TOWERSTREAM CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-07-03: Reporting owner HERNON JOSEPH P; Form 4; Security Stock Option; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2013-07-03: Reporting owner HERNON JOSEPH P; Form 4; Security Stock Option; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2013-06-03: Reporting owner HERNON JOSEPH P; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-06-03: Reporting owner BUSH WILLIAM JOHN; Form 4; Security Non-Qualified Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-07-03 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −31,665 0 owned after | $0.78 exercise price | 2013-07-03 | |
| 2013-07-03 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,000 103,426 owned after | $1.45 exercise price | 2013-07-03 | |
| 2013-06-03 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.56 exercise price | 2013-06-05 | |
| 2013-06-03 | BUSH WILLIAM JOHN Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.56 exercise price | 2013-06-05 | |
| 2013-06-03 | Urso Philip | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.56 exercise price | 2013-06-05 | |
| 2013-06-03 | Haronian Howard L Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.56 exercise price | 2013-06-05 | |
| 2013-06-03 | Koehler Paul Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.56 exercise price | 2013-06-05 | |
| 2013-02-25 | Thompson Jeffrey M Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.62 exercise price | 2013-02-27 | |
| 2013-02-25 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.62 exercise price | 2013-02-27 | |
| 2013-02-15 | Thompson Jeffrey M Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +140,000 0 owned after | $0.78 exercise price | 2013-02-20 |