Synchronoss Technologies, Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 47 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-05: Reporting owner Garcia Robert; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-05: Reporting owner Waldis Stephen G; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-05: Reporting owner Tellez Omar; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-05: Reporting owner Putnam Christopher; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-05 | Garcia Robert Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,052 34,052 owned after | $12.68 exercise price | 2006-12-07 | |
| 2006-12-05 | Waldis Stephen G Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,753 56,753 owned after | $12.68 exercise price | 2006-12-07 | |
| 2006-12-05 | Tellez Omar Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,224 25,224 owned after | $12.68 exercise price | 2006-12-07 | |
| 2006-12-05 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,701 22,701 owned after | $12.68 exercise price | 2006-12-07 | |
| 2006-12-05 | Prague Ronald Officer (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,161 18,161 owned after | $12.68 exercise price | 2006-12-07 | |
| 2006-12-05 | Irving Lawrence R. Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,052 34,052 owned after | $12.68 exercise price | 2006-12-07 | |
| 2006-10-02 | Waldis Stephen G Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,135 0 owned after | $8.98 exercise price | 2006-10-04 | |
| 2006-10-02 | Waldis Stephen G Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,865 0 owned after | $8.98 exercise price | 2006-10-04 | |
| 2006-10-02 | Waldis Stephen G Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,908 8,908 owned after | $8.98 exercise price | 2006-10-04 | |
| 2006-10-02 | Waldis Stephen G Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71,092 71,092 owned after | $8.98 exercise price | 2006-10-04 | |
| 2006-10-02 | Garcia Robert Officer (Executive Vice Pres.) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,250 0 owned after | $8.98 exercise price | 2006-10-04 | |
| 2006-10-02 | Garcia Robert Officer (Executive Vice Pres.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $8.98 exercise price | 2006-10-04 | |
| 2006-10-02 | Irving Lawrence R. Officer (CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,250 0 owned after | $8.98 exercise price | 2006-10-04 | |
| 2006-10-02 | Irving Lawrence R. Officer (CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $8.98 exercise price | 2006-10-04 | |
| 2006-10-02 | Putnam Christopher Officer (Executive Vice Pres.) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $8.98 exercise price | 2006-10-04 | |
| 2006-10-02 | Putnam Christopher Officer (Executive Vice Pres.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $8.98 exercise price | 2006-10-04 | |
| 2006-08-04 holding as of filing | Prague Ronald Officer (General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.35 exercise price | 2006-08-04 | ||
| 2006-08-04 holding as of filing | Tellez Omar Officer (VP of Marketing) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.95 exercise price | 2006-08-04 | ||
| 2006-06-23 holding as of filing | Yaphe Scott Director | 4 | Stock Option (Right to Buy) Derivative · Indirect · See Footnote | Holding | 25,000 owned after | $8.98 exercise price | 2006-06-23 | |
| 2006-06-23 holding as of filing | Burgess R William JR | ABS VENTURES VI L P | Calvert Capital IV L.L.C. | GRAYSON BRUNS H 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · See Footnote | Holding | 25,000 owned after | $8.98 exercise price | 2006-06-23 | |
| 2006-06-20 | HOFFMAN CHARLES E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.00 exercise price | 2006-12-26 | |
| 2006-06-14 | HOFFMAN CHARLES E Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.00 exercise price | 2007-01-05 | |
| 2006-06-14 holding as of filing | Calvert Capital IV L.L.C. | ABS VENTURES VI L P | Burgess R William JR 10% Owner | 10% Owner | 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Indirect · (m) | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Yaphe Scott Director | 3 | Stock Option (Right to Buy) Derivative · Indirect · (6) | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | CADOGAN WILLIAM J Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Waldis Stephen G Director, Officer (President and CEO) | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Waldis Stephen G Director, Officer (President and CEO) | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | McCormick James M Director, 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Berry David E Officer (VP/Chief Tech. Ofcr.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Berry David E Officer (VP/Chief Tech. Ofcr.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Berry David E Officer (VP/Chief Tech. Ofcr.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Garcia Robert Officer (Executive Vice Pres.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.29 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Garcia Robert Officer (Executive Vice Pres.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.29 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Garcia Robert Officer (Executive Vice Pres.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.29 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Garcia Robert Officer (Executive Vice Pres.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.45 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Garcia Robert Officer (Executive Vice Pres.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Garcia Robert Officer (Executive Vice Pres.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Garcia Robert Officer (Executive Vice Pres.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Hopkins Thomas J Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Putnam Christopher Officer (Executive Vice Pres.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.29 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Putnam Christopher Officer (Executive Vice Pres.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.29 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Putnam Christopher Officer (Executive Vice Pres.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Putnam Christopher Officer (Executive Vice Pres.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Putnam Christopher Officer (Executive Vice Pres.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Irving Lawrence R. Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Irving Lawrence R. Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.98 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Irving Lawrence R. Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.98 exercise price | 2006-06-14 |