Venus Concept Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-06-16: Reporting owner HealthQuest Venture Management II, L.L.C. | HealthQuest Partners II, L.P.; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2020-06-16: Reporting owner Essex Woodlands IX, LLC | Essex Woodlands Fund IX-GP, L.P. | EW Healthcare Partners-A, L.P. | EW Healthcare Partners, L.P.; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2020-06-16: Reporting owner Essex Woodlands IX, LLC | Essex Woodlands Fund IX-GP, L.P. | EW Healthcare Partners-A, L.P. | EW Healthcare Partners, L.P.; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2020-06-16: Reporting owner BARRY RICHARD SCOTT; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-06-16 | HealthQuest Venture Management II, L.L.C. | HealthQuest Partners II, L.P. 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −120,000 0 owned after | $0.00 | 2020-06-18 | |
| 2020-06-16 | Essex Woodlands IX, LLC | Essex Woodlands Fund IX-GP, L.P. | EW Healthcare Partners-A, L.P. | EW Healthcare Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −519,115 0 owned after | $0.00 | 2020-06-18 | |
| 2020-06-16 | Essex Woodlands IX, LLC | Essex Woodlands Fund IX-GP, L.P. | EW Healthcare Partners-A, L.P. | EW Healthcare Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −20,885 0 owned after | $0.00 | 2020-06-18 | |
| 2020-06-16 | BARRY RICHARD SCOTT Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Partnership | C Conversion of derivative security | −519,115 0 owned after | $0.00 | 2020-06-18 | |
| 2020-06-16 | BARRY RICHARD SCOTT Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Partnership | C Conversion of derivative security | −20,885 0 owned after | $0.00 | 2020-06-18 | |
| 2020-06-16 | Kong Garheng Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Partnership | C Conversion of derivative security | −120,000 0 owned after | $0.00 | 2020-06-18 | |
| 2020-03-18 | HealthQuest Venture Management II, L.L.C. | HealthQuest Partners II, L.P. 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +120,000 120,000 owned after | $25.00 | 2020-03-20 | |
| 2020-03-18 | Kong Garheng Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Partnership | P Open market or private purchase of non-derivative or derivative security | +120,000 120,000 owned after | $25.00 | 2020-03-20 | |
| 2020-03-18 | BARRY RICHARD SCOTT Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Partnership | P Open market or private purchase of non-derivative or derivative security | +519,115 519,115 owned after | $25.00 | 2020-03-20 | |
| 2020-03-18 | BARRY RICHARD SCOTT Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Partnership | P Open market or private purchase of non-derivative or derivative security | +20,885 20,885 owned after | $25.00 | 2020-03-20 | |
| 2020-03-18 | EW Healthcare Partners-A, L.P. | Essex Woodlands IX, LLC | EW Healthcare Partners, L.P. | Essex Woodlands Fund IX-GP, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +519,115 519,115 owned after | $25.00 | 2020-03-20 | |
| 2020-03-18 | EW Healthcare Partners-A, L.P. | Essex Woodlands IX, LLC | EW Healthcare Partners, L.P. | Essex Woodlands Fund IX-GP, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +20,885 20,885 owned after | $25.00 | 2020-03-20 |