STATE AUTO FINANCIAL CORPORATION Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-04-06: Reporting owner Spriggs Elise Marie; Form 3; Security Employee Stock Option (Right to Buy) Non-qualified; Transaction Holding.
- 2016-03-03: Reporting owner Pollak Matthew Robert; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-03-03: Reporting owner Mrozek Matthew Stanley; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-03-03: Reporting owner Jones Scott Alan; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-04-06 holding as of filing | Spriggs Elise Marie Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) Non-qualified Derivative · Direct | Holding | $22.17 exercise price | 2016-04-06 | ||
| 2016-03-03 | Pollak Matthew Robert Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,379 3,379 owned after | $21.92 exercise price | 2016-03-07 | |
| 2016-03-03 | Mrozek Matthew Stanley Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,277 3,277 owned after | $21.92 exercise price | 2016-03-07 | |
| 2016-03-03 | Jones Scott Alan Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,939 2,939 owned after | $21.92 exercise price | 2016-03-07 | |
| 2016-03-03 | Tacchetti Gregory A Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,207 6,207 owned after | $21.92 exercise price | 2016-03-07 | |
| 2016-03-03 | Stachura Paul M Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,588 6,588 owned after | $21.92 exercise price | 2016-03-07 | |
| 2016-03-03 | POWELL CYNTHIA A Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,795 4,795 owned after | $21.92 exercise price | 2016-03-07 | |
| 2016-03-03 | PETRUCCI JOHN M Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,751 4,751 owned after | $21.92 exercise price | 2016-03-07 | |
| 2016-03-03 | Garland Kim Burton Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,054 9,054 owned after | $21.92 exercise price | 2016-03-07 | |
| 2016-03-03 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,164 10,164 owned after | $21.92 exercise price | 2016-03-07 | |
| 2016-03-03 | Buss Jessica Elizabeth Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,054 9,054 owned after | $21.92 exercise price | 2016-03-07 | |
| 2016-03-03 | CENTERS MELISSA A Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,178 5,178 owned after | $21.92 exercise price | 2016-03-07 | |
| 2016-03-03 | LAROCCO MICHAEL Director, Officer (President, CEO) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,494 32,494 owned after | $21.92 exercise price | 2016-03-07 |