Venus Concept Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 72 rows, 72 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2026-03-26: Reporting owner Madryn Health Advisors, LP | Madryn Health Partners, LP | Madryn Asset Management, LP | Madryn Health Partners (Cayman Master), LP; Form 4; Security Secured Subordinated Convertible Notes; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2026-03-26: Reporting owner Essex Woodlands IX, LLC | EW Healthcare Partners-A, L.P. | EW Healthcare Partners, L.P. | Essex Woodlands Fund IX-GP, L.P.; Form 4; Security Secured Subordinated Convertible Notes; Transaction S Open market or private sale of non-derivative or derivative security.
- 2025-09-30: Reporting owner Madryn Asset Management, LP | Madryn Health Partners (Cayman Master), LP | Madryn Health Advisors, LP; Form 4; Security Secured Subordinated Convertible Notes; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2025-06-30: Reporting owner Madryn Health Advisors, LP | Madryn Health Partners, LP | Madryn Health Partners (Cayman Master), LP | Madryn Asset Management, LP; Form 4; Security Secured Subordinated Convertible Notes; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2026-03-26 | Madryn Health Advisors, LP | Madryn Health Partners, LP | Madryn Asset Management, LP | Madryn Health Partners (Cayman Master), LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Secured Subordinated Convertible Notes Derivative · Indirect · See footnotes | P Open market or private purchase of non-derivative or derivative security | +335,000 1,835,000 owned after | $13.76 exercise price | 2026-03-30 | |
| 2026-03-26 | Essex Woodlands IX, LLC | EW Healthcare Partners-A, L.P. | EW Healthcare Partners, L.P. | Essex Woodlands Fund IX-GP, L.P. 10% Owner, Other (See footnotes 3, 5, 7 and 8) | 10% Owner, Other (See footnotes 3, 5, 7 and 8) | 10% Owner, Other (See footnotes 3, 5, 7 and 8) | 10% Owner, Other (See footnotes 3, 5, 7 and 8) | 4 | Secured Subordinated Convertible Notes Derivative · Indirect · See footnotes | S Open market or private sale of non-derivative or derivative security | no price filed | 2026-03-27 | ||
| 2025-09-30 | Madryn Asset Management, LP | Madryn Health Partners (Cayman Master), LP | Madryn Health Advisors, LP 10% Owner | 10% Owner | 10% Owner | 4 | Secured Subordinated Convertible Notes Derivative · Indirect · See footnotes | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −545,335 0 owned after | $264.00 exercise price | 2025-10-02 | |
| 2025-06-30 | Madryn Health Advisors, LP | Madryn Health Partners, LP | Madryn Health Partners (Cayman Master), LP | Madryn Asset Management, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Secured Subordinated Convertible Notes Derivative · Indirect · See footnotes | P Open market or private purchase of non-derivative or derivative security | +325,651 0 owned after | $264.00 exercise price | 2025-07-02 | |
| 2025-06-30 | Madryn Health Advisors, LP | Madryn Health Partners, LP | Madryn Health Partners (Cayman Master), LP | Madryn Asset Management, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Secured Subordinated Convertible Notes Derivative · Indirect · See footnotes | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | 1,485,531 owned after | $264.00 exercise price | 2025-07-02 | |
| 2025-03-31 | Madryn Health Partners (Cayman Master), LP | Madryn Health Partners, LP | Madryn Health Advisors, LP | Madryn Asset Management, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Secured Subordinated Convertible Notes Derivative · Indirect · See footnotes | P Open market or private purchase of non-derivative or derivative security | +379,311 1,159,880 owned after | $264.00 exercise price | 2025-04-02 | |
| 2025-03-31 | Madryn Health Partners (Cayman Master), LP | Madryn Health Partners, LP | Madryn Health Advisors, LP | Madryn Asset Management, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Secured Subordinated Convertible Notes Derivative · Indirect · See footnotes | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | $264.00 exercise price | 2025-04-02 | ||
| 2024-01-18 | EW Healthcare Partners, L.P. | EW Healthcare Partners-A, L.P. | Essex Woodlands IX, LLC | Essex Woodlands Fund IX-GP, L.P. 10% Owner, Other (See footnotes 1 and 2) | 10% Owner | 10% Owner | 10% Owner | 4 | Secured Subordinated Convertible Notes Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | no price filed | 2024-01-19 | ||
