Synchronoss Technologies, Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-02-20: Reporting owner Berger Peter; Form 4; Security Stock Option (Right to Purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-02-20: Reporting owner Baker Frank; Form 4; Security Stock Option (Right to Purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-02-20: Reporting owner Siris Partners GP III, L.P. | Siris Capital Group, LLC | Siris Partners III Parallel, L.P. | Silver Private Investments, LLC | Siris GP HoldCo III, LLC | Siris Group GP, LLC | Siris Capital Group III, L.P. | Silver Private Holdings I, LLC | Siris Partners III, L.P.; Form 4; Security Stock Option (Right to Purchase); Transaction J Other acquisition or disposition (describe transaction).
- 2020-02-20: Reporting owner Siris Partners GP III, L.P. | Siris Capital Group, LLC | Siris Partners III Parallel, L.P. | Silver Private Investments, LLC | Siris GP HoldCo III, LLC | Siris Group GP, LLC | Siris Capital Group III, L.P. | Silver Private Holdings I, LLC | Siris Partners III, L.P.; Form 4; Security Stock Option (Right to Purchase); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-02-20 | Berger Peter Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,786 11,786 owned after | $5.43 exercise price | 2020-02-24 | |
| 2020-02-20 | Baker Frank Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,786 11,786 owned after | $5.43 exercise price | 2020-02-24 | |
| 2020-02-20 | Siris Partners GP III, L.P. | Siris Capital Group, LLC | Siris Partners III Parallel, L.P. | Silver Private Investments, LLC | Siris GP HoldCo III, LLC | Siris Group GP, LLC | Siris Capital Group III, L.P. | Silver Private Holdings I, LLC | Siris Partners III, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Right to Purchase) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +11,786 11,786 owned after | $5.43 exercise price | 2020-02-24 | |
| 2020-02-20 | Siris Partners GP III, L.P. | Siris Capital Group, LLC | Siris Partners III Parallel, L.P. | Silver Private Investments, LLC | Siris GP HoldCo III, LLC | Siris Group GP, LLC | Siris Capital Group III, L.P. | Silver Private Holdings I, LLC | Siris Partners III, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Right to Purchase) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +11,786 23,572 owned after | $5.43 exercise price | 2020-02-24 | |
| 2020-02-20 | Waldis Stephen G Director, Officer (Executive Chairman) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,679 17,679 owned after | $5.43 exercise price | 2020-02-24 | |
| 2020-02-20 | AQUILINA ROBERT M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,786 11,786 owned after | $5.43 exercise price | 2020-02-24 | |
| 2020-02-20 | Prague Ronald Officer (Chief Legal Officer) | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,624 27,624 owned after | $5.43 exercise price | 2020-02-24 | |
| 2020-02-20 | GYANI MOHAN S Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,786 11,786 owned after | $5.43 exercise price | 2020-02-24 | |
| 2020-02-20 | Clark Mary P Officer (CMO and EVP, Product) | 4 | Stock Option (Right to Purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,832 36,832 owned after | $5.43 exercise price | 2020-02-24 | |
| 2020-02-20 | Rinne Kristin S. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,786 11,786 owned after | $5.43 exercise price | 2020-02-24 | |
| 2020-02-20 | Miller Jeffrey George Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,832 36,832 owned after | $5.43 exercise price | 2020-02-24 | |
| 2020-02-20 | Hopkins Thomas J Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,786 11,786 owned after | $5.43 exercise price | 2020-02-24 | |
| 2020-02-20 | Lurie Glenn Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +184,162 184,162 owned after | $5.43 exercise price | 2020-02-24 | |
| 2020-02-20 | CLARK DAVID D Officer (Chief Financial Officer) | 4 | Stock Option (Right to Purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,931 58,931 owned after | $5.43 exercise price | 2020-02-24 | |
| 2020-02-20 | CADOGAN WILLIAM J Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,786 11,786 owned after | $5.43 exercise price | 2020-02-24 | |
| 2020-02-20 | Harris Laurie Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,786 11,786 owned after | $5.43 exercise price | 2020-02-24 |