SUNPOWER CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 114 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-26: Reporting owner HERNANDEZ EMMANUEL T; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-19: Reporting owner WERNER THOMAS H; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-11: Reporting owner WERNER THOMAS H; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-11: Reporting owner Swanson Richard M; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-26 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 201,738 owned after | $3.30 exercise price | 2007-12-27 | |
| 2007-12-19 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,500 110,493 owned after | $0.50 exercise price | 2007-12-21 | |
| 2007-12-11 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 403,343 owned after | $3.30 exercise price | 2007-12-13 | |
| 2007-12-11 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,638 107,113 owned after | $3.30 exercise price | 2007-12-13 | |
| 2007-12-11 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,362 49,687 owned after | $3.30 exercise price | 2007-12-13 | |
| 2007-12-10 | ALBRECHT W STEVE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 16,500 owned after | $9.50 exercise price | 2007-12-11 | |
| 2007-12-10 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,499 owned after | $10.80 exercise price | 2007-12-11 | |
| 2007-12-07 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 16,999 owned after | $9.50 exercise price | 2007-12-11 | |
| 2007-12-05 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 4,100 owned after | $39.35 exercise price | 2007-12-07 | |
| 2007-11-26 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 226,738 owned after | $3.30 exercise price | 2007-11-28 | |
| 2007-11-13 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,638 112,751 owned after | $3.30 exercise price | 2007-11-15 | |
| 2007-11-13 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,362 51,049 owned after | $3.30 exercise price | 2007-11-15 | |
| 2007-11-13 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 423,343 owned after | $3.30 exercise price | 2007-11-15 | |
| 2007-11-12 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,599 owned after | $10.80 exercise price | 2007-11-13 | |
| 2007-11-07 | ATKINS BETSY S Director | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 17,499 owned after | $9.50 exercise price | 2007-11-13 | |
| 2007-11-07 | ATKINS BETSY S Director | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 5,400 owned after | $56.20 exercise price | 2007-11-13 | |
| 2007-11-07 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 17,499 owned after | $9.50 exercise price | 2007-11-07 | |
| 2007-11-07 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 5,400 owned after | $56.20 exercise price | 2007-11-07 | |
| 2007-11-05 | ATKINS BETSY S Director | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 4,200 owned after | $39.35 exercise price | 2007-11-13 | |
| 2007-11-05 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 4,200 owned after | $39.35 exercise price | 2007-11-07 | |
| 2007-10-25 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 251,738 owned after | $3.30 exercise price | 2007-10-26 | |
| 2007-10-10 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,699 owned after | $10.80 exercise price | 2007-10-11 | |
| 2007-10-09 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 453,343 owned after | $3.30 exercise price | 2007-10-09 | |
| 2007-10-09 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,638 118,389 owned after | $3.30 exercise price | 2007-10-09 | |
| 2007-10-09 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,362 52,411 owned after | $3.30 exercise price | 2007-10-09 | |
| 2007-10-08 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 17,999 owned after | $9.50 exercise price | 2007-10-09 | |
| 2007-10-05 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 4,300 owned after | $39.35 exercise price | 2007-10-09 | |
| 2007-10-02 | Wenger Howard Officer (VP, Global Business Units) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,261 0 owned after | $1.77 exercise price | 2007-10-03 | |
| 2007-10-02 | Wenger Howard Officer (VP, Global Business Units) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,578 0 owned after | $1.77 exercise price | 2007-10-03 | |
| 2007-10-02 | Wenger Howard Officer (VP, Global Business Units) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,255 1 owned after | $1.77 exercise price | 2007-10-03 | |
| 2007-09-25 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 276,738 owned after | $3.30 exercise price | 2007-09-27 | |
| 2007-09-11 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 483,343 owned after | $3.30 exercise price | 2007-09-12 | |
