Synchronoss Technologies, Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-30: Reporting owner CADOGAN WILLIAM J; Form 4/A; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-30: Reporting owner CADOGAN WILLIAM J; Form 4/A; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-30: Reporting owner CADOGAN WILLIAM J; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-30: Reporting owner CADOGAN WILLIAM J; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-30 | CADOGAN WILLIAM J Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $14.00 | 2018-11-05 | |
| 2016-12-30 | CADOGAN WILLIAM J Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $14.00 | 2018-11-05 | |
| 2016-12-30 | CADOGAN WILLIAM J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $14.00 | 2017-01-04 | |
| 2016-12-30 | CADOGAN WILLIAM J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $14.00 | 2017-01-04 | |
| 2016-12-28 | Garcia Robert Officer (Executive Vice Pres.) | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,440 5,080 owned after | $30.50 | 2016-12-28 | |
| 2016-12-27 | Rosenberger Karen Officer (EVP & Chief Financial Officer) | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,178 0 owned after | $30.50 | 2016-12-28 | |
| 2016-12-27 | Rosenberger Karen Officer (EVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,416 1,584 owned after | $31.02 | 2016-12-28 | |
| 2016-12-27 | Rosenberger Karen Officer (EVP & Chief Financial Officer) | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,457 1,563 owned after | $32.24 | 2016-12-28 | |
| 2016-12-27 | Rosenberger Karen Officer (EVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,761 4,699 owned after | $35.19 | 2016-12-28 | |
| 2016-12-27 | Rosenberger Karen Officer (EVP & Chief Financial Officer) | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −188 0 owned after | $27.55 | 2016-12-28 | |
| 2016-12-15 | Hopkins Thomas J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $14.00 | 2016-12-19 | |
| 2016-12-15 | Hopkins Thomas J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $14.00 | 2016-12-19 | |
| 2016-12-15 | Hopkins Thomas J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $15.89 | 2016-12-19 | |
| 2016-12-13 | Moore Donnie Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 15,000 owned after | $22.50 | 2016-12-15 | |
| 2016-11-14 | Moore Donnie Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 20,500 owned after | $22.50 exercise price | 2018-11-05 | |
| 2016-11-14 | Moore Donnie Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 20,500 owned after | $22.50 exercise price | 2016-11-16 | |
| 2016-10-12 | Moore Donnie Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $15.89 exercise price | 2016-10-13 | |
| 2016-10-12 | Moore Donnie Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 31,500 owned after | $22.50 exercise price | 2016-10-13 | |
| 2016-09-12 | Moore Donnie Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 2,000 owned after | $15.89 exercise price | 2016-09-13 | |
| 2016-05-16 | HOFFMAN CHARLES E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,368 0 owned after | $30.11 exercise price | 2016-05-17 | |
| 2016-05-16 | HOFFMAN CHARLES E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $21.63 exercise price | 2016-05-17 | |
| 2016-05-16 | HOFFMAN CHARLES E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $14.00 exercise price | 2016-05-17 | |
| 2016-05-16 | HOFFMAN CHARLES E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $15.89 exercise price | 2016-05-17 | |
| 2016-05-16 | HOFFMAN CHARLES E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $26.83 exercise price | 2016-05-17 | |
| 2016-05-13 | HOFFMAN CHARLES E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,132 1,368 owned after | $30.11 exercise price | 2016-05-17 | |
| 2016-05-13 | HOFFMAN CHARLES E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 2,500 owned after | $30.89 exercise price | 2016-05-17 | |
| 2016-03-16 | Waldis Stephen G Director, Officer (CEO and Chairman) | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,841 0 owned after | $14.00 exercise price | 2016-03-18 | |
| 2016-03-16 | Waldis Stephen G Director, Officer (CEO and Chairman) | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,560 16,440 owned after | $27.55 exercise price | 2016-03-18 | |
| 2016-03-03 | Waldis Stephen G Director, Officer (CEO and Chairman) | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −115 21,841 owned after | $14.00 exercise price | 2016-03-04 | |
| 2016-03-02 | Waldis Stephen G Director, Officer (CEO and Chairman) | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,914 21,956 owned after | $14.00 exercise price | 2016-03-04 | |
| 2016-02-19 | Halbard Chris Officer (EVP, International) | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,735 9,735 owned after | $25.81 exercise price | 2016-02-23 | |
| 2016-02-19 | Prague Ronald Officer (EVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,582 27,582 owned after | $25.81 exercise price | 2016-02-23 | |
| 2016-02-19 | Rosenberger Karen Officer (EVP & Chief Financial Officer) | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,449 32,449 owned after | $25.81 exercise price | 2016-02-23 | |
| 2016-02-19 | Garcia Robert Officer (President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,124 81,124 owned after | $25.81 exercise price | 2016-02-23 | |
| 2016-02-19 | Waldis Stephen G Director, Officer (CEO and Chairman) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +133,043 133,043 owned after | $25.81 exercise price | 2016-02-23 | |
| 2016-02-09 | CADOGAN WILLIAM J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $8.98 exercise price | 2016-02-10 | |
| 2016-01-13 | Waldis Stephen G Director, Officer (CEO and Chairman) | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 28,300 owned after | $14.00 exercise price | 2016-01-15 | |
| 2016-01-13 | Waldis Stephen G Director, Officer (CEO and Chairman) | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,430 26,870 owned after | $14.00 exercise price | 2016-01-15 | |
| 2016-01-05 | McCormick James M Director, 10% Owner | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,514 6,514 owned after | $33.50 exercise price | 2016-01-07 | |
| 2016-01-05 | Moore Donnie Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,514 6,514 owned after | $33.50 exercise price | 2016-01-07 | |
| 2016-01-05 | Hopkins Thomas J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,514 6,514 owned after | $33.50 exercise price | 2016-01-07 | |
| 2016-01-05 | HOFFMAN CHARLES E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,514 6,514 owned after | $33.50 exercise price | 2016-01-07 | |
| 2016-01-05 | CADOGAN WILLIAM J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $14.00 exercise price | 2016-01-07 | |
| 2016-01-05 | CADOGAN WILLIAM J Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,514 6,514 owned after | $33.50 | 2016-01-07 |