Synchronoss Technologies, Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-11-04: Reporting owner Ferraro Lou; Form 4/A; Security Stock Option (Right to Buy); Transaction Holding.
- 2021-11-01: Reporting owner Greenwald Taylor C; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-10-18: Reporting owner Hill Christopher K.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-08-13: Reporting owner Hill Christopher K.; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-11-04 holding as of filing | Ferraro Lou Officer (EVP and CHRO) | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 0 owned after | $2.91 exercise price | 2021-11-04 | |
| 2021-11-01 | Greenwald Taylor C Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +206,711 206,711 owned after | $2.50 | 2021-11-10 | |
| 2021-10-18 | Hill Christopher K. Officer (EVP & Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,334 33,334 owned after | $2.25 | 2021-10-20 | |
| 2021-08-13 holding as of filing | Hill Christopher K. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.88 exercise price | 2021-08-13 | ||
| 2021-08-13 holding as of filing | Hill Christopher K. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.43 exercise price | 2021-08-13 | ||
| 2021-08-13 holding as of filing | Hill Christopher K. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.43 exercise price | 2021-08-13 | ||
| 2021-08-13 holding as of filing | Hill Christopher K. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.94 exercise price | 2021-08-13 | ||
| 2021-08-13 holding as of filing | Hill Christopher K. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.74 exercise price | 2021-08-13 | ||
| 2021-08-12 holding as of filing | Gabrys Christina Officer (SVP and CLO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.62 exercise price | 2021-08-12 | ||
| 2021-08-12 holding as of filing | Gabrys Christina Officer (SVP and CLO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.88 exercise price | 2021-08-12 | ||
| 2021-08-12 holding as of filing | Gabrys Christina Officer (SVP and CLO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.43 exercise price | 2021-08-12 | ||
| 2021-08-12 holding as of filing | Gabrys Christina Officer (SVP and CLO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.94 exercise price | 2021-08-12 | ||
| 2021-08-12 holding as of filing | Gabrys Christina Officer (SVP and CLO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.74 exercise price | 2021-08-12 | ||
| 2021-08-12 holding as of filing | Gabrys Christina Officer (SVP and CLO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.98 exercise price | 2021-08-12 | ||
| 2021-08-12 holding as of filing | Doran Patrick Joseph Officer (EVP & Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $16.33 exercise price | 2021-08-12 | ||
| 2021-08-12 holding as of filing | Doran Patrick Joseph Officer (EVP & Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.62 exercise price | 2021-08-12 | ||
| 2021-08-12 holding as of filing | Doran Patrick Joseph Officer (EVP & Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.88 exercise price | 2021-08-12 | ||
| 2021-08-12 holding as of filing | Doran Patrick Joseph Officer (EVP & Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.43 exercise price | 2021-08-12 | ||
| 2021-08-12 holding as of filing | Doran Patrick Joseph Officer (EVP & Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.94 exercise price | 2021-08-12 | ||
| 2021-08-12 holding as of filing | Ferraro Lou Officer (EVP and CFO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.88 exercise price | 2021-08-12 | ||
| 2021-08-12 holding as of filing | Ferraro Lou Officer (EVP and CFO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.43 exercise price | 2021-08-12 | ||
| 2021-08-12 holding as of filing | Ferraro Lou Officer (EVP and CFO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.74 exercise price | 2021-08-12 | ||
| 2021-08-12 holding as of filing | Ferraro Lou Officer (EVP and CFO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.94 exercise price | 2021-08-12 | ||
| 2021-08-05 | Bernstein Martin Francis Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.91 exercise price | 2021-08-06 | |
| 2021-06-14 | Siris Partners GP III, L.P. | Siris Partners III, L.P. | Siris Capital Group, LLC | Siris GP HoldCo III, LLC | Silver Private Holdings I, LLC | Siris Group GP, LLC | Silver Private Investments, LLC | Siris Partners III Parallel, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Right to Purchase) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +18,497 18,497 owned after | $2.94 exercise price | 2021-06-16 | |
| 2021-06-14 | Siris Partners GP III, L.P. | Siris Partners III, L.P. | Siris Capital Group, LLC | Siris GP HoldCo III, LLC | Silver Private Holdings I, LLC | Siris Group GP, LLC | Silver Private Investments, LLC | Siris Partners III Parallel, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Right to Purchase) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +18,497 36,994 owned after | $2.94 exercise price | 2021-06-16 | |
| 2021-06-14 | Baker Frank Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,497 18,497 owned after | $2.94 exercise price | 2021-06-16 | |
| 2021-06-14 | Berger Peter Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,497 18,497 owned after | $2.94 exercise price | 2021-06-16 | |
| 2021-03-08 | Miller Jeffrey George Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,948 250,948 owned after | $3.95 exercise price | 2021-03-10 |