SUNPOWER CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-05-25: Reporting owner LEDESMA BRUCE; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-24: Reporting owner WERNER THOMAS H; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-24: Reporting owner WERNER THOMAS H; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-23: Reporting owner Wenger Howard; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-05-25 | LEDESMA BRUCE Officer (EVP, Gen Counsel & Corp. Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,717 0 owned after | $2.60 exercise price | 2011-05-27 | |
| 2011-05-24 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −178,343 0 owned after | $3.30 exercise price | 2011-05-26 | |
| 2011-05-24 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 0 owned after | $3.30 exercise price | 2011-05-26 | |
| 2011-05-23 | Wenger Howard Officer (President, U&PP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,125 0 owned after | $1.77 exercise price | 2011-05-25 | |
| 2011-05-23 | Wenger Howard Officer (President, U&PP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,647 0 owned after | $1.77 exercise price | 2011-05-25 | |
| 2011-05-23 | Wenger Howard Officer (President, U&PP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,990 0 owned after | $1.77 exercise price | 2011-05-25 | |
| 2011-05-23 | Wenger Howard Officer (President, U&PP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1 0 owned after | $1.77 exercise price | 2011-05-25 | |
| 2011-05-17 | ALBRECHT W STEVE Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $10.80 exercise price | 2011-05-19 | |
| 2011-05-17 | ALBRECHT W STEVE Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,500 0 owned after | $9.50 exercise price | 2011-05-19 |