TOWERSTREAM CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-08-19: Reporting owner Koehler Paul; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-08-19: Reporting owner Haronian Howard L; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-08-19: Reporting owner BUSH WILLIAM JOHN; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-08-19: Reporting owner Urso Philip; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-08-19 | Koehler Paul Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,833 113,833 owned after | $2.25 exercise price | 2016-08-25 | |
| 2016-08-19 | Haronian Howard L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,833 114,585 owned after | $2.25 exercise price | 2016-08-24 | |
| 2016-08-19 | BUSH WILLIAM JOHN Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,833 113,958 owned after | $2.25 exercise price | 2016-08-23 | |
| 2016-08-19 | Urso Philip Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +206,000 229,031 owned after | $2.25 exercise price | 2016-08-23 | |
| 2016-08-19 | Giftakis Arthur G Officer (Chief Operating Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +206,000 236,000 owned after | $2.25 exercise price | 2016-08-22 | |
| 2016-08-03 | Koehler Paul Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 24,000 owned after | $2.43 exercise price | 2016-08-25 | |
| 2016-08-03 | Haronian Howard L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 24,752 owned after | $2.43 exercise price | 2016-08-24 | |
| 2016-08-03 | BUSH WILLIAM JOHN Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 24,125 owned after | $2.43 exercise price | 2016-08-23 | |
| 2016-07-29 | Urso Philip Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 23,031 owned after | $2.50 exercise price | 2016-08-23 | |
| 2016-06-30 | Urso Philip Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.17 exercise price | 2016-07-01 | |
| 2016-06-01 | Koehler Paul Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 18,000 owned after | $3.60 exercise price | 2016-08-25 | |
| 2016-06-01 | Haronian Howard L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 18,752 owned after | $3.60 exercise price | 2016-08-24 | |
| 2016-06-01 | BUSH WILLIAM JOHN Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 18,125 owned after | $3.60 exercise price | 2016-08-23 | |
| 2016-05-31 | Urso Philip Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.19 exercise price | 2016-06-02 | |
| 2016-04-29 | Urso Philip Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.16 exercise price | 2016-05-03 | |
| 2016-03-31 | Urso Philip Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.12 exercise price | 2016-04-05 | |
| 2016-03-04 | Giftakis Arthur G Officer (Chief Operating Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $0.25 exercise price | 2016-04-05 | |
| 2016-03-04 | Urso Philip Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.25 exercise price | 2016-04-05 | |
| 2016-02-26 holding as of filing | Giftakis Arthur G Officer (Chief Operating Officer) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $1.31 exercise price | 2016-02-26 |