Synchronoss Technologies, Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-17: Reporting owner Lurie Glenn; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2017-11-17: Reporting owner Lurie Glenn; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2017-04-27: Reporting owner Irving Lawrence R.; Form 4; Security Stock Option (Right to Purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-04-26: Reporting owner Waldis Stephen G; Form 4; Security Stock Option (Right to Purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-17 holding as of filing | Lurie Glenn Director, Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.04 exercise price | 2017-11-17 | ||
| 2017-11-17 holding as of filing | Lurie Glenn Director, Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.04 exercise price | 2017-11-17 | ||
| 2017-04-27 | Irving Lawrence R. Officer (Chief Financial Officer) | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +140,161 140,161 owned after | $13.29 exercise price | 2017-05-01 | |
| 2017-04-26 | Waldis Stephen G Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,219 40,219 owned after | $24.62 exercise price | 2017-04-28 | |
| 2017-03-24 | HOVSEPIAN RONALD W Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +156,515 156,515 owned after | $25.94 exercise price | 2017-03-28 | |
| 2017-03-24 | Waldis Stephen G Director, Officer (Executive Chairman) | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +123,545 123,545 owned after | $25.94 exercise price | 2017-03-28 | |
| 2017-03-24 | Prague Ronald Officer (General Counsel) | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,536 27,536 owned after | $25.94 exercise price | 2017-03-28 | |
| 2017-03-24 | Garcia Robert Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +91,787 91,787 owned after | $25.94 exercise price | 2017-03-28 | |
| 2017-03-24 | Moore Donnie Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,812 8,812 owned after | $25.94 exercise price | 2017-03-28 | |
| 2017-03-24 | McCormick James M Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,812 8,812 owned after | $25.94 exercise price | 2017-03-28 | |
| 2017-03-24 | Hopkins Thomas J Director | 4 | Stock Option (Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,812 8,812 owned after | $25.94 exercise price | 2017-03-28 | |
| 2017-03-24 | CADOGAN WILLIAM J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,812 8,812 owned after | $25.94 exercise price | 2017-03-28 | |
| 2017-02-08 | Garcia Robert Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,440 12,323 owned after | $31.02 | 2017-02-10 | |
| 2017-01-25 | Prague Ronald Officer (Chief Legal Officer) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 5,700 owned after | $27.55 | 2018-11-06 | |
| 2017-01-25 | Prague Ronald Officer (General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 5,700 owned after | $27.55 | 2017-01-27 | |
| 2017-01-25 | Garcia Robert Officer (President and COO) | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,440 0 owned after | $30.11 | 2017-01-27 | |
| 2017-01-23 | Rosenberger Karen Officer (EVP & Chief Financial Officer) | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −84 2,499 owned after | $31.02 | 2017-01-25 | |
| 2017-01-23 | Rosenberger Karen Officer (EVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −111 5,249 owned after | $32.24 | 2017-01-25 | |
| 2017-01-23 | Rosenberger Karen Officer (EVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −582 4,117 owned after | $35.19 | 2017-01-25 | |
| 2017-01-12 | Moore Donnie Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 9,500 owned after | $22.50 | 2017-01-13 | |
| 2017-01-11 | Garcia Robert Officer (Executive Vice Pres.) | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60 7,440 owned after | $30.11 exercise price | 2017-01-13 | |
| 2017-01-11 | Garcia Robert Officer (Executive Vice Pres.) | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,310 41,817 owned after | $30.50 exercise price | 2017-01-13 | |
| 2017-01-11 | Garcia Robert Officer (Executive Vice Pres.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,070 19,763 owned after | $31.02 exercise price | 2017-01-13 | |
| 2017-01-04 | Prague Ronald Officer (General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 9,700 owned after | $27.55 | 2017-01-06 | |
| 2017-01-04 | CADOGAN WILLIAM J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $15.89 | 2017-01-06 |