STATE AUTO FINANCIAL CORPORATION Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-03: Reporting owner English Steven Eugene; Form 4; Security Employee Stock Option Right to Buy (NQ); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-11-30: Reporting owner English Steven Eugene; Form 4; Security Employee Stock Option Right to Buy (NQ); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-11-07: Reporting owner English Steven Eugene; Form 4; Security Employee Stock Option Right to Buy (NQ); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-11-01: Reporting owner English Steven Eugene; Form 4; Security Employee Stock Option Right to Buy (NQ); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-03 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,846 0 owned after | $17.03 exercise price | 2018-12-04 | |
| 2018-11-30 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,787 1,787 owned after | $17.03 exercise price | 2018-12-03 | |
| 2018-11-07 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,633 3,633 owned after | $17.03 exercise price | 2018-11-08 | |
| 2018-11-01 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,633 3,633 owned after | $17.03 exercise price | 2018-11-02 | |
| 2018-07-24 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,633 3,633 owned after | $17.03 exercise price | 2018-07-25 | |
| 2018-07-11 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,332 2,332 owned after | $17.03 exercise price | 2018-07-12 | |
| 2018-07-02 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,299 3,299 owned after | $18.78 exercise price | 2018-07-13 | |
| 2018-06-29 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,302 15,302 owned after | $18.78 exercise price | 2018-07-02 | |
| 2018-06-29 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,632 3,632 owned after | $17.03 exercise price | 2018-07-02 | |
| 2018-06-29 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,300 1,300 owned after | $17.03 exercise price | 2018-07-02 | |
| 2018-05-30 | Mrozek Matthew Stanley Officer (Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $14.49 exercise price | 2018-05-31 | |
| 2018-05-30 | Mrozek Matthew Stanley Officer (Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −507 507 owned after | $14.49 exercise price | 2018-05-31 | |
| 2018-05-25 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,025 12,025 owned after | $14.49 exercise price | 2018-05-29 | |
| 2018-03-01 | Jones Scott Alan Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −790 0 owned after | $25.81 exercise price | 2018-03-02 | |
| 2018-02-27 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,834 10,834 owned after | $25.81 exercise price | 2018-02-28 | |
| 2018-02-23 | CENTERS MELISSA A Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,114 1,114 owned after | $25.81 exercise price | 2018-02-26 |