Venus Concept Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-03-24: Reporting owner Lacchin Louise; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-03-24: Reporting owner LaPorte Fritz L; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-03-24: Reporting owner Natale Anthony; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-03-24: Reporting owner Sullivan Keith J; Form 4; Security Employee Stock Option (Right to Buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-03-24 | Lacchin Louise Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.19 exercise price | 2023-03-28 | |
| 2023-03-24 | LaPorte Fritz L Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.19 exercise price | 2023-03-28 | |
| 2023-03-24 | Natale Anthony Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.19 exercise price | 2023-03-28 | |
| 2023-03-24 | Sullivan Keith J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +75,000 75,000 owned after | $0.19 exercise price | 2023-03-28 | |
| 2023-03-24 | MANDARELLO MICHAEL Officer (General Counsel & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.19 exercise price | 2023-03-28 | |
| 2023-03-24 | Della Penna Domenic Officer (Exec VP & General Manager) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.19 exercise price | 2023-03-28 | |
| 2023-03-24 | BARRY RICHARD SCOTT Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.19 exercise price | 2023-03-28 | |
| 2023-03-24 | Kong Garheng Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.19 exercise price | 2023-03-28 | |
| 2023-03-24 | HOLLMIG STANLEY TYLER Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.19 exercise price | 2023-03-28 | |
| 2023-03-24 | Georgiadis Anna Officer (Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.19 exercise price | 2023-03-28 | |
| 2023-03-24 | MCGRAIL WILLIAM H Officer (Sr. VP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.19 exercise price | 2023-03-28 | |
| 2023-03-24 | PORTARO ROSS Officer (Exec VP & General Manager) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.19 exercise price | 2023-03-28 |