Synchronoss Technologies, Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-11-02: Reporting owner Miller Jeffrey George; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-08-17: Reporting owner CLARK DAVID D; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2018-07-27: Reporting owner Rinne Kristin S.; Form 3; Security July 2017 Stock Option; Transaction Holding.
- 2018-04-25: Reporting owner AQUILINA ROBERT M; Form 4; Security Stock Option (Right to Purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-11-02 | Miller Jeffrey George Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +84,357 84,357 owned after | $6.20 | 2018-11-06 | |
| 2018-08-17 holding as of filing | CLARK DAVID D Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.41 exercise price | 2018-08-17 | ||
| 2018-07-27 holding as of filing | Rinne Kristin S. Director | 3 | July 2017 Stock Option Derivative · Direct | Holding | $5.48 exercise price | 2018-07-27 | ||
| 2018-04-25 | AQUILINA ROBERT M Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $11.80 | 2018-04-27 | |
| 2018-04-05 | Prague Ronald Officer (Chief Legal Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,853 16,853 owned after | $10.62 exercise price | 2018-04-09 | |
| 2018-04-05 | Moore Donnie Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,121 17,121 owned after | $10.62 | 2018-04-09 | |
| 2018-04-05 | McCormick James M Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,121 17,121 owned after | $10.62 exercise price | 2018-04-09 | |
| 2018-04-05 | Irving Lawrence R. Officer (Chief Financial Officer) | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,694 42,694 owned after | $10.62 exercise price | 2018-04-09 | |
| 2018-04-05 | Hopkins Thomas J Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,121 17,121 owned after | $10.62 exercise price | 2018-04-09 | |
| 2018-04-05 | Lurie Glenn Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,352 112,352 owned after | $10.62 exercise price | 2018-04-09 | |
| 2018-04-05 | Garcia Robert Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,176 56,176 owned after | $10.62 exercise price | 2018-04-09 | |
| 2018-04-05 | CADOGAN WILLIAM J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,121 17,121 owned after | $10.62 exercise price | 2018-04-09 | |
| 2018-02-15 | Siris GP HoldCo III, LLC | Siris Advisor HoldCo, LLC | Siris Partners III Parallel, L.P. | Silver Private Holdings I, LLC | Siris Capital Group III, L.P. | Siris Capital Group, LLC | Siris Partners GP III, L.P. | Siris Partners III, L.P. | Siris Advisor HoldCo III, LLC | Silver Private Investments, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Right to Purchase) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +30,000 30,000 owned after | $7.48 exercise price | 2018-02-20 | |
| 2018-02-15 | Siris GP HoldCo III, LLC | Siris Advisor HoldCo, LLC | Siris Partners III Parallel, L.P. | Silver Private Holdings I, LLC | Siris Capital Group III, L.P. | Siris Capital Group, LLC | Siris Partners GP III, L.P. | Siris Partners III, L.P. | Siris Advisor HoldCo III, LLC | Silver Private Investments, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Right to Purchase) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +30,000 30,000 owned after | $7.48 exercise price | 2018-02-20 | |
| 2018-02-15 | Berger Peter Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 0 owned after | $7.48 exercise price | 2018-02-20 | |
| 2018-02-15 | Baker Frank Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 0 owned after | $7.48 exercise price | 2018-02-20 | |
| 2018-02-05 holding as of filing | Clark Mary P Officer (CMO and EVP, Product) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.05 exercise price | 2018-02-05 |