TIBCO SOFTWARE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 52 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-10-08: Reporting owner RODE MURRAY D; Form 4; Security Incentive Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-10-08: Reporting owner RODE MURRAY D; Form 4; Security Incentive Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-10-08: Reporting owner RODE MURRAY D; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-10-08: Reporting owner LAFFEY THOMAS J; Form 4; Security Incentive Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-10-08 | RODE MURRAY D Officer (EVP, COO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,813 0 owned after | $9.70 | 2009-10-09 | |
| 2009-10-08 | RODE MURRAY D Officer (EVP, COO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,520 0 owned after | $9.70 | 2009-10-09 | |
| 2009-10-08 | RODE MURRAY D Officer (EVP, COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,187 0 owned after | $9.70 | 2009-10-09 | |
| 2009-10-08 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,812 0 owned after | $9.76 | 2009-10-09 | |
| 2009-10-08 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,959 0 owned after | $9.76 | 2009-10-09 | |
| 2009-10-08 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,729 0 owned after | $9.76 | 2009-10-09 | |
| 2009-10-08 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,291 0 owned after | $9.76 | 2009-10-09 | |
| 2009-10-08 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,646 15,354 owned after | $9.70 | 2009-10-09 | |
| 2009-10-08 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,250 0 owned after | $9.70 | 2009-10-09 | |
| 2009-10-08 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,135 40,365 owned after | $9.70 | 2009-10-09 | |
| 2009-10-08 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 19,500 owned after | $9.70 | 2009-10-09 | |
| 2009-10-08 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,500 0 owned after | $9.70 | 2009-10-09 | |
| 2009-10-08 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,034 29,966 owned after | $9.70 | 2009-10-09 | |
| 2009-10-01 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −667 0 owned after | $9.49 | 2009-10-02 | |
| 2009-10-01 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,865 0 owned after | $9.49 | 2009-10-02 | |
| 2009-10-01 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,459 0 owned after | $9.49 | 2009-10-02 | |
| 2009-10-01 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,139 0 owned after | $9.30 | 2009-10-02 | |
| 2009-10-01 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,877 0 owned after | $9.49 | 2009-10-02 | |
| 2009-10-01 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,208 44,792 owned after | $9.49 | 2009-10-02 | |
| 2009-10-01 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,242 47,758 owned after | $9.49 | 2009-10-02 | |
| 2009-10-01 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,861 0 owned after | $9.49 | 2009-10-02 | |
| 2009-10-01 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,167 0 owned after | $9.38 | 2009-10-02 | |
| 2009-10-01 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 0 owned after | $9.38 | 2009-10-02 | |
| 2009-10-01 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,532 0 owned after | $9.38 | 2009-10-02 | |
| 2009-10-01 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,417 0 owned after | $9.38 | 2009-10-02 | |
| 2009-10-01 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,700 0 owned after | $9.38 | 2009-10-02 | |
| 2009-10-01 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,292 0 owned after | $9.38 | 2009-10-02 | |
| 2009-10-01 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,348 0 owned after | $9.38 | 2009-10-02 | |
| 2009-10-01 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,804 0 owned after | $9.38 | 2009-10-02 | |
| 2009-10-01 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,917 0 owned after | $9.38 | 2009-10-02 | |
| 2009-10-01 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,208 44,792 owned after | $9.38 | 2009-10-02 | |
| 2009-10-01 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,883 0 owned after | $9.38 | 2009-10-02 | |
| 2009-10-01 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,792 9,250 owned after | $9.38 | 2009-10-02 | |
| 2009-09-29 | Sonmez Murat Officer (EVP, Global Field Opns) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,700 0 owned after | $9.30 | 2009-09-30 | |
| 2009-09-29 | Sonmez Murat Officer (EVP, Global Field Opns) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,800 0 owned after | $9.30 | 2009-09-30 | |
| 2009-08-11 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,666 0 owned after | $9.20 | 2009-08-13 | |
| 2009-08-11 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,583 0 owned after | $9.20 | 2009-08-13 | |
| 2009-06-18 | CALDWELL NANCI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $6.17 exercise price | 2009-06-19 | |
| 2009-04-24 | Sonmez Murat Officer (EVP, Global Field Opns) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.94 exercise price | 2009-04-28 | |
| 2009-04-24 | RODE MURRAY D Officer (EVP, COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.94 exercise price | 2009-04-28 | |
| 2009-04-24 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $6.94 exercise price | 2009-04-28 | |
| 2009-04-24 | Mitchell Troy Officer (VP, Corporate Controller) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.94 exercise price | 2009-04-28 | |
| 2009-04-24 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.94 exercise price | 2009-04-28 | |
| 2009-04-24 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.94 exercise price | 2009-04-28 | |
| 2009-04-24 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.94 exercise price | 2009-04-28 | |
| 2009-04-24 | CAREY SYDNEY Officer (EVP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.94 exercise price | 2009-04-28 | |
| 2009-02-02 holding as of filing | Mitchell Troy Officer (VP, Corporate Controller) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $6.63 exercise price | 2009-02-02 | ||
| 2009-02-02 holding as of filing | Mitchell Troy Officer (VP, Corporate Controller) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $7.00 exercise price | 2009-02-02 | ||
| 2009-02-02 holding as of filing | Mitchell Troy Officer (VP, Corporate Controller) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $7.30 exercise price | 2009-02-02 | ||
| 2009-02-02 holding as of filing | Mitchell Troy Officer (VP, Corporate Controller) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $7.83 exercise price | 2009-02-02 | ||
| 2009-02-02 holding as of filing | Mitchell Troy Officer (VP, Corporate Controller) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $8.87 exercise price | 2009-02-02 | ||
| 2009-01-23 | RODE MURRAY D Officer (Chief Operating Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,998 0 owned after | $5.35 | 2009-01-26 |