TOWERSTREAM CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-23: Reporting owner Thompson Jeffrey M; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-23: Reporting owner HERNON JOSEPH P; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-09-11: Reporting owner Thompson Jeffrey M; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-09-11: Reporting owner HERNON JOSEPH P; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-23 | Thompson Jeffrey M Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,334 33,334 owned after | $0.46 exercise price | 2015-11-25 | |
| 2015-11-23 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,667 16,667 owned after | $0.46 exercise price | 2015-11-25 | |
| 2015-09-11 | Thompson Jeffrey M Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.31 exercise price | 2015-09-15 | |
| 2015-09-11 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.31 exercise price | 2015-09-15 | |
| 2015-07-30 | Thompson Jeffrey M Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,166 54,166 owned after | $1.55 exercise price | 2015-08-03 | |
| 2015-07-30 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,084 27,084 owned after | $1.55 exercise price | 2015-08-03 | |
| 2015-06-01 | Koehler Paul Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.07 exercise price | 2015-06-01 | |
| 2015-06-01 | Haronian Howard L Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.07 exercise price | 2015-06-01 | |
| 2015-06-01 | BUSH WILLIAM JOHN Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.07 exercise price | 2015-06-01 | |
| 2015-06-01 | Urso Philip | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.07 exercise price | 2015-06-01 | |
| 2015-05-28 | Koehler Paul Director | 4 | Non-Qualified Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 50,000 owned after | $1.80 exercise price | 2015-06-01 | |
| 2015-05-28 | Haronian Howard L Director | 4 | Non-Qualified Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 50,000 owned after | $1.80 exercise price | 2015-06-01 | |
| 2015-05-28 | BUSH WILLIAM JOHN Director | 4 | Non-Qualified Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 50,000 owned after | $1.80 exercise price | 2015-06-01 | |
| 2015-05-28 | Urso Philip | 4 | Non-Qualified Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −22,500 22,500 owned after | $1.80 exercise price | 2015-06-01 | |
| 2015-04-28 | Thompson Jeffrey M Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −175,193 175,193 owned after | $1.43 exercise price | 2015-04-30 | |
| 2015-04-24 | Urso Philip | 4 | Non-Qualified Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −78,837 78,837 owned after | $1.43 exercise price | 2015-04-28 |