SUNPOWER CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-11-10: Reporting owner ATKINS BETSY S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-11-10: Reporting owner ATKINS BETSY S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-10-23: Reporting owner WERNER THOMAS H; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-10-12: Reporting owner ATKINS BETSY S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-11-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 5,499 owned after | $9.50 exercise price | 2009-11-12 | |
| 2009-11-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 1,199 owned after | $10.80 exercise price | 2009-11-12 | |
| 2009-10-23 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 178,343 owned after | $3.30 exercise price | 2009-10-27 | |
| 2009-10-12 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 5,999 owned after | $9.50 exercise price | 2009-10-14 | |
| 2009-10-12 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 1,299 owned after | $10.80 exercise price | 2009-10-14 | |
| 2009-09-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 6,499 owned after | $9.50 exercise price | 2009-09-14 | |
| 2009-09-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 1,399 owned after | $10.80 exercise price | 2009-09-14 | |
| 2009-08-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 6,999 owned after | $9.50 exercise price | 2009-08-12 | |
| 2009-08-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 1,499 owned after | $10.80 exercise price | 2009-08-12 | |
| 2009-07-24 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 203,343 owned after | $3.30 exercise price | 2009-07-28 | |
| 2009-07-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 7,499 owned after | $9.50 exercise price | 2009-07-14 | |
| 2009-07-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 1,599 owned after | $10.80 exercise price | 2009-07-14 | |
| 2009-06-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 7,999 owned after | $9.50 exercise price | 2009-06-11 | |
| 2009-06-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 1,699 owned after | $10.80 exercise price | 2009-06-11 | |
| 2009-05-12 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 228,343 owned after | $3.30 exercise price | 2009-05-14 | |
| 2009-05-11 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 8,499 owned after | $9.50 exercise price | 2009-05-12 | |
| 2009-05-11 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 1,799 owned after | $10.80 exercise price | 2009-05-12 | |
| 2009-04-13 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 8,999 owned after | $9.50 exercise price | 2009-04-15 | |
| 2009-04-13 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 1,899 owned after | $10.80 exercise price | 2009-04-15 | |
| 2009-03-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 9,499 owned after | $9.50 exercise price | 2009-03-12 | |
| 2009-03-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 1,999 owned after | $10.80 exercise price | 2009-03-12 | |
| 2009-02-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 9,999 owned after | $9.50 exercise price | 2009-02-11 | |
| 2009-02-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 2,099 owned after | $10.80 exercise price | 2009-02-11 | |
| 2009-01-12 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 10,499 owned after | $9.50 exercise price | 2009-01-14 | |
| 2009-01-12 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 2,199 owned after | $10.80 exercise price | 2009-01-14 |