Synchronoss Technologies, Inc Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows, 27 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-06-30: Reporting owner Silver Private Investments, LLC | Siris Partners III, L.P. | Silver Private Holdings I, LLC | Siris GP HoldCo III, LLC | Siris Partners III Parallel, L.P. | Siris Capital Group, LLC | Siris Partners GP III, L.P. | Siris Group GP, LLC; Form 4; Security Series A Convertible Participating Perpetual Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-04-01: Reporting owner Siris GP HoldCo III, LLC | Siris Partners III Parallel, L.P. | Siris Partners III, L.P. | Siris Capital Group, LLC | Siris Group GP, LLC | Silver Private Holdings I, LLC | Siris Partners GP III, L.P. | Silver Private Investments, LLC; Form 4; Security Series A Convertible Participating Perpetual Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-01-01: Reporting owner Silver Private Holdings I, LLC | Siris Partners III Parallel, L.P. | Siris Group GP, LLC | Siris Partners III, L.P. | Siris Capital Group, LLC | Silver Private Investments, LLC | Siris Partners GP III, L.P. | Siris GP HoldCo III, LLC; Form 4; Security Series A Convertible Participating Perpetual Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-10-01: Reporting owner Siris Capital Group III, L.P. | Siris Group GP, LLC | Siris Partners III, L.P. | Silver Private Investments, LLC | Siris Capital Group, LLC | Siris GP HoldCo III, LLC | Siris Partners III Parallel, L.P. | Silver Private Holdings I, LLC | Siris Partners GP III, L.P.; Form 4; Security Series A Convertible Participating Perpetual Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-06-30 | Silver Private Investments, LLC | Siris Partners III, L.P. | Silver Private Holdings I, LLC | Siris GP HoldCo III, LLC | Siris Partners III Parallel, L.P. | Siris Capital Group, LLC | Siris Partners GP III, L.P. | Siris Group GP, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Participating Perpetual Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −278,665 0 owned after | $18.00 exercise price | 2021-07-01 | |
| 2021-04-01 | Siris GP HoldCo III, LLC | Siris Partners III Parallel, L.P. | Siris Partners III, L.P. | Siris Capital Group, LLC | Siris Group GP, LLC | Silver Private Holdings I, LLC | Siris Partners GP III, L.P. | Silver Private Investments, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Participating Perpetual Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,407 268,917 owned after | $18.00 exercise price | 2021-04-05 | |
| 2021-01-01 | Silver Private Holdings I, LLC | Siris Partners III Parallel, L.P. | Siris Group GP, LLC | Siris Partners III, L.P. | Siris Capital Group, LLC | Silver Private Investments, LLC | Siris Partners GP III, L.P. | Siris GP HoldCo III, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Participating Perpetual Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,078 259,510 owned after | $18.00 exercise price | 2021-01-05 | |
| 2020-10-01 | Siris Capital Group III, L.P. | Siris Group GP, LLC | Siris Partners III, L.P. | Silver Private Investments, LLC | Siris Capital Group, LLC | Siris GP HoldCo III, LLC | Siris Partners III Parallel, L.P. | Silver Private Holdings I, LLC | Siris Partners GP III, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Participating Perpetual Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,761 250,432 owned after | $18.00 exercise price | 2020-10-05 | |
| 2020-07-01 | Siris Partners III Parallel, L.P. | Siris Capital Group III, L.P. | Silver Private Investments, LLC | Siris Partners GP III, L.P. | Siris Capital Group, LLC | Silver Private Holdings I, LLC | Siris Group GP, LLC | Siris Partners III, L.P. | Siris GP HoldCo III, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Participating Perpetual Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,454 241,671 owned after | $18.00 exercise price | 2020-07-06 | |
| 2020-04-01 | Siris Group GP, LLC | Siris GP HoldCo III, LLC | Siris Partners III, L.P. | Siris Partners III Parallel, L.P. | Siris Partners GP III, L.P. | Silver Private Investments, LLC | Siris Capital Group III, L.P. | Siris Capital Group, LLC | Silver Private Holdings I, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Participating Perpetual Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,158 233,217 owned after | $18.00 exercise price | 2020-04-03 | |
| 2020-01-02 | Silver Private Holdings I, LLC Director, 10% Owner | 4 | Series A Convertible Participating Perpetual Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,873 225,059 owned after | $18.00 exercise price | 2020-01-06 | |
| 2019-10-31 | Siris Capital Group III, L.P. | Siris Partners GP III, L.P. | Silver Private Holdings I, LLC | Siris Group GP, LLC | Siris Partners III, L.P. | Silver Private Investments, LLC | Siris Capital Group, LLC | Siris GP HoldCo III, LLC | Siris Partners III Parallel, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Participating Perpetual Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,598 217,186 owned after | $18.00 exercise price | 2019-11-04 | |