| 2007-09-11 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,638 124,027 owned after | $3.30 exercise price | 2007-09-12 | |
| 2007-09-11 | Swanson Richard M Officer (President & CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,362 53,773 owned after | $3.30 exercise price | 2007-09-12 | |
| 2007-09-10 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,799 owned after | $10.80 exercise price | 2007-09-11 | |
| 2007-09-07 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 18,499 owned after | $9.50 exercise price | 2007-09-07 | |
| 2007-09-05 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 4,400 owned after | $39.35 exercise price | 2007-09-07 | |
| 2007-08-27 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 301,738 owned after | $3.30 exercise price | 2007-08-28 | |
| 2007-08-21 | Pai Panemangalore Madhavaraya Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,000 257,000 owned after | $3.30 exercise price | 2007-08-23 | |
| 2007-08-14 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 513,343 owned after | $3.30 exercise price | 2007-08-15 | |
| 2007-08-14 | Swanson Richard M Officer (Chief Technical Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,827 129,665 owned after | $3.30 exercise price | 2007-08-15 | |
| 2007-08-14 | Swanson Richard M Officer (Chief Technical Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,173 55,135 owned after | $3.30 exercise price | 2007-08-15 | |
| 2007-08-10 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,899 owned after | $10.80 exercise price | 2007-08-13 | |
| 2007-08-07 | Wenger Howard Officer (VP, Global Business Units) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,969 1,578 owned after | $1.77 exercise price | 2007-08-08 | |
| 2007-08-07 | Wenger Howard Officer (VP, Global Business Units) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,125 0 owned after | $1.77 exercise price | 2007-08-08 | |
| 2007-08-07 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 18,999 owned after | $9.50 exercise price | 2007-08-08 | |
| 2007-08-07 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 5,700 owned after | $56.20 exercise price | 2007-08-08 | |
| 2007-08-06 | ATKINS BETSY S Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 4,500 owned after | $39.35 exercise price | 2007-08-08 | |
| 2007-07-25 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 326,738 owned after | $3.30 exercise price | 2007-07-26 | |
| 2007-07-16 | LEDESMA BRUCE Officer (General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,717 23,153 owned after | $2.60 exercise price | 2007-07-17 | |
| 2007-07-10 | ALBRECHT W STEVE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 19,000 owned after | $9.50 exercise price | 2007-07-11 | |
| 2007-07-10 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 543,343 owned after | $3.30 exercise price | 2007-07-11 | |
| 2007-07-10 | Swanson Richard M Officer (Chief Technical Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 135,492 owned after | $3.30 exercise price | 2007-07-11 | |
| 2007-07-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,999 owned after | $10.80 exercise price | 2007-07-11 | |
| 2007-07-09 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 19,499 owned after | $9.50 exercise price | 2007-07-11 | |
| 2007-07-05 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 4,600 owned after | $39.35 exercise price | 2007-07-06 | |
| 2007-06-25 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 351,738 owned after | $3.30 exercise price | 2007-06-27 | |
| 2007-06-19 | Pai Panemangalore Madhavaraya Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,000 278,000 owned after | $3.30 exercise price | 2007-06-20 | |
| 2007-06-12 | Swanson Richard M Officer (Chief Technical Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 142,492 owned after | $3.30 exercise price | 2007-06-13 | |
| 2007-06-12 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 573,343 owned after | $3.30 exercise price | 2007-06-13 | |
| 2007-06-11 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 4,099 owned after | $10.80 exercise price | 2007-06-11 | |
| 2007-06-07 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 19,999 owned after | $9.50 exercise price | 2007-06-07 | |
| 2007-06-05 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 4,700 owned after | $39.35 exercise price | 2007-06-07 | |
| 2007-06-05 | Wenger Howard Officer (VP, Global Business Units) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,787 27,783 owned after | $1.77 exercise price | 2007-06-07 | |
| 2007-06-05 | Wenger Howard Officer (VP, Global Business Units) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,785 9,261 owned after | $1.77 exercise price | 2007-06-07 | |
| 2007-06-05 | Wenger Howard Officer (VP, Global Business Units) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,428 7,547 owned after | $1.77 exercise price | 2007-06-07 | |
