TOWERSTREAM CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-25: Reporting owner HERNON JOSEPH P; Form 4; Security Stock Option; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2012-09-25: Reporting owner HERNON JOSEPH P; Form 4; Security Stock Option; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2012-09-25: Reporting owner HERNON JOSEPH P; Form 4; Security Stock Option; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2012-09-12: Reporting owner Thompson Jeffrey M; Form 4; Security Stock Option; Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-25 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −8,334 0 owned after | $0.69 exercise price | 2012-09-28 | |
| 2012-09-25 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −35,000 31,665 owned after | $0.78 exercise price | 2012-09-28 | |
| 2012-09-25 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −25,000 113,426 owned after | $1.45 exercise price | 2012-09-28 | |
| 2012-09-12 | Thompson Jeffrey M Director, Officer (President & CEO) | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +140,309 140,000 owned after | $0.78 exercise price | 2012-09-14 | |
| 2012-06-01 | BUSH WILLIAM JOHN Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.57 exercise price | 2012-06-05 | |
| 2012-06-01 | Koehler Paul Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.57 exercise price | 2012-06-05 | |
| 2012-06-01 | Urso Philip Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.57 exercise price | 2012-06-05 | |
| 2012-06-01 | Haronian Howard L Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.57 exercise price | 2012-06-05 | |
| 2012-05-18 | Thompson Jeffrey M Director, Officer (President & CEO) | 4 | Option to Purchase Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −12,500 162,500 owned after | $5.25 exercise price | 2012-05-22 | |
| 2012-05-18 | Thompson Jeffrey M Director, Officer (President & CEO) | 4 | Option to Purchase Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,250 156,250 owned after | $5.25 exercise price | 2012-05-22 | |
| 2012-02-06 | Yarbrough Melvin LeRoy Jr. Officer (Chief Operating Officer) | 4 | Incentive Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,834 0 owned after | $1.45 exercise price | 2012-02-08 | |
| 2012-02-06 | Yarbrough Melvin LeRoy Jr. Officer (Chief Operating Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,834 0 owned after | $1.45 exercise price | 2012-02-08 | |
| 2012-02-06 | Yarbrough Melvin LeRoy Jr. Officer (Chief Operating Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −16,667 0 owned after | $0.69 exercise price | 2012-02-08 |