| 2019-08-01 | Silver Private Investments, LLC | Siris Group GP, LLC | Siris Capital Group III, L.P. | Siris Capital Group, LLC | Silver Private Holdings I, LLC | Siris GP HoldCo III, LLC | Siris Partners GP III, L.P. | Siris Partners III Parallel, L.P. | Siris Partners III, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Participating Perpetual Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,332 209,588 owned after | $18.00 exercise price | 2019-08-05 | |
| 2019-04-01 | Siris Partners III Parallel, L.P. | Siris Capital Group, LLC | Siris Partners GP III, L.P. | Siris GP HoldCo III, LLC | Silver Private Holdings I, LLC | Siris Capital Group III, L.P. | Silver Private Investments, LLC | Siris Group GP, LLC | Siris Partners III, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Participating Perpetual Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,075 202,256 owned after | $18.00 exercise price | 2019-04-03 | |
| 2018-07-02 | Siris Partners III Parallel, L.P. | Siris Capital Group III, L.P. | Silver Private Holdings I, LLC | Siris Partners III, L.P. | Siris Capital Group, LLC | Siris Advisor HoldCo, LLC | Siris GP HoldCo III, LLC | Siris Partners GP III, L.P. | Silver Private Investments, LLC | Siris Advisor HoldCo III, LLC 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Participating Perpetual Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,828 195,181 owned after | $18.00 exercise price | 2018-07-05 | |
| 2018-04-02 | Siris Partners GP III, L.P. | Siris GP HoldCo III, LLC | Siris Advisor HoldCo, LLC | Silver Private Holdings I, LLC | Silver Private Investments, LLC | Siris Capital Group III, L.P. | Siris Partners III Parallel, L.P. | Siris Partners III, L.P. | Siris Advisor HoldCo III, LLC | Siris Capital Group, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Participating Perpetual Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,353 188,353 owned after | $18.00 exercise price | 2018-04-04 | |
| 2018-02-15 | Siris GP HoldCo III, LLC | Siris Advisor HoldCo, LLC | Siris Partners III Parallel, L.P. | Silver Private Holdings I, LLC | Siris Capital Group III, L.P. | Siris Capital Group, LLC | Siris Partners GP III, L.P. | Siris Partners III, L.P. | Siris Advisor HoldCo III, LLC | Silver Private Investments, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Participating Perpetual Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +185,000 185,000 owned after | $18.00 exercise price | 2018-02-20 | |
| 2006-06-20 | Yaphe Scott Director | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −3,793,104 0 owned after | $0.00 | 2006-06-23 | |
| 2006-06-20 | Burgess R William JR | ABS VENTURES VI L P | Calvert Capital IV L.L.C. | GRAYSON BRUNS H 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −3,751,830 0 owned after | $0.00 | 2006-06-23 | |
| 2006-06-20 | Burgess R William JR | ABS VENTURES VI L P | Calvert Capital IV L.L.C. | GRAYSON BRUNS H 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −41,274 0 owned after | $0.00 | 2006-06-23 | |
| 2006-06-15 | McCormick James M Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −3,793 0 owned after | no price filed | 2006-06-14 | |
| 2006-06-15 | McCormick James M Director, 10% Owner | 4 | Series 1 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −2,000,000 0 owned after | no price filed | 2006-06-14 | |
| 2006-06-15 | Hopkins Thomas J Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −8,621 0 owned after | no price filed | 2006-06-14 | |
| 2006-06-15 | Waldis Stephen G Director, Officer (President and CEO) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · As General Partner of Waldis Family Limited Partnership | C Conversion of derivative security | −3,448 0 owned after | no price filed | 2006-06-14 | |
| 2006-06-14 holding as of filing | Calvert Capital IV L.L.C. | ABS VENTURES VI L P | Burgess R William JR 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Calvert Capital IV L.L.C. | ABS VENTURES VI L P | Burgess R William JR 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Yaphe Scott Director | 3 | Series A Preferred Stock Derivative · Indirect · (3) | Holding | no price filed | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Waldis Stephen G Director, Officer (President and CEO) | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2006-06-14 | ||
| 2006-06-14 holding as of filing | McCormick James M Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2006-06-14 | ||
| 2006-06-14 holding as of filing | McCormick James M Director, 10% Owner | 3 | Series 1 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Hopkins Thomas J Director | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2006-06-14 |