STATE AUTO FINANCIAL CORPORATION Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 47 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-24: Reporting owner CENTERS MELISSA A; Form 3; Security Employee Stock Option (Right to Buy) Non-qualified; Transaction Holding.
- 2015-11-24: Reporting owner CENTERS MELISSA A; Form 3; Security Employee Stock Option (Right to Buy) Non-qualified; Transaction Holding.
- 2015-11-24: Reporting owner CENTERS MELISSA A; Form 3; Security Employee Stock Option (Right to Buy) Non-qualified; Transaction Holding.
- 2015-11-24: Reporting owner CENTERS MELISSA A; Form 3; Security Employee Stock Option (Right to Buy) Non-qualified; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-24 holding as of filing | CENTERS MELISSA A Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $29.53 exercise price | 2015-11-24 | ||
| 2015-11-24 holding as of filing | CENTERS MELISSA A Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $25.81 exercise price | 2015-11-24 | ||
| 2015-11-24 holding as of filing | CENTERS MELISSA A Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $14.49 exercise price | 2015-11-24 | ||
| 2015-11-24 holding as of filing | CENTERS MELISSA A Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $18.78 exercise price | 2015-11-24 | ||
| 2015-11-24 holding as of filing | CENTERS MELISSA A Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $17.03 exercise price | 2015-11-24 | ||
| 2015-11-24 holding as of filing | CENTERS MELISSA A Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $21.23 exercise price | 2015-11-24 | ||
| 2015-11-24 holding as of filing | CENTERS MELISSA A Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $22.72 exercise price | 2015-11-24 | ||
| 2015-11-16 holding as of filing | Tacchetti Gregory A Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $21.95 exercise price | 2015-11-16 | ||
| 2015-11-16 holding as of filing | Stachura Paul M Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $24.27 exercise price | 2015-11-16 | ||
| 2015-11-16 holding as of filing | Garland Kim Burton Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $22.60 exercise price | 2015-11-16 | ||
| 2015-11-16 holding as of filing | PETRUCCI JOHN M Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Incentive Derivative · Direct | Holding | $33.50 exercise price | 2015-11-16 | ||
| 2015-11-16 holding as of filing | PETRUCCI JOHN M Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $33.50 exercise price | 2015-11-16 | ||
| 2015-11-16 holding as of filing | PETRUCCI JOHN M Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $33.50 exercise price | 2015-11-16 | ||
| 2015-11-16 holding as of filing | PETRUCCI JOHN M Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $29.53 exercise price | 2015-11-16 | ||
| 2015-11-16 holding as of filing | PETRUCCI JOHN M Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $25.81 exercise price | 2015-11-16 | ||
| 2015-11-16 holding as of filing | PETRUCCI JOHN M Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $14.49 exercise price | 2015-11-16 | ||
| 2015-11-16 holding as of filing | PETRUCCI JOHN M Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $18.78 exercise price | 2015-11-16 | ||
| 2015-11-16 holding as of filing | PETRUCCI JOHN M Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $17.03 exercise price | 2015-11-16 | ||
| 2015-11-16 holding as of filing | PETRUCCI JOHN M Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $13.53 exercise price | 2015-11-16 | ||
| 2015-11-16 holding as of filing | PETRUCCI JOHN M Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $16.80 exercise price | 2015-11-16 | ||
| 2015-11-16 holding as of filing | PETRUCCI JOHN M Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $21.23 exercise price | 2015-11-16 | ||
| 2015-11-16 holding as of filing | PETRUCCI JOHN M Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $22.72 exercise price | 2015-11-16 | ||
| 2015-06-01 | Jones Scott Alan Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $14.49 exercise price | 2015-06-03 | |
| 2015-05-12 holding as of filing | Mrozek Matthew Stanley Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Incentive Derivative · Direct | Holding | $33.50 exercise price | 2015-05-12 | ||
| 2015-05-12 holding as of filing | Mrozek Matthew Stanley Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $33.50 exercise price | 2015-05-12 | ||
| 2015-05-12 holding as of filing | Mrozek Matthew Stanley Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $29.53 exercise price | 2015-05-12 | ||
| 2015-05-12 holding as of filing | Mrozek Matthew Stanley Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $25.81 exercise price | 2015-05-12 | ||
| 2015-05-12 holding as of filing | Mrozek Matthew Stanley Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $14.49 exercise price | 2015-05-12 | ||
| 2015-05-12 holding as of filing | Mrozek Matthew Stanley Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $18.78 exercise price | 2015-05-12 | ||
| 2015-05-12 holding as of filing | Mrozek Matthew Stanley Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $17.03 exercise price | 2015-05-12 | ||
| 2015-05-12 holding as of filing | Mrozek Matthew Stanley Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $13.53 exercise price | 2015-05-12 | ||
| 2015-05-12 holding as of filing | Mrozek Matthew Stanley Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $16.80 exercise price | 2015-05-12 | ||
| 2015-05-12 holding as of filing | Mrozek Matthew Stanley Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $21.23 exercise price | 2015-05-12 | ||
| 2015-05-12 holding as of filing | Mrozek Matthew Stanley Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $22.72 exercise price | 2015-05-12 | ||
| 2015-05-07 | LAROCCO MICHAEL Officer (President, CEO) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,380 33,380 owned after | $23.01 exercise price | 2015-05-11 | |
| 2015-03-05 | RESTREPO ROBERT P JR Director, Officer (Chairman, President, CEO) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,472 33,472 owned after | $22.72 exercise price | 2015-03-09 | |
| 2015-03-05 | Siegworth Lorraine M Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,108 6,108 owned after | $22.72 exercise price | 2015-03-09 | |
| 2015-03-05 | Yano James A Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,765 6,765 owned after | $22.72 exercise price | 2015-03-09 | |
| 2015-03-05 | Fitch Clyde Howard Jr Officer (SVP, Chief Sales Officer) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,747 6,747 owned after | $22.72 exercise price | 2015-03-09 | |
| 2015-03-05 | Hunckler Stephen Peter Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,926 5,926 owned after | $22.72 exercise price | 2015-03-09 | |
| 2015-03-05 | Rhodebeck Lyle Dean Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,288 5,288 owned after | $22.72 exercise price | 2015-03-09 | |
| 2015-03-05 | POWELL CYNTHIA A Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,071 5,071 owned after | $22.72 exercise price | 2015-03-09 | |
| 2015-03-05 | Pollak Matthew Robert Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,486 3,486 owned after | $22.72 exercise price | 2015-03-09 | |
| 2015-03-05 | Jones Scott Alan Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,032 3,032 owned after | $22.72 exercise price | 2015-03-09 | |
| 2015-03-05 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,435 10,435 owned after | $22.72 exercise price | 2015-03-09 | |
| 2015-03-05 | Buss Jessica Elizabeth Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,257 9,257 owned after | $22.72 exercise price | 2015-03-09 | |
| 2015-03-05 | Brown Joel Edward Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,291 6,291 owned after | $22.72 exercise price | 2015-03-09 |