STATE AUTO FINANCIAL CORPORATION Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-03: Reporting owner Mrozek Matthew Stanley; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-12-03: Reporting owner Mrozek Matthew Stanley; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-02-26: Reporting owner Jones Scott Alan; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-02-19: Reporting owner CENTERS MELISSA A; Form 4; Security Employee Stock Option Right to Buy (NQ); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-03 | Mrozek Matthew Stanley Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,700 1,216 owned after | $18.78 exercise price | 2019-12-04 | |
| 2019-12-03 | Mrozek Matthew Stanley Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,216 0 owned after | $18.78 exercise price | 2019-12-04 | |
| 2019-02-26 | Jones Scott Alan Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,356 0 owned after | $18.78 exercise price | 2019-02-27 | |
| 2019-02-19 | CENTERS MELISSA A Officer (Senior Vice President) | 4 | Employee Stock Option Right to Buy (NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,095 0 owned after | $14.49 exercise price | 2019-02-20 |