TIBCO SOFTWARE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-05: Reporting owner WOOD PHILIP K; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-12-05: Reporting owner WOOD PHILIP K; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-12-05: Reporting owner RANADIVE VIVEK; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-12-05: Reporting owner RANADIVE VIVEK; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-05 | WOOD PHILIP K Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $7.05 exercise price | 2014-12-09 | |
| 2014-12-05 | WOOD PHILIP K Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $7.31 exercise price | 2014-12-09 | |
| 2014-12-05 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −984,918 0 owned after | $6.63 exercise price | 2014-12-09 | |
| 2014-12-05 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $6.94 exercise price | 2014-12-09 | |
| 2014-12-05 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −700,000 0 owned after | $7.83 exercise price | 2014-12-09 | |
| 2014-12-05 | CALDWELL NANCI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $6.17 exercise price | 2014-12-09 | |
| 2014-12-05 | DUNN ERIC Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $7.05 exercise price | 2014-12-09 | |
| 2014-12-05 | DUNN ERIC Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $7.31 exercise price | 2014-12-09 | |
| 2014-12-05 | RODE MURRAY D Officer (EVP, COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,792 0 owned after | $6.94 exercise price | 2014-12-09 | |
| 2014-12-05 | RODE MURRAY D Officer (EVP, COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,583 0 owned after | $7.83 exercise price | 2014-12-09 | |
| 2014-08-14 | JOB PETER J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $7.05 exercise price | 2014-08-18 | |
| 2014-08-05 | JOB PETER J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $7.31 exercise price | 2014-08-07 | |
| 2014-07-10 holding as of filing | Verma Rajnish Officer (EVP) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $29.52 exercise price | 2014-07-10 | ||
| 2014-06-26 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900,000 0 owned after | $8.99 exercise price | 2014-06-27 | |
| 2014-04-08 | JOB PETER J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $8.59 exercise price | 2014-04-08 | |
| 2014-04-08 | JOB PETER J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $9.38 exercise price | 2014-04-08 | |
| 2014-04-07 | WOOD PHILIP K Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 40,000 owned after | $8.59 exercise price | 2014-04-08 | |
| 2014-04-07 | WOOD PHILIP K Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $8.59 exercise price | 2014-04-08 | |
| 2014-04-07 | WOOD PHILIP K Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $9.38 exercise price | 2014-04-08 | |
| 2014-04-01 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,417 0 owned after | $6.94 exercise price | 2014-04-03 | |
| 2014-03-26 | Langdon Matthew D. Officer (SVP, CFO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $7.30 exercise price | 2014-03-27 | |
| 2014-03-26 | Langdon Matthew D. Officer (SVP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,812 0 owned after | $7.83 exercise price | 2014-03-27 | |
| 2014-03-26 | Langdon Matthew D. Officer (SVP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $8.87 exercise price | 2014-03-27 | |
| 2014-03-26 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −986,302 0 owned after | $7.30 exercise price | 2014-03-27 |