TIBCO SOFTWARE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-07-03: Reporting owner Sonmez Murat; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-07-03: Reporting owner RODE MURRAY D; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-07-03: Reporting owner RANADIVE VIVEK; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-07-03: Reporting owner Ahlberg Christopher; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-07-03 | Sonmez Murat Officer (EVP, Global Field Opns) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $8.99 exercise price | 2007-07-05 | |
| 2007-07-03 | RODE MURRAY D Officer (EVP, Strategic Ops & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $8.99 exercise price | 2007-07-05 | |
| 2007-07-03 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 900,000 owned after | $8.99 exercise price | 2007-07-05 | |
| 2007-07-03 | Ahlberg Christopher Officer (EVP President, Spotfire) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $8.99 exercise price | 2007-07-05 | |
| 2007-06-26 holding as of filing | Ahlberg Christopher Officer (EVP President, Spotfire) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $2.50 exercise price | 2007-06-26 | ||
| 2007-06-26 holding as of filing | Ahlberg Christopher Officer (EVP President, Spotfire) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $2.85 exercise price | 2007-06-26 | ||
| 2007-06-26 holding as of filing | Ahlberg Christopher Officer (EVP President, Spotfire) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $3.10 exercise price | 2007-06-26 | ||
| 2007-06-26 holding as of filing | Ahlberg Christopher Officer (EVP President, Spotfire) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $2.50 exercise price | 2007-06-26 | ||
| 2007-06-26 holding as of filing | Ahlberg Christopher Officer (EVP President, Spotfire) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $2.85 exercise price | 2007-06-26 | ||
| 2007-06-26 holding as of filing | Ahlberg Christopher Officer (EVP President, Spotfire) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $3.10 exercise price | 2007-06-26 | ||
| 2007-06-26 holding as of filing | Ahlberg Christopher Officer (EVP President, Spotfire) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $3.42 exercise price | 2007-06-26 | ||
| 2007-05-18 | STEFANSKI ROBERT P Officer (EVP, HR & Org Development) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,000 33,000 owned after | $8.87 exercise price | 2007-05-22 | |
| 2007-05-18 | Sonmez Murat Officer (EVP, Global Field Opns) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,000 67,000 owned after | $8.87 exercise price | 2007-05-22 | |
| 2007-05-18 | RODE MURRAY D Officer (EVP, Strategic Ops & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,000 67,000 owned after | $8.87 exercise price | 2007-05-22 | |
| 2007-05-18 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,000 67,000 owned after | $8.87 exercise price | 2007-05-22 | |
| 2007-05-18 | LAFFEY THOMAS J Officer (EVP, Products & Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,000 67,000 owned after | $8.87 exercise price | 2007-05-22 | |
| 2007-05-18 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,000 67,000 owned after | $8.87 exercise price | 2007-05-22 | |
| 2007-05-18 | CAREY SYDNEY Officer (Sr VP, Corporate Controller) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.87 exercise price | 2007-05-22 | |
| 2007-04-23 | RANADIVE VIVEK Director, Officer (Chief Executive Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,653 0 owned after | $4.58 exercise price | 2007-04-24 | |
| 2007-04-18 | DUNN ERIC Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $9.38 exercise price | 2007-04-20 | |
| 2007-04-18 | JOB PETER J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $9.38 exercise price | 2007-04-20 | |
| 2007-04-18 | WOOD PHILIP K Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $9.38 exercise price | 2007-04-20 | |
| 2007-04-18 | GUPTA NARENDRA Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $9.38 exercise price | 2007-04-20 | |
| 2007-04-18 | Bourigeaud Bernard Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $9.38 exercise price | 2007-04-20 | |
| 2007-02-08 holding as of filing | STEFANSKI ROBERT P Officer (EVP, Org Development) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $8.68 exercise price | 2007-02-08 | ||
| 2007-01-26 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 667 owned after | $4.58 exercise price | 2007-01-29 | |
| 2007-01-26 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $5.99 exercise price | 2007-01-29 | |
| 2007-01-26 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,635 2,865 owned after | $5.99 exercise price | 2007-01-29 | |
| 2007-01-26 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,664 13,877 owned after | $6.63 exercise price | 2007-01-29 | |
| 2007-01-25 | Menon Rammohan G Officer (EVP, WW Marketing) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 9,000 owned after | $4.58 exercise price | 2007-01-29 | |
| 2007-01-16 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,664 1,804 owned after | $5.99 exercise price | 2007-01-17 | |
| 2007-01-16 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,666 47,917 owned after | $6.63 exercise price | 2007-01-17 | |
| 2007-01-16 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,417 32,883 owned after | $6.98 exercise price | 2007-01-17 | |
| 2007-01-16 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,666 16,042 owned after | $7.30 exercise price | 2007-01-17 | |
| 2007-01-12 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $5.99 exercise price | 2007-01-12 | |
| 2007-01-12 | HUGHES WILLIAM R Officer (EVP, Gen Counsel & Secretary) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,609 9,375 owned after | $5.32 exercise price | 2007-01-12 |