Venus Concept Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-11-28: Reporting owner MASTERS CAPITAL MANAGEMENT LLC | Marlin Fund, Limited Partnership | Marlin Fund III, Limited Partnership | Masters Michael Willingham | MSS VC SPV LP | Marlin Fund II, Limited Partnership | Marlin Master Fund Offshore II, LP | Masters Special Situations, LLC; Form 3; Security Voting Convertible Preferred Stock; Transaction Holding.
- 2022-11-28: Reporting owner MASTERS CAPITAL MANAGEMENT LLC | Marlin Fund, Limited Partnership | Marlin Fund III, Limited Partnership | Masters Michael Willingham | MSS VC SPV LP | Marlin Fund II, Limited Partnership | Marlin Master Fund Offshore II, LP | Masters Special Situations, LLC; Form 3; Security Voting Convertible Preferred Stock; Transaction Holding.
- 2022-11-28: Reporting owner MASTERS CAPITAL MANAGEMENT LLC | Marlin Fund, Limited Partnership | Marlin Fund III, Limited Partnership | Masters Michael Willingham | MSS VC SPV LP | Marlin Fund II, Limited Partnership | Marlin Master Fund Offshore II, LP | Masters Special Situations, LLC; Form 3; Security Voting Convertible Preferred Stock; Transaction Holding.
- 2022-11-28: Reporting owner MASTERS CAPITAL MANAGEMENT LLC | Marlin Fund, Limited Partnership | Marlin Fund III, Limited Partnership | Masters Michael Willingham | MSS VC SPV LP | Marlin Fund II, Limited Partnership | Marlin Master Fund Offshore II, LP | Masters Special Situations, LLC; Form 3; Security Voting Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-11-28 holding as of filing | MASTERS CAPITAL MANAGEMENT LLC | Marlin Fund, Limited Partnership | Marlin Fund III, Limited Partnership | Masters Michael Willingham | MSS VC SPV LP | Marlin Fund II, Limited Partnership | Marlin Master Fund Offshore II, LP | Masters Special Situations, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Voting Convertible Preferred Stock Derivative · Indirect · By Marlin Fund, Limited Partnership | Holding | no price filed | 2022-11-28 | ||
| 2022-11-28 holding as of filing | MASTERS CAPITAL MANAGEMENT LLC | Marlin Fund, Limited Partnership | Marlin Fund III, Limited Partnership | Masters Michael Willingham | MSS VC SPV LP | Marlin Fund II, Limited Partnership | Marlin Master Fund Offshore II, LP | Masters Special Situations, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Voting Convertible Preferred Stock Derivative · Indirect · By Marlin Fund II, Limited Partnership | Holding | no price filed | 2022-11-28 | ||
| 2022-11-28 holding as of filing | MASTERS CAPITAL MANAGEMENT LLC | Marlin Fund, Limited Partnership | Marlin Fund III, Limited Partnership | Masters Michael Willingham | MSS VC SPV LP | Marlin Fund II, Limited Partnership | Marlin Master Fund Offshore II, LP | Masters Special Situations, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Voting Convertible Preferred Stock Derivative · Indirect · By Marlin Fund III, Limited Partnership | Holding | no price filed | 2022-11-28 | ||
| 2022-11-28 holding as of filing | MASTERS CAPITAL MANAGEMENT LLC | Marlin Fund, Limited Partnership | Marlin Fund III, Limited Partnership | Masters Michael Willingham | MSS VC SPV LP | Marlin Fund II, Limited Partnership | Marlin Master Fund Offshore II, LP | Masters Special Situations, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Voting Convertible Preferred Stock Derivative · Indirect · By Marlin Master Fund Offshore II, LP | Holding | no price filed | 2022-11-28 | ||
| 2022-11-28 holding as of filing | MASTERS CAPITAL MANAGEMENT LLC | Marlin Fund, Limited Partnership | Marlin Fund III, Limited Partnership | Masters Michael Willingham | MSS VC SPV LP | Marlin Fund II, Limited Partnership | Marlin Master Fund Offshore II, LP | Masters Special Situations, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Voting Convertible Preferred Stock Derivative · Indirect · By MSS VC SPV LP | Holding | no price filed | 2022-11-28 | ||
| 2022-11-18 | Essex Woodlands Fund IX-GP, L.P. | Essex Woodlands IX, LLC | EW Healthcare Partners, L.P. | EW Healthcare Partners-A, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Voting Convertible Preferred Stock Derivative · Indirect · EW Healthcare Partners, LP | P Open market or private purchase of non-derivative or derivative security | +1,441,985 1,441,985 owned after | $2.00 | 2022-11-22 | |
| 2022-11-18 | Essex Woodlands Fund IX-GP, L.P. | Essex Woodlands IX, LLC | EW Healthcare Partners, L.P. | EW Healthcare Partners-A, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Voting Convertible Preferred Stock Derivative · Indirect · EW Healthcare Partners-A, LP | P Open market or private purchase of non-derivative or derivative security | +58,015 58,015 owned after | $2.00 | 2022-11-22 | |
| 2022-11-18 | Kong Garheng Director, 10% Owner | 4 | Voting Convertible Preferred Stock Derivative · Indirect · HealthQuest Partners II, L.P. | P Open market or private purchase of non-derivative or derivative security | +335,000 335,000 owned after | $2.00 | 2022-11-22 | |
| 2022-11-18 | BARRY RICHARD SCOTT Director, 10% Owner | 4 | Voting Convertible Preferred Stock Derivative · Indirect · EW Healthcare Partners, LP | P Open market or private purchase of non-derivative or derivative security | +1,441,985 1,441,985 owned after | $2.00 | 2022-11-22 | |
| 2022-11-18 | BARRY RICHARD SCOTT Director, 10% Owner | 4 | Voting Convertible Preferred Stock Derivative · Indirect · Held by EW Healthcare Partners-A.L.P. | P Open market or private purchase of non-derivative or derivative security | +58,015 58,015 owned after | $2.00 | 2022-11-22 | |
| 2022-11-18 | HealthQuest Venture Management II, L.L.C. | HealthQuest Partners II, L.P. 10% Owner | 10% Owner | 4 | Voting Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +335,000 335,000 owned after | $2.00 | 2022-11-22 | |
| 2022-11-18 | Essex Woodlands Fund IX-GP, L.P. | EW Healthcare Partners-A, L.P. | EW Healthcare Partners, L.P. | Essex Woodlands IX, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Voting Convertible Preferred Stock Derivative · Indirect · EW Healthcare Partners, LP | P Open market or private purchase of non-derivative or derivative security | +1,441,985 1,441,985 owned after | $2.00 | 2022-11-22 | |
| 2022-11-18 | Essex Woodlands Fund IX-GP, L.P. | EW Healthcare Partners-A, L.P. | EW Healthcare Partners, L.P. | Essex Woodlands IX, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Voting Convertible Preferred Stock Derivative · Indirect · EW Healthcare Partners-A, LP | P Open market or private purchase of non-derivative or derivative security | +58,015 58,015 owned after | $2.00 | 2022-11-22 |