SUNPOWER CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 74 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-24: Reporting owner LEDESMA BRUCE; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-12-22: Reporting owner WERNER THOMAS H; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-12-10: Reporting owner ATKINS BETSY S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-12-10: Reporting owner ATKINS BETSY S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-24 | LEDESMA BRUCE Officer (General Counsel & Corp. Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,436 owned after | $2.60 exercise price | 2008-12-24 | |
| 2008-12-22 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,500 81,493 owned after | $0.50 exercise price | 2008-12-24 | |
| 2008-12-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 10,999 owned after | $9.50 exercise price | 2008-12-12 | |
| 2008-12-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 2,299 owned after | $10.80 exercise price | 2008-12-12 | |
| 2008-11-12 | ARRIOLA DENNIS V Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $24.72 exercise price | 2008-11-14 | |
| 2008-11-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 11,499 owned after | $9.50 exercise price | 2008-11-12 | |
| 2008-11-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 2,399 owned after | $10.80 exercise price | 2008-11-12 | |
| 2008-10-13 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,100 owned after | $39.35 exercise price | 2008-10-14 | |
| 2008-10-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 11,999 owned after | $9.50 exercise price | 2008-10-14 | |
| 2008-10-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 2,499 owned after | $10.80 exercise price | 2008-10-14 | |
| 2008-09-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 12,499 owned after | $9.50 exercise price | 2008-09-12 | |
| 2008-09-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 2,599 owned after | $10.80 exercise price | 2008-09-12 | |
| 2008-09-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,200 owned after | $39.35 exercise price | 2008-09-12 | |
| 2008-09-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 4,400 owned after | $56.20 exercise price | 2008-09-12 | |
| 2008-09-04 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 31,427 owned after | $3.30 exercise price | 2008-09-08 | |
| 2008-08-26 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,913 56,373 owned after | $3.30 exercise price | 2008-08-28 | |
| 2008-08-26 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,087 37,427 owned after | $3.30 exercise price | 2008-08-28 | |
| 2008-08-11 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 12,999 owned after | $9.50 exercise price | 2008-08-12 | |
| 2008-08-11 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,300 owned after | $39.35 exercise price | 2008-08-12 | |
| 2008-08-11 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 4,500 owned after | $56.20 exercise price | 2008-08-12 | |
| 2008-07-22 | Wenger Howard Officer (VP, Global Business Units) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,125 8,125 owned after | $1.77 exercise price | 2008-07-24 | |
| 2008-07-22 | Wenger Howard Officer (VP, Global Business Units) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 16,647 owned after | $1.77 exercise price | 2008-07-24 | |
| 2008-07-22 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 253,343 owned after | $3.30 exercise price | 2008-07-23 | |
| 2008-07-21 | SHUGAR DANIEL S Officer (Pres., SunPower Corp., Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 162,054 owned after | $0.04 exercise price | 2008-07-23 | |
| 2008-07-14 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 4,600 owned after | $56.20 exercise price | 2008-07-15 | |
| 2008-07-10 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,400 owned after | $39.35 exercise price | 2008-07-14 | |
| 2008-07-10 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 2,799 owned after | $10.80 exercise price | 2008-07-14 | |
| 2008-07-10 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 13,499 owned after | $9.50 exercise price | 2008-07-14 | |
| 2008-07-02 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $62.82 exercise price | 2008-07-03 | |
| 2008-06-10 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,500 99,993 owned after | $0.50 exercise price | 2008-06-11 | |
| 2008-06-10 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,500 owned after | $39.35 exercise price | 2008-06-11 | |
| 2008-06-10 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 2,899 owned after | $10.80 exercise price | 2008-06-11 | |
| 2008-06-10 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 13,999 owned after | $9.50 exercise price | 2008-06-11 | |
| 2008-06-10 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 4,700 owned after | $56.20 exercise price | 2008-06-11 | |
| 2008-05-27 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,914 73,286 owned after | $3.30 exercise price | 2008-05-29 | |
| 2008-05-27 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,086 41,514 owned after | $3.30 exercise price | 2008-05-29 | |
