SUNPOWER CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-12: Reporting owner ARRIOLA DENNIS V; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-09: Reporting owner Wood Patrick III; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-11-09: Reporting owner ATKINS BETSY S; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-11-09: Reporting owner ALBRECHT W STEVE; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-12 | ARRIOLA DENNIS V Officer (Chief Financial Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2008-11-14 | |
| 2008-11-09 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 2,000 owned after | $0.00 | 2008-11-12 | |
| 2008-11-09 | ATKINS BETSY S Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 2,000 owned after | $0.00 | 2008-11-12 | |
| 2008-11-09 | ALBRECHT W STEVE Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 2,000 owned after | $0.00 | 2008-11-12 | |
| 2008-11-09 | RODGERS THURMAN J Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 5,000 owned after | $0.00 | 2008-11-12 | |
| 2008-09-11 | Richards Douglas J. Officer (VP, HR and Corporate Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $0.00 | 2008-09-15 | |
| 2008-08-09 | Wood Patrick III Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 3,000 owned after | $0.00 | 2008-08-12 | |
| 2008-08-09 | RODGERS THURMAN J Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $0.00 | 2008-08-12 | |
| 2008-08-09 | ATKINS BETSY S Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 3,000 owned after | $0.00 | 2008-08-12 | |
| 2008-08-07 | BUFE UWE-ERNST Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,600 6,600 owned after | $0.00 | 2008-08-11 | |
| 2008-07-02 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2008-07-03 | |
| 2008-05-09 | ALBRECHT W STEVE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 3,000 owned after | $0.00 | 2008-08-12 | |
| 2008-05-09 | RODGERS THURMAN J Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2008-05-12 | |
| 2008-05-09 | Wood Patrick III Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2008-05-12 | |
| 2008-05-09 | ALBRECHT W STEVE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2008-05-12 | |
| 2008-05-09 | ATKINS BETSY S Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2008-05-12 | |
| 2008-01-31 | Dinwoodie Thomas Officer (CEO - SunPower Corp., Systems) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2008-02-04 | |
| 2008-01-31 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2008-02-04 | |
| 2008-01-31 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $0.00 | 2008-02-04 | |
| 2008-01-31 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,650 16,650 owned after | $0.00 | 2008-02-04 | |
| 2008-01-31 | SHUGAR DANIEL S Officer (Pres., SunPower Corp., Systems) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $0.00 | 2008-02-04 | |
| 2008-01-31 | Richards Douglas J. Officer (VP, HR and Corporate Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2008-02-04 | |
| 2008-01-31 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2008-02-04 | |
| 2008-01-31 | Wenger Howard Officer (SVP, Global Business Units) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2008-02-04 | |
| 2008-01-31 | LEDESMA BRUCE Officer (General Counsel & Corp. Sec.) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2008-02-04 | |
| 2008-01-31 | Swanson Richard M Officer (President & CTO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2008-02-04 |