STATE AUTO FINANCIAL CORPORATION Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-30: Reporting owner Mrozek Matthew Stanley; Form 4; Security Employee Stock Option Right to Buy (NQ); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-30: Reporting owner PETRUCCI JOHN M; Form 4; Security Employee Stock Option Right to Buy (NQ); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-30: Reporting owner PETRUCCI JOHN M; Form 4; Security Employee Stock Option Right to Buy (NQ); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-30: Reporting owner PETRUCCI JOHN M; Form 4; Security Employee Stock Option Right to Buy (NQ); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-30 | Mrozek Matthew Stanley Officer (Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,970 2,970 owned after | $25.81 exercise price | 2017-12-04 | |
| 2017-11-30 | PETRUCCI JOHN M Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,657 3,657 owned after | $13.53 exercise price | 2017-12-04 | |
| 2017-11-30 | PETRUCCI JOHN M Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,499 3,499 owned after | $25.81 exercise price | 2017-12-04 | |
| 2017-11-30 | PETRUCCI JOHN M Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,526 3,256 owned after | $14.49 exercise price | 2017-12-04 | |
| 2017-11-13 holding as of filing | Berkey Jason Earl Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $25.32 exercise price | 2017-11-13 | ||
| 2017-11-13 holding as of filing | Berkey Jason Earl Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $21.54 exercise price | 2017-11-13 | ||
| 2017-08-31 | LAROCCO MICHAEL Director, Officer (President, CEO) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,350 11,350 owned after | $23.01 exercise price | 2017-09-01 | |
| 2017-05-25 | Clark Jessica Elizabeth Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,850 0 owned after | $17.03 exercise price | 2017-05-26 | |
| 2017-05-25 | Clark Jessica Elizabeth Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,420 0 owned after | $16.80 exercise price | 2017-05-26 | |
| 2017-05-24 | Clark Jessica Elizabeth Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 10,850 owned after | $17.03 exercise price | 2017-05-25 | |
| 2017-05-24 | Clark Jessica Elizabeth Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,841 0 owned after | $13.53 exercise price | 2017-05-25 | |
| 2017-05-23 | Clark Jessica Elizabeth Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,203 3,054 owned after | $22.72 exercise price | 2017-05-24 | |
| 2017-05-23 | Clark Jessica Elizabeth Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,079 5,975 owned after | $21.54 exercise price | 2017-05-24 | |
| 2017-05-23 | Clark Jessica Elizabeth Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,300 7,841 owned after | $13.53 exercise price | 2017-05-24 | |
| 2017-05-23 | Clark Jessica Elizabeth Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,876 0 owned after | $21.23 exercise price | 2017-05-24 |