SUNPOWER CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 76 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-05: Reporting owner Sial Manavendra; Form 4; Security Restricted Stock Units (RSU's); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-12-01: Reporting owner WERNER THOMAS H; Form 4; Security Performance Based Restricted Stock Units (PSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-12-01: Reporting owner WERNER THOMAS H; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-11-11: Reporting owner Wood Patrick III; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-05 | Sial Manavendra Officer (EVP and CFO) | 4 | Restricted Stock Units (RSU's) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83,939 0 owned after | $0.00 | 2020-12-08 | |
| 2020-12-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −139,601 0 owned after | $0.00 | 2020-12-03 | |
| 2020-12-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,461 0 owned after | $0.00 | 2020-12-03 | |
| 2020-11-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,563 2,563 owned after | $0.00 | 2020-11-12 | |
| 2020-11-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,563 0 owned after | $0.00 | 2020-11-12 | |
| 2020-11-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,563 2,563 owned after | $0.00 | 2020-11-12 | |
| 2020-11-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,563 0 owned after | $0.00 | 2020-11-12 | |
| 2020-11-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,563 2,563 owned after | $0.00 | 2020-11-12 | |
| 2020-11-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,563 0 owned after | $0.00 | 2020-11-12 | |
| 2020-11-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,115 0 owned after | $0.00 | 2020-11-04 | |
| 2020-08-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,449 6,449 owned after | $0.00 | 2020-08-13 | |
| 2020-08-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,449 0 owned after | $0.00 | 2020-08-13 | |
| 2020-08-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,449 6,449 owned after | $0.00 | 2020-08-13 | |
| 2020-08-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,449 0 owned after | $0.00 | 2020-08-13 | |
| 2020-08-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,449 6,449 owned after | $0.00 | 2020-08-13 | |
| 2020-08-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,449 0 owned after | $0.00 | 2020-08-13 | |
| 2020-05-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,177 10,177 owned after | $0.00 | 2020-05-13 | |
| 2020-05-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,177 0 owned after | $0.00 | 2020-05-13 | |
| 2020-05-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,177 10,177 owned after | $0.00 | 2020-05-13 | |
| 2020-05-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,177 0 owned after | $0.00 | 2020-05-13 | |
| 2020-05-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,177 10,177 owned after | $0.00 | 2020-05-13 | |
| 2020-05-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,177 0 owned after | $0.00 | 2020-05-13 | |
| 2020-05-05 | Sial Manavendra Officer (EVP and CFO) | 4 | Common Stock Restricted Stock Units (RSU's) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 50,000 owned after | $0.00 | 2020-05-07 | |
| 2020-04-05 | Heang Vichheka Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,785 7,785 owned after | $0.00 | 2020-04-07 | |
| 2020-03-31 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,610 0 owned after | $0.00 | 2020-04-03 | |
| 2020-03-31 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −120,000 0 owned after | $0.00 | 2020-04-03 | |
| 2020-03-31 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,700 0 owned after | $0.00 | 2020-04-03 | |
| 2020-03-31 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance Based Restricted Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −90,000 0 owned after | $0.00 | 2020-04-03 | |
| 2020-03-31 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,500 0 owned after | $0.00 | 2020-04-03 | |
| 2020-03-31 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −59,640 0 owned after | $0.00 | 2020-04-03 | |
| 2020-03-31 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,170 0 owned after | $0.00 | 2020-04-03 | |
| 2020-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,125 0 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 0 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Performance -Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,625 21,250 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,317 20,634 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,166 42,501 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Performance Based Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,566 37,698 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Performance Based Stock Units (PSU's) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +50,264 50,264 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSU's) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +47,059 47,059 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Performance - Based REstricted Stock Units (PSU's) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +50,264 50,264 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,077 0 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,875 11,875 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,875 11,875 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 22,500 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,924 21,848 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance Based Restricted Stock Units (PSU's) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,305 39,915 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSU's) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 45,000 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance Based Stock Units (PSU's) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −53,220 53,220 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSU's) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −47,059 47,059 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,138 0 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,900 0 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 37,500 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 37,500 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,305 0 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance Based Restricted Stock Units (PSU's) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −133,050 133,050 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | Heang Vichheka Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,498 4,995 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | Heang Vichheka Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,873 3,745 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | Heang Vichheka Officer (Principal Accounting Officer) | 4 | Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,333 13,001 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | Heang Vichheka Officer (Principal Accounting Officer) | 4 | Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 12,000 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | Heang Vichheka Officer (Principal Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −35,294 35,294 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | Sial Manavendra Officer (EVP and CFO) | 4 | Performance Based Restricted Stock Units (PSU's) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,740 17,740 owned after | $0.00 | 2020-03-04 | |
| 2020-03-01 | Sial Manavendra Officer (EVP and CFO) | 4 | Restricted Stock Units (RSU's) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $0.00 | 2020-03-04 | |
| 2020-02-29 | WATERS JEFFREY Officer (CEO, SunPower Technologies) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +117,647 117,647 owned after | $0.00 | 2020-03-04 | |
| 2020-02-29 | Sial Manavendra Officer (EVP and CFO) | 4 | Performance Based Stock Units (PSU's) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −35,480 35,480 owned after | $0.00 | 2020-03-04 | |
| 2020-02-29 | Sial Manavendra Officer (EVP and CFO) | 4 | Restricted Stock Units (RSU's) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −58,824 58,824 owned after | $0.00 | 2020-03-04 | |
| 2020-02-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,584 7,584 owned after | $0.00 | 2020-02-12 | |
| 2020-02-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,584 0 owned after | $0.00 | 2020-02-12 | |
| 2020-02-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,584 7,584 owned after | $0.00 | 2020-02-12 | |
| 2020-02-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,584 0 owned after | $0.00 | 2020-02-12 | |
| 2020-02-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,584 7,584 owned after | $0.00 | 2020-02-12 | |
| 2020-02-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,584 0 owned after | $0.00 | 2020-02-12 | |
| 2020-01-25 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSU's) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,465 0 owned after | $0.00 | 2020-01-28 | |
| 2020-01-05 | WATERS JEFFREY Officer (CEO, SunPower Technologies) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −171,233 513,699 owned after | $0.00 | 2020-01-08 |