| 2023-10-04 | Madryn Health Advisors, LP | Madryn Health Partners, LP | Madryn Health Partners (Cayman Master), LP | Madryn Asset Management, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Secured Subordinated Convertible Notes Derivative · Indirect · See footnotes | P Open market or private purchase of non-derivative or derivative security | +248,755 248,755 owned after | $24.00 exercise price | 2023-10-06 | |
| 2023-10-04 | Madryn Health Advisors, LP | Madryn Health Partners, LP | Madryn Health Partners (Cayman Master), LP | Madryn Asset Management, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Secured Subordinated Convertible Notes Derivative · Indirect · See footnotes | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | $48.75 exercise price | 2023-10-06 | ||
| 2020-12-18 holding as of filing | Madryn Health Partners (Cayman Master), LP | Madryn Health Advisors, LP | Madryn Health Partners, LP | Madryn Asset Management, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Secured Subordinated Convertible Notes Derivative · Indirect · See footnotes | Holding | $3.25 exercise price | 2020-12-18 | ||
| 2020-12-18 holding as of filing | Madryn Health Partners (Cayman Master), LP | Madryn Health Advisors, LP | Madryn Health Partners, LP | Madryn Asset Management, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Secured Subordinated Convertible Notes Derivative · Indirect · See footnotes | Holding | $3.25 exercise price | 2020-12-18 | ||
| 2019-11-07 | Kliman Gilbert H Director, 10% Owner | 4 | Unsecured Subordinated Convertible Promissory Note Derivative · Indirect · See footnote | C Conversion of derivative security | 0 owned after | $0.00 | 2019-11-12 | |
| 2019-11-07 | InterWest Partners IX, LP | InterWest Management Partners IX, LLC | ORONSKY ARNOLD L | NASR KHALED 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Unsecured Subordinated Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | 0 owned after | $0.00 | 2019-11-12 | |
| 2019-11-07 | MOLL FREDERIC H Director | 4 | Unsecured Subordinated Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | 0 owned after | $0.00 | 2019-11-07 | |
| 2019-11-07 | MOLL FREDERIC H Director | 4 | Unsecured Subordinated Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | 0 owned after | $0.00 | 2019-11-07 | |
| 2019-08-20 | MOLL FREDERIC H Director | 4 | Unsecured Subordinated Convertible Promissory Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $3,000,000.00 | 2019-08-22 | ||
| 2019-08-20 | MOLL FREDERIC H Director | 4 | Unsecured Subordinated Convertible Promissory Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $2,000,000.00 | 2019-08-22 | ||
| 2019-08-20 | Kliman Gilbert H Director, 10% Owner | 4 | Unsecured Subordinated Convertible Promissory Note Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | $2,000,000.00 | 2019-08-22 | ||
| 2019-08-20 | ORONSKY ARNOLD L | NASR KHALED | InterWest Partners IX, LP | InterWest Management Partners IX, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Unsecured Subordinated Convertible Promissory Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $2,000,000.00 | 2019-08-22 | ||
| 2017-10-16 | COXE TENCH 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · (m) | C Conversion of derivative security | −105,369 0 owned after | $7.00 exercise price | 2017-10-18 | |
| 2017-10-16 | COXE TENCH 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · (m) | C Conversion of derivative security | −22,461 0 owned after | $7.00 exercise price | 2017-10-18 | |
| 2017-10-16 | WHITE JAMES N 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Ltd Partnership (ROSE) | C Conversion of derivative security | −5,774 0 owned after | $7.00 exercise price | 2017-10-18 | |
| 2017-10-16 | WHITE JAMES N 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Ltd Partnership (SHV) | C Conversion of derivative security | −105,369 0 owned after | $7.00 exercise price | 2017-10-18 | |
| 2017-10-16 | SUTTER HILL VENTURES 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | −105,369 0 owned after | $7.00 exercise price | 2017-10-18 | |
| 2017-10-16 | Speiser Michael L 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Ltd Partnership (CHAT) | C Conversion of derivative security | −4,074 0 owned after | $7.00 exercise price | 2017-10-18 | |
| 2017-10-16 | Speiser Michael L 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Ltd Partnership (SHV) | C Conversion of derivative security | −105,369 0 owned after | $7.00 exercise price | 2017-10-18 | |
| 2017-10-16 | Speiser Michael L 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Trust | C Conversion of derivative security | −4,074 0 owned after | $7.00 exercise price | 2017-10-18 | |
| 2017-10-16 | Pullara Samuel J III 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Ltd Partnership (SHV) | C Conversion of derivative security | −105,369 0 owned after | $7.00 exercise price | 2017-10-18 | |
