TOWERSTREAM CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-03: Reporting owner Thompson Jeffrey M; Form 4; Security Employee Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-05-30: Reporting owner Giftakis Arthur G; Form 3; Security Option (Right to Buy); Transaction Holding.
- 2007-05-30: Reporting owner Giftakis Arthur G; Form 3; Security Option (Right to Buy); Transaction Holding.
- 2007-05-30: Reporting owner Thompson Jeffrey M; Form 3; Security Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-03 | Thompson Jeffrey M Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,010 12,010 owned after | $2.00 exercise price | 2008-03-14 | |
| 2007-05-30 holding as of filing | Giftakis Arthur G Officer (VP of Engineering & Operations) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $1.43 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | Giftakis Arthur G Officer (VP of Engineering & Operations) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $1.43 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | Thompson Jeffrey M Director, Officer (CEO and President), 10% Owner | 3 | Option (Right to Buy) Derivative · Direct | Holding | $0.78 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | Thompson Jeffrey M Director, Officer (CEO and President), 10% Owner | 3 | Option (Right to Buy) Derivative · Direct | Holding | $1.14 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | Thompson Jeffrey M Director, Officer (CEO and President), 10% Owner | 3 | Option (Right to Buy) Derivative · Direct | Holding | $1.43 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | Thompson Jeffrey M Director, Officer (CEO and President), 10% Owner | 3 | Option (Right to Buy) Derivative · Direct | Holding | $9.74 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | BUSH WILLIAM JOHN Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $2.25 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | Kilguss George E III Officer (Chief Financial Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $1.43 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | Koehler Paul Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $2.25 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | Haronian Howard L Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $1.43 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | Haronian Howard L Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $2.25 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | Urso Philip Director, 10% Owner | 3 | Option (Right to Buy) Derivative · Direct | Holding | $1.14 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | Urso Philip Director, 10% Owner | 3 | Option (Right to Buy) Derivative · Direct | Holding | $1.43 exercise price | 2007-05-30 | ||
| 2007-05-30 holding as of filing | Urso Philip Director, 10% Owner | 3 | Option (Right to Buy) Derivative · Direct | Holding | $2.25 exercise price | 2007-05-30 |