TIBCO SOFTWARE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 68 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-10: Reporting owner LAFFEY THOMAS J; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-11-02: Reporting owner Menon Rammohan G; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-11-02: Reporting owner Menon Rammohan G; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-11-02: Reporting owner Menon Rammohan G; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-10 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,229 9,771 owned after | $8.87 exercise price | 2010-11-12 | |
| 2010-11-02 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,585 31,250 owned after | $6.94 exercise price | 2010-11-03 | |
| 2010-11-02 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,979 21,020 owned after | $8.00 exercise price | 2010-11-03 | |
| 2010-11-02 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,021 19,999 owned after | $8.00 exercise price | 2010-11-03 | |
| 2010-11-02 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,662 16,337 owned after | $8.00 exercise price | 2010-11-03 | |
| 2010-11-02 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,337 0 owned after | $8.00 exercise price | 2010-11-03 | |
| 2010-11-01 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −498 32,835 owned after | $6.94 exercise price | 2010-11-03 | |
| 2010-11-01 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,302 24,740 owned after | $7.83 exercise price | 2010-11-03 | |
| 2010-10-26 | RODE MURRAY D Officer (EVP, COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,009 128,991 owned after | $8.00 exercise price | 2010-10-27 | |
| 2010-10-26 | RODE MURRAY D Officer (EVP, COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −58,991 70,000 owned after | $8.00 exercise price | 2010-10-27 | |
| 2010-10-26 | RODE MURRAY D Officer (EVP, COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,299 63,701 owned after | $8.00 exercise price | 2010-10-27 | |
| 2010-10-26 | RODE MURRAY D Officer (EVP, COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,701 0 owned after | $8.00 exercise price | 2010-10-27 | |
| 2010-10-01 | Sonmez Murat Officer (EVP, Global Field Opns) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 0 owned after | $7.30 exercise price | 2010-10-04 | |
| 2010-10-01 | Sonmez Murat Officer (EVP, Global Field Opns) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67,000 0 owned after | $7.30 exercise price | 2010-10-04 | |
| 2010-10-01 | Sonmez Murat Officer (EVP, Global Field Opns) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,833 0 owned after | $7.30 exercise price | 2010-10-04 | |
| 2010-10-01 | Sonmez Murat Officer (EVP, Global Field Opns) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,833 11,167 owned after | $8.87 exercise price | 2010-10-04 | |
| 2010-10-01 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,084 33,333 owned after | $6.94 exercise price | 2010-10-04 | |
| 2010-10-01 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,758 0 owned after | $7.30 exercise price | 2010-10-04 | |
| 2010-10-01 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,458 26,042 owned after | $7.83 exercise price | 2010-10-04 | |
| 2010-10-01 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −740 53,815 owned after | $8.00 exercise price | 2010-10-04 | |
| 2010-10-01 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,816 47,999 owned after | $8.00 exercise price | 2010-10-04 | |
| 2010-10-01 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −215,850 226,377 owned after | $11.57 exercise price | 2010-10-01 | |
| 2010-09-30 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −934,150 442,227 owned after | $11.57 exercise price | 2010-10-01 | |
| 2010-09-29 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −850,000 1,376,377 owned after | $11.57 exercise price | 2010-10-01 | |
| 2010-09-29 | GUPTA NARENDRA Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $9.59 exercise price | 2010-10-01 | |
| 2010-09-29 | CAREY SYDNEY Officer (EVP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $7.30 exercise price | 2010-09-30 | |
| 2010-09-29 | CAREY SYDNEY Officer (EVP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,609 0 owned after | $8.23 exercise price | 2010-09-30 | |
| 2010-09-28 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 32,292 owned after | $6.94 exercise price | 2010-09-30 | |
| 2010-09-28 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,354 0 owned after | $7.30 exercise price | 2010-09-30 | |
| 2010-09-28 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,323 26,042 owned after | $7.83 exercise price | 2010-09-30 | |
| 2010-09-28 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,799 11,167 owned after | $8.87 exercise price | 2010-09-30 | |
| 2010-09-28 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $13.36 exercise price | 2010-09-30 | |
