TIBCO SOFTWARE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-26: Reporting owner DUNN ERIC; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-26: Reporting owner DUNN ERIC; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-15: Reporting owner Sonmez Murat; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-09: Reporting owner Menon Rammohan G; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-26 | DUNN ERIC Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 10,000 owned after | $8.33 exercise price | 2012-12-28 | |
| 2012-12-26 | DUNN ERIC Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $8.33 exercise price | 2012-12-28 | |
| 2012-10-15 | Sonmez Murat Officer (EVP, Global Field Opns) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 7,292 owned after | $27.05 | 2012-10-17 | |
| 2012-10-09 | Menon Rammohan G Officer (President, Social Computing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,031 7,292 owned after | $27.59 | 2012-10-11 | |
| 2012-10-05 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,082 0 owned after | $6.63 exercise price | 2012-10-05 | |
| 2012-10-05 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,698 0 owned after | $7.30 exercise price | 2012-10-05 | |
| 2012-10-05 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,000 392,496 owned after | $28.65 | 2012-10-05 | |
| 2012-10-05 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −392,496 0 owned after | $4.58 exercise price | 2012-10-05 | |
| 2012-10-04 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500,000 0 owned after | $29.04 | 2012-10-05 | |
| 2012-10-04 | CAREY SYDNEY Officer (EVP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 30,000 owned after | $29.04 | 2012-10-05 | |
| 2012-08-02 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,042 9,375 owned after | $26.76 | 2012-08-03 | |
| 2012-07-27 | GUPTA NARENDRA Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $29.29 | 2012-07-27 | |
| 2012-07-27 | GUPTA NARENDRA Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $29.29 | 2012-07-27 | |
| 2012-07-25 | Sonmez Murat Officer (EVP, Global Field Opns) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 10,417 owned after | $27.41 | 2012-07-27 | |
| 2012-07-25 | Sonmez Murat Officer (EVP, Global Field Opns) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,760 0 owned after | $27.41 | 2012-07-27 | |
| 2012-07-23 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,208 10,417 owned after | $27.99 | 2012-07-23 | |
| 2012-07-23 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,292 0 owned after | $27.99 | 2012-07-23 | |
| 2012-07-20 | Menon Rammohan G Officer (President, Social Computing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,344 12,323 owned after | $28.63 | 2012-07-23 | |
| 2012-07-20 | Menon Rammohan G Officer (President, Social Computing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,656 0 owned after | $28.63 | 2012-07-23 | |
| 2012-07-18 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,208 10,417 owned after | $28.40 | 2012-07-19 | |
| 2012-07-18 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,906 0 owned after | $28.40 | 2012-07-19 | |
| 2012-07-18 | CAREY SYDNEY Officer (EVP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $27.28 | 2012-07-19 | |
| 2012-02-07 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 15,625 owned after | $6.94 exercise price | 2012-02-08 | |
| 2012-02-07 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,021 3,906 owned after | $7.83 exercise price | 2012-02-08 | |
| 2012-02-07 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,396 0 owned after | $8.87 exercise price | 2012-02-08 | |
| 2012-02-06 | Menon Rammohan G Officer (President, Social Computing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,541 16,667 owned after | $6.94 exercise price | 2012-02-08 | |
| 2012-02-06 | Menon Rammohan G Officer (President, Social Computing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,459 5,656 owned after | $7.83 exercise price | 2012-02-08 | |
| 2012-01-30 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 15,625 owned after | $6.94 exercise price | 2012-02-01 | |
| 2012-01-30 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,468 7,292 owned after | $7.83 exercise price | 2012-02-01 | |
| 2012-01-26 | CAREY SYDNEY Officer (EVP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 7,500 owned after | $7.83 exercise price | 2012-01-27 | |
| 2012-01-23 | JOB PETER J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $9.59 exercise price | 2012-01-25 |