TOWERSTREAM CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-26: Reporting owner Thompson Jeffrey M; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-09-26: Reporting owner HERNON JOSEPH P; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-07-22: Reporting owner Thompson Jeffrey M; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-07-22: Reporting owner HERNON JOSEPH P; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-26 | Thompson Jeffrey M Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.34 exercise price | 2014-12-24 | |
| 2014-09-26 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.34 exercise price | 2014-12-24 | |
| 2014-07-22 | Thompson Jeffrey M Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,267 31,267 owned after | $1.67 exercise price | 2014-12-24 | |
| 2014-07-22 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,806 15,806 owned after | $1.67 exercise price | 2014-12-24 | |
| 2014-06-24 | Thompson Jeffrey M Director, Officer (President and CEO) | 4 | Incentive Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −75,000 75,000 owned after | $0.69 exercise price | 2014-06-26 | |
| 2014-06-24 | Thompson Jeffrey M Director, Officer (President and CEO) | 4 | Incentive Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −18,406 18,406 owned after | $0.77 exercise price | 2014-06-26 | |
| 2014-06-24 | Thompson Jeffrey M Director, Officer (President and CEO) | 4 | Incentive Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −125,000 125,000 owned after | $0.78 exercise price | 2014-06-26 | |
| 2014-06-05 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,000 88,000 owned after | $5.25 exercise price | 2014-12-24 | |
| 2014-06-05 | HERNON JOSEPH P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,250 76,250 owned after | $5.25 exercise price | 2014-12-24 | |
| 2014-06-02 | Urso Philip | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.93 exercise price | 2014-06-03 | |
| 2014-06-02 | BUSH WILLIAM JOHN Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.93 exercise price | 2014-06-03 | |
| 2014-06-02 | Koehler Paul Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.93 exercise price | 2014-06-03 | |
| 2014-06-02 | Haronian Howard L Director | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.93 exercise price | 2014-06-03 | |
| 2014-05-30 | Haronian Howard L Director | 4 | Non-Qualified Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 50,000 owned after | $0.73 exercise price | 2014-06-03 | |
| 2014-05-28 | BUSH WILLIAM JOHN Director | 4 | Non-Qualified Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 50,000 owned after | $0.73 exercise price | 2014-05-30 | |
| 2014-05-28 | Urso Philip | 4 | Non-Qualified Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −22,500 22,500 owned after | $0.73 exercise price | 2014-05-30 |