| 2010-09-28 | CAREY SYDNEY Officer (EVP, CFO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,391 0 owned after | $8.23 exercise price | 2010-09-30 | |
| 2010-09-28 | CAREY SYDNEY Officer (EVP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 10,609 owned after | $8.23 exercise price | 2010-09-30 | |
| 2010-09-28 | RODE MURRAY D Officer (EVP, COO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,418 0 owned after | $6.63 exercise price | 2010-09-30 | |
| 2010-09-28 | RODE MURRAY D Officer (EVP, COO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,325 1,000 owned after | $7.30 exercise price | 2010-09-30 | |
| 2010-09-28 | RODE MURRAY D Officer (EVP, COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,582 0 owned after | $6.63 exercise price | 2010-09-30 | |
| 2010-09-28 | RODE MURRAY D Officer (EVP, COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,675 0 owned after | $7.30 exercise price | 2010-09-30 | |
| 2010-09-28 | Mitchell Troy Officer (VP Corp Contrl & Princ Acc Off) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $7.30 exercise price | 2010-09-30 | |
| 2010-09-28 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $6.41 exercise price | 2010-09-30 | |
| 2010-09-28 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,558 0 owned after | $6.63 exercise price | 2010-09-30 | |
| 2010-09-28 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 37,500 owned after | $6.41 exercise price | 2010-09-30 | |
| 2010-09-28 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 0 owned after | $6.41 exercise price | 2010-09-30 | |
| 2010-09-28 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,442 0 owned after | $6.63 exercise price | 2010-09-30 | |
| 2010-09-28 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67,000 0 owned after | $7.30 exercise price | 2010-09-30 | |
| 2010-09-28 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,167 0 owned after | $7.76 exercise price | 2010-09-30 | |
| 2010-08-02 | Mitchell Troy Officer (VP Corp Contrl & Princ Acc Off) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $13.99 | 2010-08-03 | |
| 2010-07-26 | CAREY SYDNEY Officer (EVP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 23,957 owned after | $14.08 | 2010-07-27 | |
| 2010-07-22 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 35,417 owned after | $13.55 | 2010-07-23 | |
| 2010-07-22 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 17,758 owned after | $13.55 | 2010-07-23 | |
| 2010-07-22 | Mitchell Troy Officer (VP Corp Contrl & Princ Acc Off) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $13.46 | 2010-07-23 | |
| 2010-07-22 | Mitchell Troy Officer (VP Corp Contrl & Princ Acc Off) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 9,000 owned after | $13.45 | 2010-07-23 | |
| 2010-07-19 | RODE MURRAY D Officer (EVP, COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,480 0 owned after | $12.61 | 2010-07-21 | |
| 2010-07-19 | RODE MURRAY D Officer (EVP, COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,000 65,582 owned after | $12.61 | 2010-07-21 | |
| 2010-07-13 | CAREY SYDNEY Officer (EVP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 40,609 owned after | $12.95 | 2010-07-14 | |
| 2010-07-09 | Sonmez Murat Officer (EVP, Global Field Opns) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,911 0 owned after | $12.68 | 2010-07-12 | |
| 2010-07-09 | Sonmez Murat Officer (EVP, Global Field Opns) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −79,089 0 owned after | $12.68 | 2010-07-12 | |
| 2010-07-09 | Sonmez Murat Officer (EVP, Global Field Opns) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,583 35,417 owned after | $12.68 | 2010-07-12 | |
| 2010-05-13 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,224 0 owned after | $12.29 | 2010-05-14 | |
| 2010-05-13 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $12.29 | 2010-05-14 | |
| 2010-05-13 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,526 0 owned after | $12.29 | 2010-05-14 | |
| 2010-04-06 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 38,542 owned after | $10.98 | 2010-04-08 | |
| 2010-04-05 | RODE MURRAY D Officer (EVP, COO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,717 0 owned after | $10.98 | 2010-04-05 | |
| 2010-04-05 | RODE MURRAY D Officer (EVP, COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,283 0 owned after | $10.98 | 2010-04-05 | |
| 2010-04-05 | CAREY SYDNEY Officer (EVP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,500 50,609 owned after | $10.90 | 2010-04-05 | |
| 2010-04-01 | CAREY SYDNEY Officer (EVP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 93,109 owned after | $10.93 | 2010-04-05 | |
| 2010-03-31 | JOB PETER J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $10.84 | 2010-04-01 | |
| 2010-03-31 | JOB PETER J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $10.84 | 2010-04-01 |