| 2008-05-14 | SHUGAR DANIEL S Officer (Pres., SunPower Corp., Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,872 180,054 owned after | $0.04 exercise price | 2008-05-15 | |
| 2008-05-12 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,600 owned after | $39.35 exercise price | 2008-05-12 | |
| 2008-05-12 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 2,999 owned after | $10.80 exercise price | 2008-05-12 | |
| 2008-05-12 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 14,499 owned after | $9.50 exercise price | 2008-05-12 | |
| 2008-05-07 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 4,800 owned after | $56.20 exercise price | 2008-05-08 | |
| 2008-04-25 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 101,738 owned after | $3.30 exercise price | 2008-04-29 | |
| 2008-04-22 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 303,343 owned after | $3.30 exercise price | 2008-04-24 | |
| 2008-04-22 | SHUGAR DANIEL S Officer (Pres., SunPower Corp., Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,155 187,926 owned after | $0.04 exercise price | 2008-04-24 | |
| 2008-04-10 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,099 owned after | $10.80 exercise price | 2008-04-11 | |
| 2008-04-07 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,700 owned after | $39.35 exercise price | 2008-04-09 | |
| 2008-04-07 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 14,999 owned after | $9.50 exercise price | 2008-04-09 | |
| 2008-03-25 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 126,738 owned after | $3.30 exercise price | 2008-03-26 | |
| 2008-03-11 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,637 90,200 owned after | $3.30 exercise price | 2008-03-13 | |
| 2008-03-11 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,363 45,600 owned after | $3.30 exercise price | 2008-03-13 | |
| 2008-03-10 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,199 owned after | $10.80 exercise price | 2008-03-11 | |
| 2008-03-07 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 15,499 owned after | $9.50 exercise price | 2008-03-07 | |
| 2008-03-05 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,800 owned after | $39.35 exercise price | 2008-03-07 | |
| 2008-02-25 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 151,738 owned after | $3.30 exercise price | 2008-02-26 | |
| 2008-02-13 | SHUGAR DANIEL S Officer (Pres., SunPower Corp., Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 200,081 owned after | $0.04 exercise price | 2008-02-14 | |
| 2008-02-12 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,638 95,837 owned after | $3.30 exercise price | 2008-02-13 | |
| 2008-02-12 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,362 46,963 owned after | $3.30 exercise price | 2008-02-13 | |
| 2008-02-11 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,299 owned after | $10.80 exercise price | 2008-02-12 | |
| 2008-02-11 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 5,100 owned after | $56.20 exercise price | 2008-02-12 | |
| 2008-02-07 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 15,999 owned after | $9.50 exercise price | 2008-02-07 | |
| 2008-02-05 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,900 owned after | $39.35 exercise price | 2008-02-07 | |
| 2008-02-04 holding as of filing | SHUGAR DANIEL S Officer (Pres., SunPower Corp., Systems) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.04 exercise price | 2008-02-04 | ||
| 2008-01-29 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 353,343 owned after | $3.30 exercise price | 2008-01-30 | |
| 2008-01-29 | Pai Panemangalore Madhavaraya Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 234,500 owned after | $3.30 exercise price | 2008-01-30 | |
| 2008-01-29 | Wenger Howard Officer (VP, Global Business Units) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,261 18,522 owned after | $1.77 exercise price | 2008-01-30 | |
| 2008-01-29 | Wenger Howard Officer (VP, Global Business Units) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,125 16,250 owned after | $1.77 exercise price | 2008-01-30 | |
| 2008-01-29 | Wenger Howard Officer (VP, Global Business Units) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,995 9,990 owned after | $1.77 exercise price | 2008-01-30 | |
| 2008-01-25 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 176,738 owned after | $3.30 exercise price | 2008-01-29 | |
| 2008-01-16 | LEDESMA BRUCE Officer (General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,717 15,436 owned after | $2.60 exercise price | 2008-01-17 | |
| 2008-01-10 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,399 owned after | $10.80 exercise price | 2008-01-11 | |
| 2008-01-08 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,638 101,475 owned after | $3.30 exercise price | 2008-01-09 | |
| 2008-01-08 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,362 48,325 owned after | $3.30 exercise price | 2008-01-09 | |
| 2008-01-07 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 16,499 owned after | $9.50 exercise price | 2008-01-09 | |
| 2008-01-07 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 4,000 owned after | $39.35 exercise price | 2008-01-09 |