TIBCO SOFTWARE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-14: Reporting owner DUNN ERIC; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-14: Reporting owner DUNN ERIC; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-05: Reporting owner RANADIVE VIVEK; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-09-30: Reporting owner Sonmez Murat; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-14 | DUNN ERIC Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $8.59 exercise price | 2013-11-15 | |
| 2013-11-14 | DUNN ERIC Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $9.38 exercise price | 2013-11-15 | |
| 2013-11-05 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500,000 0 owned after | $5.99 exercise price | 2013-11-05 | |
| 2013-09-30 | Sonmez Murat Officer (EVP, Global Field Opns) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 0 owned after | $6.94 exercise price | 2013-09-30 | |
| 2013-09-30 | Lee Peter Yong Shee Officer (EVP, Analytics & Cust. Loyalty) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 0 owned after | $9.18 exercise price | 2013-09-30 | |
| 2013-08-02 | Menon Rammohan G Officer (President, Social Computing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,292 0 owned after | $6.94 exercise price | 2013-08-02 | |
| 2013-07-25 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,466 100,000 owned after | $7.30 exercise price | 2013-07-25 | |
| 2013-07-25 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $7.30 exercise price | 2013-07-25 | |
| 2013-07-24 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,559 450,466 owned after | $7.30 exercise price | 2013-07-25 | |
| 2013-07-24 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300,000 150,466 owned after | $7.30 exercise price | 2013-07-25 | |
| 2013-07-23 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −98,975 801,025 owned after | $7.30 exercise price | 2013-07-25 | |
| 2013-07-23 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 601,025 owned after | $7.30 exercise price | 2013-07-25 | |
| 2013-07-23 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 0 owned after | $6.94 exercise price | 2013-07-25 | |
| 2013-07-08 holding as of filing | Lee Peter Yong Shee Officer (EVP Analytics&Customer Loyalty) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $9.18 exercise price | 2013-07-08 | ||
| 2013-07-08 holding as of filing | Lee Peter Yong Shee Officer (EVP Analytics&Customer Loyalty) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $29.52 exercise price | 2013-07-08 | ||
| 2013-07-08 holding as of filing | Langdon Matthew D. Officer (SVP, Chief Financial Officer) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $7.30 exercise price | 2013-07-08 | ||
| 2013-07-08 holding as of filing | Langdon Matthew D. Officer (SVP, Chief Financial Officer) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $6.94 exercise price | 2013-07-08 | ||
| 2013-07-08 holding as of filing | Langdon Matthew D. Officer (SVP, Chief Financial Officer) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $7.83 exercise price | 2013-07-08 | ||
| 2013-07-08 holding as of filing | Langdon Matthew D. Officer (SVP, Chief Financial Officer) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $8.87 exercise price | 2013-07-08 | ||
| 2013-07-08 holding as of filing | Langdon Matthew D. Officer (SVP, Chief Financial Officer) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $29.52 exercise price | 2013-07-08 | ||
| 2013-04-12 | CAREY SYDNEY Officer (EVP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $6.94 exercise price | 2013-04-16 | |
| 2013-04-09 | CAREY SYDNEY Officer (EVP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $6.94 exercise price | 2013-04-11 | |
| 2013-04-06 | WOOD PHILIP K Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $8.33 exercise price | 2013-04-09 | |
| 2013-04-06 | JOB PETER J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $8.33 exercise price | 2013-04-09 | |
| 2013-01-29 | Sonmez Murat Officer (EVP, Global Field Opns) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 3,125 owned after | $6.94 exercise price | 2013-01-30 | |
| 2013-01-29 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 3,125 owned after | $6.94 exercise price | 2013-01-30 |