SUNPOWER CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 114 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-02-12: Reporting owner ALBRECHT W STEVE; Form 4/A; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-02-12: Reporting owner ALBRECHT W STEVE; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-02-12: Reporting owner ALBRECHT W STEVE; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-01-30: Reporting owner Swanson Richard M; Form 4; Security Employee Stock Option (Right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-02-12 | ALBRECHT W STEVE Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 21,500 owned after | $9.50 exercise price | 2007-07-11 | |
| 2007-02-12 | ALBRECHT W STEVE Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 21,000 owned after | $10.80 exercise price | 2007-02-15 | |
| 2007-02-12 | ALBRECHT W STEVE Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 20,000 owned after | $9.50 exercise price | 2007-02-15 | |
| 2007-01-30 | Swanson Richard M Officer (Chief Technical Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,664 219,800 owned after | $3.30 exercise price | 2007-01-31 | |
| 2007-01-30 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,976 681,738 owned after | $3.30 exercise price | 2007-01-31 | |
| 2007-01-29 | Swanson Richard M Officer (Chief Technical Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,336 275,464 owned after | $3.30 exercise price | 2007-01-31 | |
| 2007-01-29 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,024 768,714 owned after | $3.30 exercise price | 2007-01-31 | |
| 2007-01-23 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 781,738 owned after | $3.30 exercise price | 2007-01-24 | |
| 2007-01-23 | Swanson Richard M Officer (Chief Technical Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 283,800 owned after | $3.30 exercise price | 2007-01-24 | |
| 2007-01-22 holding as of filing | Wenger Howard Officer (V P, Global Business Units) | 3 | Employee Stock Option (Right To Buy) Derivative · Direct | Holding | $1.77 exercise price | 2007-01-22 | ||
| 2007-01-22 holding as of filing | Wenger Howard Officer (V P, Global Business Units) | 3 | Employee Stock Option (Right To Buy) Derivative · Direct | Holding | $1.77 exercise price | 2007-01-22 | ||
| 2007-01-22 holding as of filing | LEDESMA BRUCE Officer (General Counsel) | 3 | Employee Stock Option (Right To Buy) Derivative · Direct | Holding | $2.60 exercise price | 2007-01-22 | ||
| 2007-01-16 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 285,000 owned after | $0.50 exercise price | 2007-01-16 | |
| 2007-01-10 | ALBRECHT W STEVE Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 22,500 owned after | $9.50 exercise price | 2007-01-12 |