Synchronoss Technologies, Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-08-13: Reporting owner Rinne Kristin S.; Form 4; Security July 2017 Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-07-31: Reporting owner Harris Laurie; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-06-06: Reporting owner Siris Capital Group, LLC | Siris Partners III Parallel, L.P. | Siris Capital Group III, L.P. | Silver Private Investments, LLC | Siris Partners III, L.P. | Siris Partners GP III, L.P. | Silver Private Holdings I, LLC | Siris Group GP, LLC | Siris GP HoldCo III, LLC; Form 4; Security Stock Option (Right to Purchase); Transaction J Other acquisition or disposition (describe transaction).
- 2019-06-06: Reporting owner Siris Capital Group, LLC | Siris Partners III Parallel, L.P. | Siris Capital Group III, L.P. | Silver Private Investments, LLC | Siris Partners III, L.P. | Siris Partners GP III, L.P. | Silver Private Holdings I, LLC | Siris Group GP, LLC | Siris GP HoldCo III, LLC; Form 4; Security Stock Option (Right to Purchase); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-08-13 | Rinne Kristin S. Director | 4 | July 2017 Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,100 22,900 owned after | $7,100.00 | 2019-08-15 | |
| 2019-07-31 | Harris Laurie Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $8.09 | 2019-08-01 | |
| 2019-06-06 | Siris Capital Group, LLC | Siris Partners III Parallel, L.P. | Siris Capital Group III, L.P. | Silver Private Investments, LLC | Siris Partners III, L.P. | Siris Partners GP III, L.P. | Silver Private Holdings I, LLC | Siris Group GP, LLC | Siris GP HoldCo III, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Right to Purchase) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +23,827 23,827 owned after | $6.88 exercise price | 2019-06-10 | |
| 2019-06-06 | Siris Capital Group, LLC | Siris Partners III Parallel, L.P. | Siris Capital Group III, L.P. | Silver Private Investments, LLC | Siris Partners III, L.P. | Siris Partners GP III, L.P. | Silver Private Holdings I, LLC | Siris Group GP, LLC | Siris GP HoldCo III, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Right to Purchase) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +23,827 23,827 owned after | $6.88 exercise price | 2019-06-10 | |
| 2019-06-06 | Baker Frank Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,827 23,827 owned after | $6.88 exercise price | 2019-06-10 | |
| 2019-06-06 | Berger Peter Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,827 23,827 owned after | $6.88 exercise price | 2019-06-10 | |
| 2019-06-06 | AQUILINA ROBERT M Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,827 23,827 owned after | $6.88 exercise price | 2019-06-10 | |
| 2019-06-06 | Rinne Kristin S. Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,827 23,827 owned after | $6.88 exercise price | 2019-06-10 | |
| 2019-06-06 | Waldis Stephen G Director, Officer (Executive Chairman) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,740 35,740 owned after | $6.88 exercise price | 2019-06-10 | |
| 2019-06-06 | Clark Mary P Officer (CMO and EVP, Product) | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,784 29,784 owned after | $6.88 exercise price | 2019-06-10 | |
| 2019-06-06 | Miller Jeffrey George Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,784 29,784 owned after | $6.88 | 2019-06-10 | |
| 2019-06-06 | Hopkins Thomas J Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,827 23,827 owned after | $6.88 exercise price | 2019-06-10 | |
| 2019-06-06 | Lurie Glenn Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +148,920 148,920 owned after | $6.88 exercise price | 2019-06-10 | |
| 2019-06-06 | Prague Ronald Officer (Chief Legal Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,338 22,338 owned after | $6.88 | 2019-06-10 | |
| 2019-06-06 | CLARK DAVID D Officer (Chief Financial Officer) | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,654 47,654 owned after | $6.88 exercise price | 2019-06-10 | |
| 2019-06-06 | CADOGAN WILLIAM J Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,827 23,827 owned after | $6.88 exercise price | 2019-06-10 | |
| 2019-01-22 holding as of filing | GYANI MOHAN S Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.14 exercise price | 2019-01-22 |