| 2017-10-16 | Pullara Samuel J III 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Trust | C Conversion of derivative security | −1,055 0 owned after | $7.00 exercise price | 2017-10-18 | |
| 2017-10-16 | Dyckerhoff Stefan A 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Ltd Partnership (SHV) | C Conversion of derivative security | −105,369 0 owned after | $7.00 exercise price | 2017-10-18 | |
| 2017-10-16 | Dyckerhoff Stefan A 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Trust | C Conversion of derivative security | −946 0 owned after | $7.00 exercise price | 2017-10-18 | |
| 2017-10-16 | BIRD JEFFREY W Director, 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Ltd Partnership (SHV) | C Conversion of derivative security | −105,369 0 owned after | $7.00 exercise price | 2017-10-18 | |
| 2017-10-16 | BIRD JEFFREY W Director, 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Trust | C Conversion of derivative security | −12,936 0 owned after | $7.00 exercise price | 2017-10-18 | |
| 2017-10-16 | KELLY DOUGLAS E | Hunkapiller Michael | Di Bona Tony | ALLOY VENTURES 2002 LLC | Hanafi Ammar | Shoch John | Rubin Daniel 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | C Conversion of derivative security | 0 owned after | $7.00 exercise price | 2017-10-17 | |
| 2017-10-16 | KELLY DOUGLAS E | Hunkapiller Michael | Di Bona Tony | ALLOY VENTURES 2002 LLC | Hanafi Ammar | Shoch John | Rubin Daniel 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | C Conversion of derivative security | 0 owned after | $7.00 exercise price | 2017-10-17 | |
| 2017-10-16 | KELLY DOUGLAS E | Hunkapiller Michael | Di Bona Tony | ALLOY VENTURES 2002 LLC | Hanafi Ammar | Shoch John | Rubin Daniel 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | C Conversion of derivative security | 0 owned after | $7.00 exercise price | 2017-10-17 | |
| 2017-10-16 | ALLOY VENTURES 2002 LLC | Alloy Ventures 2002, LP | Alloy Ventures 2005, LLC | Alloy Partners 2002, LP | ALLOY VENTURES 2005 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | C Conversion of derivative security | 0 owned after | $7.00 exercise price | 2017-10-17 | |
| 2017-10-16 | ALLOY VENTURES 2002 LLC | Alloy Ventures 2002, LP | Alloy Ventures 2005, LLC | Alloy Partners 2002, LP | ALLOY VENTURES 2005 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | C Conversion of derivative security | 0 owned after | $7.00 exercise price | 2017-10-17 | |
| 2017-10-16 | ALLOY VENTURES 2002 LLC | Alloy Ventures 2002, LP | Alloy Ventures 2005, LLC | Alloy Partners 2002, LP | ALLOY VENTURES 2005 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | C Conversion of derivative security | 0 owned after | $7.00 exercise price | 2017-10-17 | |
| 2017-10-16 | GIANOS PHILIP T | InterWest Management Partners IX, LLC | Holmes W Stephen | NASR KHALED | InterWest Partners IX, LP | ORONSKY ARNOLD L 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | 0 owned after | $7.00 exercise price | 2017-10-17 | |
| 2017-10-16 | Clarus Ventures II, LLC | GALAKATOS NICHOLAS | WHEELER KURT | Clarus Lifesciences II, L.P. | Simon Nicholas | LIPTAK ROBERT | HENNER DENNIS | Clarus Ventures II GP, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | 0 owned after | $7.00 exercise price | 2017-10-17 | |
| 2017-10-16 | TAYLOR CRAIG C Director, 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | C Conversion of derivative security | 0 owned after | $7.00 exercise price | 2017-10-17 | |
| 2017-10-16 | TAYLOR CRAIG C Director, 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | C Conversion of derivative security | 0 owned after | $7.00 exercise price | 2017-10-17 | |
| 2017-10-16 | TAYLOR CRAIG C Director, 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | C Conversion of derivative security | 0 owned after | $7.00 exercise price | 2017-10-17 | |
| 2017-10-16 | Kliman Gilbert H Director | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | C Conversion of derivative security | 0 owned after | $7.00 exercise price | 2017-10-17 | |
| 2017-10-11 | Di Bona Tony | Hunkapiller Michael | Rubin Daniel | ALLOY VENTURES 2002 LLC | Hanafi Ammar | Shoch John | KELLY DOUGLAS E 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $15,888.66 | 2017-10-13 | ||
| 2017-10-11 | Di Bona Tony | Hunkapiller Michael | Rubin Daniel | ALLOY VENTURES 2002 LLC | Hanafi Ammar | Shoch John | KELLY DOUGLAS E 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $588,463.10 | 2017-10-13 | ||
