Venus Concept Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 173 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-10-11: Reporting owner ALLOY VENTURES 2005 LP | ALLOY VENTURES 2002 LLC | Alloy Partners 2002, LP | Alloy Ventures 2005, LLC | Alloy Ventures 2002, LP; Form 3; Security Series B Preferred Stock; Transaction Holding.
- 2017-10-11: Reporting owner ALLOY VENTURES 2005 LP | ALLOY VENTURES 2002 LLC | Alloy Partners 2002, LP | Alloy Ventures 2005, LLC | Alloy Ventures 2002, LP; Form 3; Security Series C Preferred Stock; Transaction Holding.
- 2017-10-11: Reporting owner ALLOY VENTURES 2005 LP | ALLOY VENTURES 2002 LLC | Alloy Partners 2002, LP | Alloy Ventures 2005, LLC | Alloy Ventures 2002, LP; Form 3; Security Series C Preferred Stock; Transaction Holding.
- 2017-10-11: Reporting owner ALLOY VENTURES 2005 LP | ALLOY VENTURES 2002 LLC | Alloy Partners 2002, LP | Alloy Ventures 2005, LLC | Alloy Ventures 2002, LP; Form 3; Security Series C Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-10-11 holding as of filing | ALLOY VENTURES 2005 LP | ALLOY VENTURES 2002 LLC | Alloy Partners 2002, LP | Alloy Ventures 2005, LLC | Alloy Ventures 2002, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | ALLOY VENTURES 2005 LP | ALLOY VENTURES 2002 LLC | Alloy Partners 2002, LP | Alloy Ventures 2005, LLC | Alloy Ventures 2002, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | ALLOY VENTURES 2005 LP | ALLOY VENTURES 2002 LLC | Alloy Partners 2002, LP | Alloy Ventures 2005, LLC | Alloy Ventures 2002, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | ALLOY VENTURES 2005 LP | ALLOY VENTURES 2002 LLC | Alloy Partners 2002, LP | Alloy Ventures 2005, LLC | Alloy Ventures 2002, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | NASR KHALED | InterWest Partners IX, LP | GIANOS PHILIP T | ORONSKY ARNOLD L | InterWest Management Partners IX, LLC | Holmes W Stephen 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | NASR KHALED | InterWest Partners IX, LP | GIANOS PHILIP T | ORONSKY ARNOLD L | InterWest Management Partners IX, LLC | Holmes W Stephen 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | HENNER DENNIS | Clarus Ventures II GP, L.P. | Simon Nicholas | LIPTAK ROBERT | Clarus Ventures II, LLC | Clarus Lifesciences II, L.P. | WHEELER KURT | GALAKATOS NICHOLAS 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | TAYLOR CRAIG C Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | TAYLOR CRAIG C Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | TAYLOR CRAIG C Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | TAYLOR CRAIG C Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | TAYLOR CRAIG C Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | TAYLOR CRAIG C Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | TAYLOR CRAIG C Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | TAYLOR CRAIG C Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | TAYLOR CRAIG C Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | MOLL FREDERIC H Director | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | MOLL FREDERIC H Director | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | MOLL FREDERIC H Director | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Kliman Gilbert H Director | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Kliman Gilbert H Director | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | SUTTER HILL VENTURES 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | SUTTER HILL VENTURES 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | SUTTER HILL VENTURES 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | WHITE JAMES N 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Irrevocable Trust (WCT) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | WHITE JAMES N 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Ltd Partnership (ROSE) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | WHITE JAMES N 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Ltd Partnership (ROSE) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | WHITE JAMES N 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Ltd Partnership (ROSE) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | WHITE JAMES N 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | WHITE JAMES N 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | WHITE JAMES N 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | WHITE JAMES N 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Trust | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | WHITE JAMES N 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Trust | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | WHITE JAMES N 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Trust | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Speiser Michael L 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Ltd Partnership (CHAT) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Speiser Michael L 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Speiser Michael L 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Speiser Michael L 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Speiser Michael L 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Profit Sharing Plan Trust | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Speiser Michael L 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Trust | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Speiser Michael L 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Trust | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Speiser Michael L 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Trust | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Pullara Samuel J III 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Pullara Samuel J III 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Pullara Samuel J III 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Pullara Samuel J III 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Trust | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Pullara Samuel J III 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Trust | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Pullara Samuel J III 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Trust | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | COXE TENCH 10% Owner | 3 | Series C Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | COXE TENCH 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | COXE TENCH 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | COXE TENCH 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | COXE TENCH 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | COXE TENCH 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | COXE TENCH 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | COXE TENCH 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | COXE TENCH 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | COXE TENCH 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | COXE TENCH 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | BIRD JEFFREY W Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Irrevocable Trust (BICT) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | BIRD JEFFREY W Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Ltd Partnership (NEST) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | BIRD JEFFREY W Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | BIRD JEFFREY W Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | BIRD JEFFREY W Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | BIRD JEFFREY W Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Trust | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | BIRD JEFFREY W Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Trust | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | BIRD JEFFREY W Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Trust | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Dyckerhoff Stefan A 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Dyckerhoff Stefan A 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Dyckerhoff Stefan A 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Dyckerhoff Stefan A 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Trust | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Dyckerhoff Stefan A 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Trust | Holding | no price filed | 2017-10-11 | ||
| 2017-10-11 holding as of filing | Dyckerhoff Stefan A 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Trust | Holding | no price filed | 2017-10-11 |