Venus Concept Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-10-20: Reporting owner EW Healthcare Partners-A, L.P. | Essex Woodlands IX, LLC | EW Healthcare Partners, L.P. | Essex Woodlands Fund IX-GP, L.P.; Form 4; Security Senior Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2023-10-04: Reporting owner Madryn Health Advisors, LP | Madryn Health Partners, LP | Madryn Health Partners (Cayman Master), LP | Madryn Asset Management, LP; Form 4; Security Series X Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2023-09-08: Reporting owner Essex Woodlands IX, LLC | Essex Woodlands Fund IX-GP, L.P. | EW Healthcare Partners, L.P. | EW Healthcare Partners-A, L.P.; Form 4; Security Senior Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2023-07-12: Reporting owner Essex Woodlands Fund IX-GP, L.P. | EW Healthcare Partners-A, L.P. | Essex Woodlands IX, LLC | EW Healthcare Partners, L.P.; Form 4; Security Senior Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-10-20 | EW Healthcare Partners-A, L.P. | Essex Woodlands IX, LLC | EW Healthcare Partners, L.P. | Essex Woodlands Fund IX-GP, L.P. 10% Owner, Other (See footnotes 2 and 3) | 10% Owner, Other (See footnotes 2 and 3) | 10% Owner, Other (See footnotes 2 and 3) | 10% Owner, Other (See footnotes 2 and 3) | 4 | Senior Convertible Preferred Stock Derivative · Indirect · I | P Open market or private purchase of non-derivative or derivative security | +502,513 1,575,810 owned after | $3.98 | 2023-10-20 | |
| 2023-10-04 | Madryn Health Advisors, LP | Madryn Health Partners, LP | Madryn Health Partners (Cayman Master), LP | Madryn Asset Management, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series X Convertible Preferred Stock Derivative · Indirect · See footnotes | P Open market or private purchase of non-derivative or derivative security | no price filed | 2023-10-06 | ||
| 2023-09-08 | Essex Woodlands IX, LLC | Essex Woodlands Fund IX-GP, L.P. | EW Healthcare Partners, L.P. | EW Healthcare Partners-A, L.P. 10% Owner | 10% Owner | 10% Owner, Other (See footnotes 2 and 3) | 10% Owner, Other (See footnotes 2 and 3) | 4 | Senior Convertible Preferred Stock Derivative · Indirect · I | P Open market or private purchase of non-derivative or derivative security | +292,398 1,073,297 owned after | $3.42 | 2023-09-12 | |
| 2023-07-12 | Essex Woodlands Fund IX-GP, L.P. | EW Healthcare Partners-A, L.P. | Essex Woodlands IX, LLC | EW Healthcare Partners, L.P. 10% Owner | 10% Owner, Other (See footnotes 2 and 3) | 10% Owner | 10% Owner, Other (See footnotes 2 and 3) | 4 | Senior Convertible Preferred Stock Derivative · Indirect · I | P Open market or private purchase of non-derivative or derivative security | +500,000 780,899 owned after | $4.00 exercise price | 2023-07-13 | |
| 2023-05-15 | Essex Woodlands IX, LLC | EW Healthcare Partners, L.P. | EW Healthcare Partners-A, L.P. | Essex Woodlands Fund IX-GP, L.P. 10% Owner | 10% Owner, Other (See footnotes 2 and 3) | 10% Owner, Other (See footnotes 2 and 3) | 10% Owner | 4 | Senior Convertible Preferred Stock Derivative · Indirect · I | P Open market or private purchase of non-derivative or derivative security | +280,899 280,899 owned after | $7.12 | 2023-05-17 |