| 2017-10-11 | Di Bona Tony | Hunkapiller Michael | Rubin Daniel | ALLOY VENTURES 2002 LLC | Hanafi Ammar | Shoch John | KELLY DOUGLAS E 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $604,351.76 | 2017-10-13 | ||
| 2017-10-11 | Alloy Partners 2002, LP | Alloy Ventures 2002, LP | Alloy Ventures 2005, LLC | ALLOY VENTURES 2002 LLC | ALLOY VENTURES 2005 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $15,888.66 | 2017-10-13 | ||
| 2017-10-11 | Alloy Partners 2002, LP | Alloy Ventures 2002, LP | Alloy Ventures 2005, LLC | ALLOY VENTURES 2002 LLC | ALLOY VENTURES 2005 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $588,463.10 | 2017-10-13 | ||
| 2017-10-11 | Alloy Partners 2002, LP | Alloy Ventures 2002, LP | Alloy Ventures 2005, LLC | ALLOY VENTURES 2002 LLC | ALLOY VENTURES 2005 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $604,351.76 | 2017-10-13 | ||
| 2017-10-11 | Clarus Lifesciences II, L.P. | GALAKATOS NICHOLAS | LIPTAK ROBERT | Simon Nicholas | WHEELER KURT | HENNER DENNIS | Clarus Ventures II GP, L.P. | Clarus Ventures II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | J Other acquisition or disposition (describe transaction) | $1,259,269.79 | 2017-10-13 | ||
| 2017-10-11 | Holmes W Stephen | NASR KHALED | InterWest Partners IX, LP | ORONSKY ARNOLD L | InterWest Management Partners IX, LLC | GIANOS PHILIP T 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | J Other acquisition or disposition (describe transaction) | $1,183,713.69 | 2017-10-13 | ||
| 2017-10-11 | TAYLOR CRAIG C Director, 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $15,888.66 | 2017-10-13 | ||
| 2017-10-11 | TAYLOR CRAIG C Director, 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $588,463.10 | 2017-10-13 | ||
| 2017-10-11 | TAYLOR CRAIG C Director, 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $604,351.76 | 2017-10-13 | ||
| 2017-10-11 | Kliman Gilbert H Director | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $1,183,713.69 | 2017-10-13 | ||
| 2017-10-11 | Pullara Samuel J III 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Ltd Partnership (SHV) | J Other acquisition or disposition (describe transaction) | $733,569.00 | 2017-10-13 | ||
| 2017-10-11 | Pullara Samuel J III 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Trust | J Other acquisition or disposition (describe transaction) | $7,346.00 | 2017-10-13 | ||
| 2017-10-11 | Dyckerhoff Stefan A 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Ltd Partnership (SHV) | J Other acquisition or disposition (describe transaction) | $733,569.00 | 2017-10-13 | ||
| 2017-10-11 | Dyckerhoff Stefan A 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Trust | J Other acquisition or disposition (describe transaction) | $6,592.00 | 2017-10-13 | ||
| 2017-10-11 | COXE TENCH 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Ltd. Partnership (SHV) | J Other acquisition or disposition (describe transaction) | $733,569.00 | 2017-10-13 | ||
| 2017-10-11 | COXE TENCH 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Profit Sharing Plan Trust | J Other acquisition or disposition (describe transaction) | $156,377.00 | 2017-10-13 | ||
| 2017-10-11 | BIRD JEFFREY W Director, 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Ltd Partnership (SHV) | J Other acquisition or disposition (describe transaction) | $733,569.00 | 2017-10-13 | ||
| 2017-10-11 | BIRD JEFFREY W Director, 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Trust | J Other acquisition or disposition (describe transaction) | $90,065.00 | 2017-10-13 | ||
| 2017-10-11 | WHITE JAMES N 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Ltd Partnership (ROSE) | J Other acquisition or disposition (describe transaction) | $40,202.00 | 2017-10-13 | ||
| 2017-10-11 | WHITE JAMES N 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Ltd Partnership (SHV) | J Other acquisition or disposition (describe transaction) | $733,569.00 | 2017-10-13 | ||
| 2017-10-11 | SUTTER HILL VENTURES 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | J Other acquisition or disposition (describe transaction) | $733,569.00 | 2017-10-13 | ||
| 2017-10-11 | Speiser Michael L 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Ltd Partnership (CHAT) | J Other acquisition or disposition (describe transaction) | $28,367.00 | 2017-10-13 | ||
| 2017-10-11 | Speiser Michael L 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Ltd Partnership (SHV) | J Other acquisition or disposition (describe transaction) | $733,569.00 | 2017-10-13 | ||
| 2017-10-11 | Speiser Michael L 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Trust | J Other acquisition or disposition (describe transaction) | $28,367.00 | 2017-10-13 |