TOWERSTREAM CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-14: Reporting owner Koehler Paul; Form 4; Security Non-Qualified Stock Option; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2010-06-01: Reporting owner Haronian Howard L; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-06-01: Reporting owner BUSH WILLIAM JOHN; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-06-01: Reporting owner Koehler Paul; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-14 | Koehler Paul Director | 4 | Non-Qualified Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,350 0 owned after | $0.73 exercise price | 2010-12-16 | |
| 2010-06-01 | Haronian Howard L Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.80 exercise price | 2010-06-03 | |
| 2010-06-01 | BUSH WILLIAM JOHN Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.80 exercise price | 2010-06-03 | |
| 2010-06-01 | Koehler Paul Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.80 exercise price | 2010-06-03 | |
| 2010-06-01 | Urso Philip Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.80 exercise price | 2010-06-03 |