TIBCO SOFTWARE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-15: Reporting owner RANADIVE VIVEK; Form 4; Security Incentive Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-08-17: Reporting owner RANADIVE VIVEK; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-08-16: Reporting owner RANADIVE VIVEK; Form 4; Security Incentive Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-08-16: Reporting owner RANADIVE VIVEK; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-15 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,278 23,653 owned after | $4.58 exercise price | 2006-12-18 | |
| 2006-08-17 | RANADIVE VIVEK Director, Officer (CEO and Chairman of the Board) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $0.20 exercise price | 2006-08-17 | |
| 2006-08-16 | RANADIVE VIVEK Director, Officer (CEO and Chairman of the Board) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,573 30,931 owned after | $4.58 exercise price | 2006-08-17 | |
| 2006-08-16 | RANADIVE VIVEK Director, Officer (CEO and Chairman of the Board) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,181,804 30,000 owned after | $0.20 exercise price | 2006-08-17 | |
| 2006-08-15 | RANADIVE VIVEK Director, Officer (CEO and Chairman of the Board) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,078,196 3,211,804 owned after | $0.20 exercise price | 2006-08-17 | |
| 2006-08-11 | Sonmez Murat Officer (EVP, Strategic Markets) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,000 67,000 owned after | $7.30 exercise price | 2006-08-15 | |
| 2006-08-11 | CAREY SYDNEY Officer (SVP, Corporate Controller) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $7.30 exercise price | 2006-08-15 | |
| 2006-08-11 | HUGHES WILLIAM R Officer (EVP, General Counsel & Sec) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,000 67,000 owned after | $7.30 exercise price | 2006-08-15 | |
| 2006-08-11 | LAFFEY THOMAS J Officer (EVP, Products & Technology) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,000 67,000 owned after | $7.30 exercise price | 2006-08-15 | |
| 2006-08-11 | LARSEN CHRISTOPHER Officer (EVP, Global Field Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,000 67,000 owned after | $7.30 exercise price | 2006-08-15 | |
| 2006-08-11 | Menon Rammohan G Officer (EVP, Worldwide Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,000 67,000 owned after | $7.30 exercise price | 2006-08-15 | |
| 2006-08-11 | RANADIVE VIVEK Director, Officer (CEO & Chairman of the Board) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 900,000 owned after | $7.30 exercise price | 2006-08-15 | |
| 2006-08-11 | RODE MURRAY D Officer (EVP, Strategic Ops & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,000 67,000 owned after | $7.30 exercise price | 2006-08-15 | |
| 2006-07-06 holding as of filing | Menon Rammohan G Officer (EVP, Worldwide Marketing) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $4.58 exercise price | 2006-07-06 | ||
| 2006-07-06 holding as of filing | Menon Rammohan G Officer (EVP, Worldwide Marketing) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $5.99 exercise price | 2006-07-06 | ||
| 2006-07-06 holding as of filing | Menon Rammohan G Officer (EVP, Worldwide Marketing) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $5.99 exercise price | 2006-07-06 | ||
| 2006-07-06 holding as of filing | Menon Rammohan G Officer (EVP, Worldwide Marketing) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $6.63 exercise price | 2006-07-06 | ||
| 2006-07-06 holding as of filing | Menon Rammohan G Officer (EVP, Worldwide Marketing) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $7.30 exercise price | 2006-07-06 | ||
| 2006-07-06 holding as of filing | Menon Rammohan G Officer (EVP, Worldwide Marketing) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $8.61 exercise price | 2006-07-06 | ||
| 2006-07-06 holding as of filing | Menon Rammohan G Officer (EVP, Worldwide Marketing) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $13.36 exercise price | 2006-07-06 | ||
| 2006-07-06 holding as of filing | Menon Rammohan G Officer (EVP, Worldwide Marketing) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $6.63 exercise price | 2006-07-06 | ||
| 2006-07-06 holding as of filing | Menon Rammohan G Officer (EVP, Worldwide Marketing) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $7.30 exercise price | 2006-07-06 | ||
| 2006-07-06 holding as of filing | Menon Rammohan G Officer (EVP, Worldwide Marketing) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $8.00 exercise price | 2006-07-06 | ||
| 2006-07-06 holding as of filing | Menon Rammohan G Officer (EVP, Worldwide Marketing) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $8.61 exercise price | 2006-07-06 | ||
| 2006-05-10 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 9,167 owned after | $4.58 exercise price | 2006-05-12 | |
| 2006-05-10 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,668 1,348 owned after | $5.32 exercise price | 2006-05-12 | |
| 2006-04-07 holding as of filing | GUPTA NARENDRA Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $4.41 exercise price | 2006-04-07 | |
| 2006-04-07 holding as of filing | GUPTA NARENDRA Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $7.05 exercise price | 2006-04-07 | |
| 2006-04-07 holding as of filing | GUPTA NARENDRA Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $8.59 exercise price | 2006-04-07 | |
| 2006-04-07 holding as of filing | GUPTA NARENDRA Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | 100,000 owned after | $9.59 exercise price | 2006-04-07 | |
| 2006-04-06 | DUNN ERIC Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $8.33 | 2006-04-07 | |
| 2006-04-06 | JOB PETER J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $8.33 | 2006-04-07 | |
| 2006-04-06 | GUPTA NARENDRA Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $8.33 | 2006-04-07 | |
| 2006-04-06 | WOOD PHILIP K Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $8.33 | 2006-04-07 | |
| 2006-04-06 | Bourigeaud Bernard Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $8.33 | 2006-04-07 |