STATE AUTO FINANCIAL CORPORATION Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-18: Reporting owner POWELL CYNTHIA A; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-13: Reporting owner English Steven Eugene; Form 3; Security Non-Qualified Stock Option; Transaction Holding.
- 2006-11-13: Reporting owner English Steven Eugene; Form 3; Security Incentive Stock Option; Transaction Holding.
- 2006-11-13: Reporting owner English Steven Eugene; Form 3; Security Non-Qualified Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-18 | POWELL CYNTHIA A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $34.02 exercise price | 2006-12-20 | |
| 2006-11-13 holding as of filing | English Steven Eugene Officer (Vice President) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $16.00 exercise price | 2006-11-13 | ||
| 2006-11-13 holding as of filing | English Steven Eugene Officer (Vice President) | 3 | Incentive Stock Option Derivative · Direct | Holding | $16.00 exercise price | 2006-11-13 | ||
| 2006-11-13 holding as of filing | English Steven Eugene Officer (Vice President) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $18.74 exercise price | 2006-11-13 | ||
| 2006-11-13 holding as of filing | English Steven Eugene Officer (Vice President) | 3 | Incentive Stock Option Derivative · Direct | Holding | $18.74 exercise price | 2006-11-13 | ||
| 2006-11-13 holding as of filing | English Steven Eugene Officer (Vice President) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $30.86 exercise price | 2006-11-13 | ||
| 2006-11-13 holding as of filing | English Steven Eugene Officer (Vice President) | 3 | Incentive Stock Option Derivative · Direct | Holding | $30.86 exercise price | 2006-11-13 | ||
| 2006-11-13 holding as of filing | English Steven Eugene Officer (Vice President) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $30.75 exercise price | 2006-11-13 | ||
| 2006-11-13 holding as of filing | English Steven Eugene Officer (Vice President) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $26.45 exercise price | 2006-11-13 | ||
| 2006-11-13 holding as of filing | English Steven Eugene Officer (Vice President) | 3 | Incentive Stock Option Derivative · Direct | Holding | $26.45 exercise price | 2006-11-13 | ||
| 2006-11-13 holding as of filing | English Steven Eugene Officer (Vice President) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $33.50 exercise price | 2006-11-13 | ||
| 2006-11-13 holding as of filing | English Steven Eugene Officer (Vice President) | 3 | Incentive Stock Option Derivative · Direct | Holding | $33.50 exercise price | 2006-11-13 | ||
| 2006-11-08 holding as of filing | JOHNSON NOREEN W Officer (Vice President) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $17.00 exercise price | 2006-11-08 | ||
| 2006-11-08 holding as of filing | JOHNSON NOREEN W Officer (Vice President) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $11.88 exercise price | 2006-11-08 | ||
| 2006-11-08 holding as of filing | JOHNSON NOREEN W Officer (Vice President) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $10.38 exercise price | 2006-11-08 | ||
| 2006-11-08 holding as of filing | JOHNSON NOREEN W Officer (Vice President) | 3 | Incentive Stock Option Derivative · Direct | Holding | $10.38 exercise price | 2006-11-08 | ||
| 2006-11-08 holding as of filing | JOHNSON NOREEN W Officer (Vice President) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $16.47 exercise price | 2006-11-08 | ||
| 2006-11-08 holding as of filing | JOHNSON NOREEN W Officer (Vice President) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $16.00 exercise price | 2006-11-08 | ||
| 2006-11-08 holding as of filing | JOHNSON NOREEN W Officer (Vice President) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $18.74 exercise price | 2006-11-08 | ||
| 2006-11-08 holding as of filing | JOHNSON NOREEN W Officer (Vice President) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $30.86 exercise price | 2006-11-08 | ||
| 2006-11-08 holding as of filing | JOHNSON NOREEN W Officer (Vice President) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $26.45 exercise price | 2006-11-08 | ||
| 2006-11-08 holding as of filing | JOHNSON NOREEN W Officer (Vice President) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $33.50 exercise price | 2006-11-08 | ||
| 2006-11-08 holding as of filing | Siegworth Lorraine M Officer (Vice President) | 3 | Non-Qualified Stock Option Derivative · Direct | Holding | $31.73 exercise price | 2006-11-08 | ||
| 2006-08-14 holding as of filing | KUNK JAMES E Director | 3 | Director Stock Option Derivative · Direct | Holding | $15.31 exercise price | 2006-08-14 | ||
| 2006-08-14 holding as of filing | KUNK JAMES E Director | 3 | Director Stock Option Derivative · Direct | Holding | $12.00 exercise price | 2006-08-14 | ||
| 2006-08-14 holding as of filing | KUNK JAMES E Director | 3 | Director Stock Option Derivative · Direct | Holding | $10.38 exercise price | 2006-08-14 | ||
| 2006-08-14 holding as of filing | KUNK JAMES E Director | 3 | Director Stock Option Derivative · Direct | Holding | $16.47 exercise price | 2006-08-14 | ||
| 2006-08-11 | MILEY RICHARD L Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,500 0 owned after | $7.31 exercise price | 2006-08-14 | |
| 2006-08-11 | MILEY CATHY B Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,500 0 owned after | $7.31 exercise price | 2006-08-14 | |
| 2006-05-17 | BLACKBURN MARK A Officer (Senior Vice President), 10% Owner | 4/A | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,939 15,939 owned after | $33.50 exercise price | 2006-07-20 | |
| 2006-05-17 | BLACKBURN MARK A Officer (Senior Vice President), 10% Owner | 4/A | Employee Stock Option (Right to Buy)ISO Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,061 4,061 owned after | $33.50 exercise price | 2006-07-20 | |
| 2006-05-17 | LOWTHER JOHN R Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $33.50 exercise price | 2006-05-19 | |
| 2006-05-17 | HAZELBAKER STEVEN R Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,150 3,150 owned after | $33.50 exercise price | 2006-05-19 | |
| 2006-05-17 | HAZELBAKER STEVEN R Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) ISO Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,150 3,150 owned after | $33.50 exercise price | 2006-05-19 | |
| 2006-05-17 | MILEY CATHY B Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,300 6,300 owned after | $33.50 exercise price | 2006-05-19 | |
| 2006-05-17 | MILEY RICHARD L Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,300 6,300 owned after | $33.50 exercise price | 2006-05-19 | |
| 2006-05-17 | POWELL CYNTHIA A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,300 6,300 owned after | $33.50 exercise price | 2006-05-19 | |
| 2006-05-17 | BLACKBURN MARK A Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $33.50 exercise price | 2006-05-19 | |
| 2006-05-17 | BLACKBURN MARK A Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy)ISO Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $33.50 exercise price | 2006-05-19 | |
| 2006-05-17 | JOHNSTON STEVEN J Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $33.50 exercise price | 2006-05-19 | |
| 2006-05-17 | JOHNSTON STEVEN J Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) ISO Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $33.50 exercise price | 2006-05-19 | |
| 2006-05-02 | JOHNSTON STEVEN J Officer (Senior Vice President) | 4 | Stock Option Exercise (Right to Buy) ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $7.31 exercise price | 2006-05-02 | |
| 2006-04-26 | JOHNSTON STEVEN J Officer (Senior Vice President) | 4 | Stock Option Exercise (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $7.31 exercise price | 2006-04-27 | |
| 2006-03-02 | RESTREPO ROBERT P JR Director, Officer (Chairman, President, CEO) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $31.94 exercise price | 2006-03-06 |