham | MSS VC SPV LP | Marlin Fund III, Limited Partnership | Marlin Fund, Limited Partnership | Marlin Master Fund Offshore II, LP | Masters Special Situations, LLC | MASTERS CAPITAL MANAGEMENT LLC | Marlin Fund II, Limited Partnership 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Voting Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −74,000 0 owned after | no price filed | 2024-06-12 | |
| 2024-05-24 | Madryn Asset Management, LP | Madryn Health Partners, LP | Madryn Health Partners (Cayman Master), LP | Madryn Health Advisors, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series Y Convertible Preferred Stock Derivative · Indirect · See footnotes | P Open market or private purchase of non-derivative or derivative security | +576,986 576,986 owned after | no price filed | 2024-05-29 |