| 2007-06-05 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −97,814 376,738 owned after | $3.30 exercise price | 2007-06-07 | |
| 2007-05-31 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,186 474,552 owned after | $3.30 exercise price | 2007-06-04 | |
| 2007-05-25 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 476,738 owned after | $3.30 exercise price | 2007-05-29 | |
| 2007-05-22 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 551,738 owned after | $3.30 exercise price | 2007-05-23 | |
| 2007-05-10 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 4,199 owned after | $10.80 exercise price | 2007-05-11 | |
| 2007-05-08 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,007 139,993 owned after | $0.50 exercise price | 2007-05-09 | |
| 2007-05-08 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,993 21,964 owned after | $3.30 exercise price | 2007-05-09 | |
| 2007-05-08 | Swanson Richard M Officer (Chief Technical Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 205,800 owned after | $3.30 exercise price | 2007-05-08 | |
| 2007-05-07 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $56.20 exercise price | 2007-05-08 | |
| 2007-05-07 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 20,499 owned after | $9.50 exercise price | 2007-05-08 | |
| 2007-05-07 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 4,800 owned after | $39.35 exercise price | 2007-05-08 | |
| 2007-05-07 | Wood Patrick III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $56.20 exercise price | 2007-05-08 | |
| 2007-05-07 | ALBRECHT W STEVE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $56.20 exercise price | 2007-05-08 | |
| 2007-04-24 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 571,738 owned after | $3.30 exercise price | 2007-04-25 | |
| 2007-04-20 | ATKINS BETSY S Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 20,999 owned after | $9.50 exercise price | 2007-05-08 | |
| 2007-04-20 | ATKINS BETSY S Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −501 4,299 owned after | $10.80 exercise price | 2007-05-08 | |
| 2007-04-20 | ATKINS BETSY S Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 4,900 owned after | $39.35 exercise price | 2007-05-08 | |
| 2007-04-20 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 20,999 owned after | $9.50 exercise price | 2007-04-24 | |
| 2007-04-20 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −501 4,299 owned after | $10.80 exercise price | 2007-04-24 | |
| 2007-04-20 | ATKINS BETSY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 4,900 owned after | $39.35 exercise price | 2007-04-24 | |
| 2007-04-18 | Pai Panemangalore Madhavaraya Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,500 299,000 owned after | $3.30 exercise price | 2007-04-18 | |
| 2007-04-17 | Pai Panemangalore Madhavaraya Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 309,500 owned after | $3.30 exercise price | 2007-04-18 | |
| 2007-04-16 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 591,738 owned after | $3.30 exercise price | 2007-04-17 | |
| 2007-04-11 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −90,822 155,000 owned after | $0.50 exercise price | 2007-04-12 | |
| 2007-04-10 | Swanson Richard M Officer (Chief Technical Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 212,800 owned after | $3.30 exercise price | 2007-04-12 | |
| 2007-04-10 | WERNER THOMAS H Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,178 245,822 owned after | $0.50 exercise price | 2007-04-12 | |
| 2007-04-04 | Wenger Howard Officer (VP, Global Business Units) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,239 32,500 owned after | $1.77 exercise price | 2007-04-05 | |
| 2007-04-04 | Wenger Howard Officer (VP, Global Business Units) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,471 92,832 owned after | $1.77 exercise price | 2007-04-05 | |
| 2007-04-03 | LEDESMA BRUCE Officer (General Counsel) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,869 30,870 owned after | $2.60 exercise price | 2007-04-05 | |
| 2007-04-03 | LEDESMA BRUCE Officer (General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,869 30,870 owned after | $2.60 exercise price | 2007-04-04 | |
| 2007-03-27 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 641,738 owned after | $3.30 exercise price | 2007-03-28 | |
| 2007-02-27 | HERNANDEZ EMMANUEL T Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 661,738 owned after | $3.30 exercise price | 2007-03-01 | |
| 2007-02-20 | Pai Panemangalore Madhavaraya Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 327,000 owned after | $3.30 exercise price | 2007-02-21 | |
| 2007-02-12 | ALBRECHT W STEVE Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 4,500 owned after | $10.80 exercise price | 2007-07-11 |